← Tributary

MILLER FINANCIAL SERVICES, INC.

SAN JUAN CAPISTRANO, CA · CRD 339220 · IAPD ↗ · millerfinancialservicesinc.com · 949-218-9419

$127.0MRegulatory AUM
1Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — MILLER FINANCIAL SERVICES, INC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
April 2026 — MILLER FINANCIAL SERVICES, INC. reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
January 2026 — MILLER FINANCIAL SERVICES, INC. (SAN JUAN CAPISTRANO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.