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WASHINGTON PARK CAPITAL MANAGEMENT, LLC

PORTLAND, OR · CRD 338939 · IAPD ↗ · waparkadvisors.com · 503-222-9917

$359.5MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — WASHINGTON PARK CAPITAL MANAGEMENT, LLC notice-filed in AZ, CA, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2026 — WASHINGTON PARK CAPITAL MANAGEMENT, LLC now reports custody of client assets ($21.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2026 — WASHINGTON PARK CAPITAL MANAGEMENT, LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2026 — WASHINGTON PARK CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
January 2026 — WASHINGTON PARK CAPITAL MANAGEMENT, LLC (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.