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RAYMOND JAMES INVESTMENT MANAGEMENT

ST PETERSBURG, FL · CRD 174904 · IAPD ↗ · carillontower.com · 800-521-1195

$16.86BRegulatory AUM
5Advisory reps
175Employees
0Clients
0Planning clients
2Private funds
52States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
January 2026 — RAYMOND JAMES INVESTMENT MANAGEMENT grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
July 2024 — RAYMOND JAMES INVESTMENT MANAGEMENT added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
February 2024 — RAYMOND JAMES INVESTMENT MANAGEMENT now reports custody of client assets ($142.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.