CRM — August 2024
CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).
400 firms opened this window in the August 2024 SEC roster: 179 new registration, 84 new office, 51 pending approved, 28 aum up, 27 headcount up, 24 rename, 6 aum crossed 500m, 1 planning started.
100
HIGHMORE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $2.66B RAUM and 3 advisory reps. IAPD ↗
98
BOSTONPREMIER WEALTH — (HANOVER, MA) is newly SEC-registered with $322.4M RAUM and 5 advisory reps. IAPD ↗
98
OASIS WEALTH PLANNING ADVISORS — (location n/a) is newly SEC-registered with $254.4M RAUM and 5 advisory reps. IAPD ↗
95
AMERICAN INVESTMENT ADVISORS INC — (MADISON, WI) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
95
STEWARDSHIP CAPITAL — (INDEPENDENCE, MO) is newly SEC-registered with $136.3M RAUM and 3 advisory reps. IAPD ↗
95
PEAK INVESTMENT ADVISORS, INC. — (COLORADO SPRINGS, CO) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
95
TREGER & ASSOCIATES — (location n/a) is newly SEC-registered with $130.0M RAUM and 2 advisory reps. IAPD ↗
95
DESMOND WEALTH MANAGEMENT, INC. — (WALNUT CREEK, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
95
J M BROWN FINANCIAL PARTNERS — (TULSA, OK) is newly SEC-registered with $120.0M RAUM and 4 advisory reps. IAPD ↗
95
SULLIVAN FINANCIAL, LLC — (ESSEX, CT) is newly SEC-registered with $103.8M RAUM and 2 advisory reps. IAPD ↗
95
SONAS FINANCIAL GROUP, INC. — (KANSAS CITY, MO) is newly SEC-registered with $116.9M RAUM and 2 advisory reps. IAPD ↗
95
BROUSSARD FINANCIAL GROUP, LLC — (KAPLAN, LA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
COMPASS FINANCIAL GROUP, INC. — (DUBLIN, OH) is newly SEC-registered with $114.8M RAUM and 2 advisory reps. IAPD ↗
95
HULL WEALTH MANAGEMENT — (MURFREESBORO, TN) is newly SEC-registered with $128.0M RAUM and 2 advisory reps. IAPD ↗
95
OFC WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
95
CFS WEALTH MANAGEMENT — (MACON, GA) is newly SEC-registered with $135.6M RAUM and 3 advisory reps. IAPD ↗
95
TOWNSEND FINANCIAL PLANNING — (MT. STERLING, KY) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
95
AQUA CAPITAL ADVISORS — (LOS ANGELES, CA) is newly SEC-registered with $120.1M RAUM and 2 advisory reps. IAPD ↗
95
PATHWAYS WEALTH MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $124.8M RAUM and 2 advisory reps. IAPD ↗
95
ARBOR INVESTMENT MANAGEMENT — (ANN ARBOR, MI) is newly SEC-registered with $122.0M RAUM and 2 advisory reps. IAPD ↗
95
THE DOWLING GROUP WEALTH MANAGEMENT — (GREENWICH, CT) is newly SEC-registered with $139.7M RAUM and 3 advisory reps. IAPD ↗
95
WAYPOINTS FINANCIAL — (SEBRING, FL) is newly SEC-registered with $114.7M RAUM and 3 advisory reps. IAPD ↗
95
SIMA WEALTH PARTNERS, LLC — (NORTH CHESTERFIELD, VA) is newly SEC-registered with $135.7M RAUM and 5 advisory reps. IAPD ↗
95
QUANTUM LEAP CAPITAL, LLC — (SOUTH BURLINGTON, VT) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
95
GREENWICH ADVISORS, LLC — (location n/a) is newly SEC-registered with $160.9M RAUM and 2 advisory reps. IAPD ↗
95
PINAFORE WEALTH COUNSEL INC. — (DURHAM, NC) is newly SEC-registered with $128.7M RAUM and 2 advisory reps. IAPD ↗
95
SOUNDHAVEN CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $120.4M RAUM and 1 advisory reps. IAPD ↗
95
ARBOR FINANCIAL — (ANN ARBOR, MI) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗
95
FIT WEALTH MANAGEMENT — (ENGLEWOOD, CO) is newly SEC-registered with $101.0M RAUM and 3 advisory reps. IAPD ↗
95
BYRON PLACE CAPITAL MANAGEMENT, LLC — (METUCHEN, NJ) is newly SEC-registered with $28.8M RAUM and 1 advisory reps. IAPD ↗
95
MARSH WEALTH MANAGEMENT, LLC — (KNOXVILLE, TN) is newly SEC-registered with $138.5M RAUM and 2 advisory reps. IAPD ↗
95
DUET ADVISORY SERVICES LLC — (BINGHAM FARMS, MI) is newly SEC-registered with $239.4M RAUM and 2 advisory reps. IAPD ↗
95
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $68.1M RAUM and 3 advisory reps. IAPD ↗
95
DAVIS WEALTH ADVISORS — (SALEM, NH) is newly SEC-registered with $135.8M RAUM and 3 advisory reps. IAPD ↗
95
WALL STREET FINANCIAL GROUP, INC. — (CARLINVILLE, IL) is newly SEC-registered with $115.6M RAUM and 3 advisory reps. IAPD ↗
95
THE ADVISORS GROUP — (LUBBOCK, TX) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
95
FAMILY LEGACY PLANNING — (BENTONVILLE, AR) is newly SEC-registered with $112.1M RAUM and 3 advisory reps. IAPD ↗
95
APPLE TREE ASSET MANAGEMENT, LLC — (FORT WAYNE, IN) is newly SEC-registered with $115.1M RAUM and 6 advisory reps. IAPD ↗
95
BENCHMARK WEALTH MANAGEMENT — (BLUE ASH, OH) is newly SEC-registered with $120.6M RAUM and 3 advisory reps. IAPD ↗
95
ODYSSEY CAPITAL ADVISORS INC. — (BALA CYNWYD, PA) is newly SEC-registered with $122.1M RAUM and 3 advisory reps. IAPD ↗
95
HILTON HEAD CAPITAL PARTNERS, LLC — (HILTON HEAD ISLAND, SC) is newly SEC-registered with $228.2M RAUM and 2 advisory reps. IAPD ↗
95
MAVEN CAPITAL PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered with $107.3M RAUM and 4 advisory reps. IAPD ↗
95
ASTRA VENTURES — (location n/a) is newly SEC-registered with $128.4M RAUM and 2 advisory reps. IAPD ↗
95
MANUKA FINANCIAL — (location n/a) is newly SEC-registered with $109.2M RAUM and 1 advisory reps. IAPD ↗
95
RIVER'S EDGE — (BEAVER, PA) is newly SEC-registered with $102.3M RAUM and 3 advisory reps. IAPD ↗
95
BERGEN PARK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $102.2M RAUM and 2 advisory reps. IAPD ↗
95
DAYTONA STREET CAPITAL — (SAINT LOUIS, MO) is newly SEC-registered with $141.6M RAUM and 4 advisory reps. IAPD ↗
95
BFI WEALTH SOLUTIONS, LLC — (DALLAS, TX) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
95
MONTHIE WEALTH ADVISORS — (LATHAM, NY) is newly SEC-registered with $29.4M RAUM and 2 advisory reps. IAPD ↗
95
SAVVLY ADVISOR — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $75,208 RAUM and 1 advisory reps. IAPD ↗
95
SOLANO WEALTH MANAGEMENT — (FAIRFIELD, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
MDRN CAPITAL — (ANNAPOLIS, MD) is newly SEC-registered with $101.6M RAUM and 7 advisory reps. IAPD ↗
95
STONE WALL FINANCIAL GROUP LLC — (SAN ANTONIO, TX) is newly SEC-registered with $1.4M RAUM and 1 advisory reps. IAPD ↗
95
EL CASTILLO INVESTMENTS — (location n/a) is newly SEC-registered with $50,000 RAUM and 1 advisory reps. IAPD ↗
95
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
ASHTON THOMAS ADVISORS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALLEGIANT WEALTH ADVISORS, LLC — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
RBT WEALTH LLC — (NEWBURGH, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CONCURRENT ASSET MANAGEMENT, LLC — (TAMPA, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE JEAN FINANCIAL LLC — (ALBANY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
THE ENSEMBLE TEAM — (SEATTLE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
95
CALIBER WEALTH MANAGEMENT, LLC — (OVERLAND PARK, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗
95
EMPOWER PRIVATE WEALTH — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DA WEALTH ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STURMAN WEALTH ADVISORS — (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MOMENTUM WEALTH PLANNING — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PRESCOTT TAX AND WEALTH MANAGEMENT — (SAN JUAN CAPISTRANO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
HAMPTON ROCK WEALTH MANAGEMENT — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BRIDGE GENERATIONS WEALTH MANAGEMENT — (SOUTH MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
AGP FRANKLIN, LLC — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
95
PANDORA WEALTH, INC. — (OAKBROOK TERRACE, IL) is newly SEC-registered with $205.1M RAUM and 3 advisory reps. IAPD ↗
95
PREMIER PRIVATE WEALTH MANAGEMENT, LLC — (PALM HARBOR, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
GENEVA FINANCIAL GROUP — (JACKSON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AVIATOR WEALTH GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KEYVANTAGE WEALTH ADVISORS — (BETHLEHEM, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TRUEHAVEN CAPITAL — (BRADENTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DEFINED PURPOSE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WAYVE CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $146.0M RAUM and 3 advisory reps. IAPD ↗
95
SEAL COVE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SERENUS WEALTH ADVISORS, LLC — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BENTHAM WEALTH ADVISORS — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MASTER RIA, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MOSTT INC. — (SHERMAN OAKS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAY HILL CAPITAL, LLC — (COHASSET, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WAVVEST WEALTH — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ARGENTARII, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SYRIOS WEALTH MANAGEMENT GROUP — (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
IFC ADVISORS LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
DEGREEN PRIVATE WEALTH, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
NN INVESTMENT ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTHPOINT FINANCIAL LLC — (CRAMERTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
MAXX WEALTH ADVISORS — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
85
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC — grew from 0 to 615 advisory reps. IAPD ↗
85
THE COLONY GROUP, LLC — grew from 315 to 630 advisory reps. IAPD ↗
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 99 to 122 advisory reps. IAPD ↗
80
WELLTH ADVISORY SERVICES, LLC — grew from 1 to 67 advisory reps. IAPD ↗
78
ASHTON THOMAS PRIVATE WEALTH — grew from 47 to 55 advisory reps. IAPD ↗
78
FIRESIDE CAPITAL ADVISORS — now offers financial planning (Item 5G(1)). IAPD ↗
75
STAIRWAY PARTNERS, LLC — reported RAUM up 90% ($1.04B -> $1.98B). IAPD ↗
75
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 118 to 123 advisory reps. IAPD ↗
73
ATTESSA CAPITAL LLC — reported RAUM up 139% ($108.3M -> $259.1M). IAPD ↗
73
THE PINES WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
73
MASTER'S WEALTH MANAGEMENT INC. — 's provisional registration is now fully approved. IAPD ↗
73
FIRESIDE CAPITAL ADVISORS — 's provisional registration is now fully approved. IAPD ↗
73
FAIRVOY PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
73
CARNEGIE LAKE ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
73
RATSON ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
73
AURDAN CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
73
FELLOWSHIP FINANCIAL PLANNING — 's provisional registration is now fully approved. IAPD ↗
73
ALTERI WEALTH — 's provisional registration is now fully approved. IAPD ↗
73
ONE WEALTH CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
72
QP GLOBAL FAMILY OFFICES, LLC — grew from 6 to 8 advisory reps. IAPD ↗
72
BRIDGEPORT FINANCIAL SOLUTIONS — grew from 0 to 7 advisory reps. IAPD ↗
71
THE MARSHALL FINANCIAL GROUP LLC — grew from 5 to 8 advisory reps. IAPD ↗
70
DASH INVESTMENTS — crossed $500M in regulatory AUM ($427.1M -> $501.2M). IAPD ↗
70
PGI WEALTH MANAGEMENT — crossed $500M in regulatory AUM ($211.1M -> $934.4M). IAPD ↗
70
SINGER WEALTH ADVISORS LLC — crossed $500M in regulatory AUM ($424.6M -> $502.9M). IAPD ↗
70
EVANS CAPITAL MANAGEMENT ASSOCIATES — reported RAUM up 63% ($284.8M -> $463.9M). IAPD ↗
70
ACCESS CAPITAL, LLC — reported RAUM up 103% ($34.7M -> $70.5M). IAPD ↗
70
DENT WEALTH ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
70
PENOBSCOT FINANCIAL ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
70
SAVVY LABS INC — 's provisional registration is now fully approved. IAPD ↗
70
WILIAN SECURITIES, LLC — 's provisional registration is now fully approved. IAPD ↗
70
STIRLING FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
70
LORD AND RICHARDS — 's provisional registration is now fully approved. IAPD ↗
70
TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
ANCHOR WEALTH MANAGEMENT GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
70
DEMETER TACTICAL INVESTMENTS CORP. — 's provisional registration is now fully approved. IAPD ↗
70
CATALYST WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
INMAN JAGER WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
ROCKBRIDGE CAPITAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
FCIG WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
EXPRESSIVE WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
70
CRUSONIA WEALTH ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
MERKKURI WEALTH ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
FULL FINANCIAL INC. — 's provisional registration is now fully approved. IAPD ↗
69
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS — reported RAUM up 46% ($15.32B -> $22.37B). IAPD ↗
69
ACTIVEST WEALTH MANAGEMENT, LLC — reported RAUM up 56% ($613.4M -> $956.5M). IAPD ↗
69
APPLIED FINANCE CAPITAL MANAGEMENT, LLC — reported RAUM up 46% ($3.01B -> $4.39B). IAPD ↗
68
ACCELERATE RETIREMENT — reported RAUM up 67% ($104.0M -> $173.5M). IAPD ↗
68
SMARTPATH ADVISORS — grew from 8 to 11 advisory reps. IAPD ↗
68
SAVVY LABS INC — grew from 8 to 11 advisory reps. IAPD ↗
68
MARIDEA WEALTH MANAGEMENT — grew from 4 to 7 advisory reps. IAPD ↗
67
WILIAN SECURITIES, LLC — reported RAUM up 61% ($75.2M -> $120.8M). IAPD ↗
67
HIGHLAND INVESTMENT ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
67
STIRLING FINANCIAL GROUP — grew from 1 to 3 advisory reps. IAPD ↗
67
ROCKBRIDGE CAPITAL MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
67
KILTER GROUP — grew from 2 to 4 advisory reps. IAPD ↗
65
TERRA WEALTH — reported RAUM up 36% ($250.1M -> $340.7M). IAPD ↗
64
WEALTHEDGE INVESTMENT ADVISORS LLC — reported RAUM up 32% ($287.4M -> $379.0M). IAPD ↗
63
BOYD CAPITAL — reported RAUM up 41% ($88.3M -> $124.5M). IAPD ↗
60
AMERICAN FUNDSTARS — reported RAUM up 26% ($177.1M -> $222.9M). IAPD ↗
60
CUSO FINANCIAL SERVICES, L.P. — CUSO FINANCIAL SERVICES is now doing business as . IAPD ↗
60
HARRIS | OAKMARK — HARRIS ASSOCIATES LP is now doing business as . IAPD ↗
60
AVIDIAN WEALTH SOLUTIONS — LLC is now doing business as AVIDIAN WEALTH SOLUTIONS. IAPD ↗
60
WORLD INVESTMENT ADVISORS, LLC — PENSIONMARK FINANCIAL GROUP, LLC is now doing business as . IAPD ↗
60
PRIME CAPITAL FINANCIAL — PRIME CAPITAL INVESTMENT ADVISORS, LLC is now doing business as . IAPD ↗
60
HUB INVESTMENT PARTNERS, LLC — TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY is now doing business as . IAPD ↗
55
CANTERBURY CONSULTING INCORPORATED — added office(s): 3 -> 4 additional locations. IAPD ↗
55
CAPITAL ADVISORS, INC. — added office(s): 10 -> 11 additional locations. IAPD ↗
55
BALDWIN BROTHERS LLC — added office(s): 5 -> 11 additional locations. IAPD ↗
55
UNITED ASSET STRATEGIES INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
55
ECLECTIC ASSOCIATES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
55
OVERBROOK MANAGEMENT CORPORATION — added office(s): 0 -> 1 additional locations. IAPD ↗
55
SAX WEALTH ADVISORS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
55
AVIDIAN WEALTH SOLUTIONS — added office(s): 3 -> 4 additional locations. IAPD ↗
55
PERIGON WEALTH MANAGEMENT, LLC — added office(s): 40 -> 41 additional locations. IAPD ↗
55
ROYAL FUND MANAGEMENT, LLC — added office(s): 83 -> 84 additional locations. IAPD ↗
55
TIEDEMANN ADVISORS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
AVIOR WEALTH MANAGEMENT, LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
55
HHM WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
MODERA WEALTH MANAGEMENT, LLC — added office(s): 20 -> 21 additional locations. IAPD ↗
55
EAST ROCK CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
MCADAM LLC — added office(s): 68 -> 69 additional locations. IAPD ↗
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC — added office(s): 25 -> 29 additional locations. IAPD ↗
55
WINTHROP WEALTH — added office(s): 14 -> 17 additional locations. IAPD ↗
55
VALLEY WEALTH STRATEGIES, LLC — added office(s): 21 -> 22 additional locations. IAPD ↗
55
IEQ CAPITAL, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
GREAT WATERS FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
55
CW ADVISORS, LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
55
CONCURRENT INVESTMENT ADVISORS, LLC — added office(s): 37 -> 38 additional locations. IAPD ↗
55
MIDLAND WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
55
MICHAEL J. PORRO & CO. FINANCIAL ADVISOR INC — MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗
55
ALPHA DOG ADVISORS — GEASPHERE ADVISORS is now doing business as . IAPD ↗
55
ATLATL ADVISERS LLC — ATLATL ADVISERS is now doing business as . IAPD ↗
55
MASTERPIECE CAPITAL, LLC — LOWENBERG GROUP, LLC is now doing business as . IAPD ↗
55
BLAKE SCHUTTER THEIL WEALTH ADVISORS, LLC — BLAKE SCHUTTER WEALTH is now doing business as . IAPD ↗
55
CODEX CAPITAL ASSET MANAGEMENT, L.L.C. — CODEX CAPITAL, L.L.C. is now doing business as . IAPD ↗
55
PETERSON ROGERS PRIVATE WEALTH, LLC — MADDIX HOLDINGS is now doing business as . IAPD ↗
55
PACIFIC WEALTH ADVISORY SERVICES LLC — PACIFIC FINANCIAL ADVISORY SERVICES is now doing business as . IAPD ↗
53
FINANCIAL CONSULATE — added office(s): 2 -> 3 additional locations. IAPD ↗
53
BBJS FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
THE INSTITUTE — added office(s): 6 -> 7 additional locations. IAPD ↗
53
NEPSIS, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
53
DELTA INVESTMENT MANAGEMENT, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
53
RESEARCH FINANCIAL STRATEGIES — added office(s): 5 -> 6 additional locations. IAPD ↗
53
SOLOMON API LLC — added office(s): 1 -> 4 additional locations. IAPD ↗
53
GEOMETRIC WEALTH ADVISORS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
53
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — added office(s): 19 -> 20 additional locations. IAPD ↗
53
ALMANACK INVESTMENT PARTNERS — added office(s): 6 -> 7 additional locations. IAPD ↗
53
MY LEGACY ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
TRUVESTMENTS CAPITAL LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
53
CASTLE COAST WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
CONVERGENCE FINANCIAL — added office(s): 5 -> 6 additional locations. IAPD ↗
53
LEVERTY FINANCIAL GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SMART WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
BROOKWOOD INVESTMENT GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
53
TRANSCE3ND LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
53
LANDMARK WEALTH MANAGEMENT GROUP — added office(s): 3 -> 4 additional locations. IAPD ↗
53
THE NORDEN GROUP LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
53
UPTICK PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
DIVERSIFY WEALTH MANAGEMENT, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
53
RATSON ADVISORY LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
FLYING POINT FINANCIAL, INC. — added office(s): 1 -> 4 additional locations. IAPD ↗
50
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 19 -> 21 additional locations. IAPD ↗
50
STOREHOUSE FINANCIAL LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
RUTHERFORD INVESTMENT MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
50
FOUNDATION WEALTH MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
50
YES WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
50
APTUS FINANCIAL, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
50
GOODSTEIN WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
PROVIDENT FINANCIAL PLANNING, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
50
WATERROCK WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
50
ORBA WEALTH ADVISORS, LLC — added office(s): 2 -> 12 additional locations. IAPD ↗
50
SMARTPATH ADVISORS — added office(s): 0 -> 12 additional locations. IAPD ↗
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
ASSUREDPARTNERS INVESTMENT ADVISORS — added office(s): 12 -> 14 additional locations. IAPD ↗
50
WEALTHTECH PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
EARNED WEALTH — added office(s): 8 -> 9 additional locations. IAPD ↗
50
SAVVY LABS INC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
50
POSITION WEALTH — added office(s): 1 -> 3 additional locations. IAPD ↗
50
BRIDGEPORT FINANCIAL SOLUTIONS — added office(s): 1 -> 5 additional locations. IAPD ↗
50
MARIDEA WEALTH MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
50
BBVA GLOBAL WEALTH ADVISORS, INC. — added office(s): 1 -> 9 additional locations. IAPD ↗
50
CATALYST WEALTH MANAGEMENT LLC — added office(s): 0 -> 16 additional locations. IAPD ↗
50
RELATION WEALTH MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
WEALTHCARE CAPITAL PARTNERS, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
50
KILTER GROUP — added office(s): 2 -> 4 additional locations. IAPD ↗
50
BRADY MARTZ WEALTH SOLUTIONS, LLC — added office(s): 8 -> 10 additional locations. IAPD ↗
88
HST VENTURES, LLC — (PARK CITY, UT) is newly SEC-registered with $286.1M RAUM and 3 advisory reps. IAPD ↗institutional
85
CAIS ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
NEOS PARTNERS, LP — (SAN DIEGO, CA) is newly SEC-registered with $1.06B RAUM and 16 advisory reps. IAPD ↗fund
85
ATLAS CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
VISDOM INVESTMENT GROUP LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BOOSTER ASSET MANAGEMENT, LLC — (WHEATON, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
IRTH CAPITAL MANAGEMENT, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
AVATAR CAPITAL MANAGEMENT LLC — (SEATTLE, WA) is newly SEC-registered with $162.6M RAUM and 3 advisory reps. IAPD ↗institutional
85
PERMIRA CREDIT LLC — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
85
ECOBRIDGE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
INVIDIA CAPITAL MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
3A PARTNERS, LLC — (COLUMBUS, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
GLADE ARCH CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ACRISURE CAPITAL ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
RAVEN CREDIT CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $1.23B RAUM and 13 advisory reps. IAPD ↗fund
85
WEST BASIN CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
HERITAGE HOLDING — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
85
TRADERS A.I., INC. — (FAIRFAX, VA) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
WHITEBARK INVESTORS — (INCLINE VILLAGE, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
AGILE INVESTMENT MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
TOPLINE CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $375.0M RAUM and 1 advisory reps. IAPD ↗fund
83
TURNSPIRE CAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $473.3M RAUM and 7 advisory reps. IAPD ↗fund
83
ZANBATO ADVISORS LLC — (MOUNTAIN VIEW, CA) is newly SEC-registered with $335.2M RAUM and 3 advisory reps. IAPD ↗fund
83
GODSPEED CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $455.5M RAUM and 6 advisory reps. IAPD ↗fund
83
ENTRYPOINT CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $437.0M RAUM and 5 advisory reps. IAPD ↗fund
83
CITY CAPITAL VENTURES, LLC — (CHICAGO, IL) is newly SEC-registered with $286.1M RAUM and 8 advisory reps. IAPD ↗fund
83
PONDERA HOLDINGS LLC — (CHICAGO, IL) is newly SEC-registered with $268.3M RAUM and 4 advisory reps. IAPD ↗fund
83
CENTER CAPITAL PARTNERS LLC — (BEVERLY HILLS, CA) is newly SEC-registered with $324.6M RAUM and 6 advisory reps. IAPD ↗fund
83
ARKVIEW CAPITAL, L.P. — (STAMFORD, CT) is newly SEC-registered with $277.3M RAUM and 3 advisory reps. IAPD ↗fund
83
SEA CLIFF PARTNERS MANAGEMENT, LP — (SAN FRANCISCO, CA) is newly SEC-registered with $310.7M RAUM and 6 advisory reps. IAPD ↗fund
83
THURSTON ADVISORS — (VERO BEACH, FL) is newly SEC-registered with $315.9M RAUM and 9 advisory reps. IAPD ↗fund
83
FIRST PRINCIPLES GROUP — (location n/a) is newly SEC-registered with $340.2M RAUM and 2 advisory reps. IAPD ↗fund
83
CONNELLY CAPITAL MANAGEMENT LLC — (GUAYNABO, PR) is newly SEC-registered with $587.2M RAUM and 2 advisory reps. IAPD ↗fund
83
83
SOURCE CAPITAL, LLC — (ATLANTA, GA) is newly SEC-registered with $285.1M RAUM and 11 advisory reps. IAPD ↗fund
83
3 BOOMERANG CAPITAL, LP — (GREENWICH, CT) is newly SEC-registered with $376.3M RAUM and 8 advisory reps. IAPD ↗fund
83
BANNER CAPITAL MANAGEMENT, LLC — (LEHI, UT) is newly SEC-registered with $415.5M RAUM and 6 advisory reps. IAPD ↗fund
83
SPRINGCOAST CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $713.8M RAUM and 8 advisory reps. IAPD ↗fund
83
OTRO CAPITAL — (NEW YORK, NY) is newly SEC-registered with $276.9M RAUM and 6 advisory reps. IAPD ↗fund
83
CYTIUM INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $467.0M RAUM and 3 advisory reps. IAPD ↗fund
83
GUMSHOE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $342.2M RAUM and 4 advisory reps. IAPD ↗fund
83
ONE FUNDS, LLC — (COLORADO SPRINGS, CO) is newly SEC-registered with $350.4M RAUM and 13 advisory reps. IAPD ↗fund
80
GREENSTONE PARTNERS, LLC — (LARKSPUR, CA) is newly SEC-registered with $219.7M RAUM and 2 advisory reps. IAPD ↗fund
80
RANGELEY CAPITAL, LLC — (NEW CANAAN, CT) is newly SEC-registered with $196.9M RAUM and 3 advisory reps. IAPD ↗fund
80
KP MANAGEMENT LLC — (location n/a) is newly SEC-registered with $206.4M RAUM and 2 advisory reps. IAPD ↗fund
80
ENGLISH CAPITAL MANAGEMENT LLC — (BLOOMFIELD HILLS, MI) is newly SEC-registered with $201.5M RAUM and 2 advisory reps. IAPD ↗fund
80
SYGNUS CAPITAL PR LLC — (GUAYNABO, PR) is newly SEC-registered with $118.0M RAUM and 3 advisory reps. IAPD ↗fund
80
BURNHAM STERLING ASSET MANAGEMENT LLC — (COS COB, CT) is newly SEC-registered with $200.0M RAUM and 4 advisory reps. IAPD ↗fund
80
CAPRIA VENTURES LLC — (SEATTLE, WA) is newly SEC-registered with $156.0M RAUM and 8 advisory reps. IAPD ↗fund
80
WHITE HAT CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered with $165.1M RAUM and 4 advisory reps. IAPD ↗fund
80
TECA PARTNERS, LP — (AUSTIN, TX) is newly SEC-registered with $173.1M RAUM and 2 advisory reps. IAPD ↗fund
80
TONKA CAPITAL PARTNERS, LLC — (MINNETONKA, MN) is newly SEC-registered with $132.4M RAUM and 3 advisory reps. IAPD ↗fund
80
AUTHENTIC VENTURES INVESTMENT MANAGER, LLC — (OAKLAND, CA) is newly SEC-registered with $151.2M RAUM and 3 advisory reps. IAPD ↗fund
80
INDEPENDENT ACCESS PARTNERS, LLC — (HUNT VALLEY, MD) is newly SEC-registered with $196.5M RAUM and 3 advisory reps. IAPD ↗fund
80
NATURAL CAPITAL — (NORTH LITTLE ROCK, AR) is newly SEC-registered with $217.0M RAUM and 10 advisory reps. IAPD ↗fund
80
CANDELO CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $214.4M RAUM and 4 advisory reps. IAPD ↗fund
80
LB PARTNERS LLC — (CHARLOTTESVILLE, VA) is newly SEC-registered with $190.3M RAUM and 1 advisory reps. IAPD ↗fund
80
POWER INNOVATION PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $239.3M RAUM and 6 advisory reps. IAPD ↗fund
80
ARDAN EQUITY PARTNERS, LLC — (MIAMI, FL) is newly SEC-registered with $160.3M RAUM and 3 advisory reps. IAPD ↗fund
80
BLUEPRINT LOCAL LLC — (location n/a) is newly SEC-registered with $173.4M RAUM and 4 advisory reps. IAPD ↗fund
80
CROSS RAPIDS CAPITAL LP — (NEW YORK, NY) is newly SEC-registered with $225.7M RAUM and 5 advisory reps. IAPD ↗fund
80
ORVIETO PARTNERS, L.P. — (BOSTON, MA) is newly SEC-registered with $172.8M RAUM and 3 advisory reps. IAPD ↗fund
80
5TH CENTURY PARTNERS — (CHICAGO, IL) is newly SEC-registered with $241.7M RAUM and 11 advisory reps. IAPD ↗fund
80
EDEN GLOBAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $226.0M RAUM and 10 advisory reps. IAPD ↗fund
80
CUREWELL CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered with $173.5M RAUM and 4 advisory reps. IAPD ↗fund
80
14B CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $203.1M RAUM and 2 advisory reps. IAPD ↗fund
80
TRM ADVISORS LP — (SOUTHFIELD, MI) is newly SEC-registered with $166.0M RAUM and 7 advisory reps. IAPD ↗fund
80
COASTAL INVESTMENT COMPANY, LLC — (WINTER PARK, FL) is newly SEC-registered with $161.3M RAUM and 7 advisory reps. IAPD ↗fund
80
GROVE MOUNTAIN PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered with $181.5M RAUM and 6 advisory reps. IAPD ↗fund
80
EQUITABLE PROSPERITY MANAGER LLC — (ARLINGTON, VA) is newly SEC-registered with $173.5M RAUM and 8 advisory reps. IAPD ↗fund
80
GROWTH BEVERAGE GROUP, LP — (CHICAGO, IL) is newly SEC-registered with $190.6M RAUM and 8 advisory reps. IAPD ↗fund
80
ALBERT BRIDGE CAPITAL — (NAPLES, FL) is newly SEC-registered with $105.4M RAUM and 3 advisory reps. IAPD ↗fund
80
SADDLE POINT MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered with $73.2M RAUM and 4 advisory reps. IAPD ↗fund
80
SRT GROUP LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $58.0M RAUM and 6 advisory reps. IAPD ↗fund
80
FORTINBRAS ENTERPRISES LP — (NEW YORK, NY) is newly SEC-registered with $122.8M RAUM and 4 advisory reps. IAPD ↗fund
80
KINTAYL CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
SONE CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
CORIGLIANO INVESTMENT ADVISERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $11.7M RAUM and 2 advisory reps. IAPD ↗fund
75
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC — grew from 10 to 41 advisory reps. IAPD ↗institutional
70
70
EIGHTEEN48 PARTNERS — (LONDON, United Kingdom) is newly SEC-registered with $1.86B RAUM and 18 advisory reps. IAPD ↗foreign
70
TENSAI HOLDING COMPANY, LLC — (LONDON, United Kingdom) is newly SEC-registered with $9.33B RAUM and 37 advisory reps. IAPD ↗foreign
68
HEWARD INVESTMENT MANAGEMENT INC. — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $445.5M RAUM and 6 advisory reps. IAPD ↗foreign
65
65
PENSIONBEE — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
MODEL SIX OPERATIONS INC. — (VANCOUVER, BC, Canada) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
64
63
LANDMARK INVESTMENT PARTNERS, L.P. — 's provisional registration is now fully approved. IAPD ↗institutional
62
60
60
60
60
60
60
GID MULTIFAMILY INVESTMENT MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗fund
60
APOLLO S3 RIC MANAGEMENT, L.P. — 's provisional registration is now fully approved. IAPD ↗institutional
58
58
58
58
58
58
58
POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗fund
55
55
BAILLIE GIFFORD INTERNATIONAL LLC — crossed $500M in regulatory AUM ($351.0M -> $678.0M). IAPD ↗fund
55
55
55
55
55
55
55
55
55
52
52
51
51
51
49
48
ELLINGTON CREDIT COMPANY MANAGEMENT LLC — ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC is now doing business as . IAPD ↗institutional
48
45
45
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
45
TAULA CAPITAL MANAGEMENT (UK) LLP — 's provisional registration is now fully approved. IAPD ↗foreign
45
TAULA CAPITAL MANAGEMENT (US) LLC — 's provisional registration is now fully approved. IAPD ↗foreign
45
45
TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED — 's provisional registration is now fully approved. IAPD ↗foreign
45
CAPITAL CLIENT GROUP, INC. — AMERICAN FUNDS DISTRIBUTORS, INC. is now doing business as . IAPD ↗institutional
45
FALCON INVESTMENT ADVISORS, LLC — ONEX is now doing business as FALCON INVESTMENT ADVISORS, LLC. IAPD ↗fund
45
BROOKFIELD ASSET MANAGEMENT CREDIT AND INSURANCE SOLUTIONS — BROOKFIELD ASSET MANAGEMENT INSURANCE ADVISOR LLC is now doing business as . IAPD ↗fund
44
43
42
40
40
TOWERS WATSON INVESTMENT SERVICES, INC. — added office(s): 12 -> 13 additional locations. IAPD ↗fund
40
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
40
40
40
39
30
30
28
25
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.