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FULL FINANCIAL INC.

· CRD 330574 · IAPD ↗ · fullfinancial.com · 800-871-FULL

$290.0MRegulatory AUM
2Advisory reps
2Employees
265Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
August 2024 — FULL FINANCIAL INC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
July 2024 — FULL FINANCIAL INC. reported RAUM up 98% ($110.0M -> $217.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
May 2024 — FULL FINANCIAL INC. (location n/a) is newly SEC-registered (provisional 120-day approval) with $110.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.