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DASH INVESTMENTS

PLANO, TX · CRD 135281 · IAPD ↗ · 800-549-3227

$681.6MRegulatory AUM
7Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
October 2026 — DASH INVESTMENTS moved its main office from WOODLAND HILLS, CA to PLANO, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
71
April 2026 — DASH INVESTMENTS grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
August 2024 — DASH INVESTMENTS crossed $500M in regulatory AUM ($427.1M -> $501.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2024 — DASH INVESTMENTS reported RAUM up 25% ($341.6M -> $427.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.