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TAILWINDS WEALTH, LLC

VADNAIS HEIGHTS, MN · CRD 322924 · IAPD ↗ · tailwindswealth.com · 651-243-0535

$192.7MRegulatory AUM
7Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
October 2026 — TAILWINDS WEALTH, LLC notice-filed in TN, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2026 — TAILWINDS WEALTH, LLC added office(s): 0 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
25
July 2026 — TAILWINDS WEALTH, LLC changed its website from wilianfinancial.com to tailwindswealth.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
May 2026 — WILIAN SECURITIES, LLC is now doing business as TAILWINDS WEALTH, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
61
April 2026 — WILIAN SECURITIES, LLC reported RAUM up 34% ($143.8M -> $192.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
February 2026 — WILIAN SECURITIES, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
67
August 2024 — WILIAN SECURITIES, LLC reported RAUM up 61% ($75.2M -> $120.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
August 2024 — WILIAN SECURITIES, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.