← Tributary

SLW MANAGEMENT COMPANY

SAN FRANCISCO, CA · CRD 329215 · IAPD ↗ · slw.vc · 415-851-9870

$1.43BRegulatory AUM
8Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
September 2024 — SLW MANAGEMENT COMPANY's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
62
August 2024 — SLW MANAGEMENT COMPANY grew from 1 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
May 2024 — SLW MANAGEMENT COMPANY (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.