CRM — June 2025
CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).
323 firms opened this window in the June 2025 SEC roster: 146 new registration, 81 new office, 29 pending approved, 26 headcount up, 21 rename, 17 aum up, 2 aum crossed 500m, 1 planning started.
98
KINEO CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $258.0M RAUM and 2 advisory reps. IAPD ↗
98
55 NORTH PRIVATE WEALTH — (WINTER PARK, FL) is newly SEC-registered with $366.8M RAUM and 5 advisory reps. IAPD ↗
98
SANDS CAPITAL HORIZONS, LLC — (ARLINGTON, VA) is newly SEC-registered with $428.0M RAUM and 2 advisory reps. IAPD ↗
95
HECKMAN FINANCIAL & INSURANCE SERVICES, INC. — (SAN JOSE, CA) is newly SEC-registered with $114.4M RAUM and 4 advisory reps. IAPD ↗
95
CERTIFIED FINANCIAL STRATEGIES CORPORATION — (DALLAS, TX) is newly SEC-registered with $118.1M RAUM and 2 advisory reps. IAPD ↗
95
GLOBAL FINANCIAL PLANNING GROUP, LLC — (TROY, MI) is newly SEC-registered with $125.6M RAUM and 2 advisory reps. IAPD ↗
95
SUMMIT FINANCIAL PARTNERS, INC. — (GLEN ALLEN, VA) is newly SEC-registered with $124.5M RAUM and 1 advisory reps. IAPD ↗
95
MFG INVESTMENTS, LLC — (MEDFORD, NJ) is newly SEC-registered with $121.0M RAUM and 5 advisory reps. IAPD ↗
95
MCLAUGHLIN ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $125.3M RAUM and 3 advisory reps. IAPD ↗
95
MFG WEALTH MANAGEMENT, INC. — (INDIANAPOLIS, IN) is newly SEC-registered with $111.8M RAUM and 3 advisory reps. IAPD ↗
95
ARRIVAL CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $38.2M RAUM and 1 advisory reps. IAPD ↗
95
NETWORTH FINANCIAL SERVICES, LLC — (JOHNS CREEK, GA) is newly SEC-registered with $121.8M RAUM and 2 advisory reps. IAPD ↗
95
BRADYCO FINANCIAL — (location n/a) is newly SEC-registered with $175.7M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE CAPITAL, LLC — (WOODBRIDGE, CT) is newly SEC-registered with $128.9M RAUM and 3 advisory reps. IAPD ↗
95
REXFORD CAPITAL — (location n/a) is newly SEC-registered with $128.1M RAUM and 2 advisory reps. IAPD ↗
95
COLUMBIA BENEFITS, LLC — (DENVER, CO) is newly SEC-registered with $107.7M RAUM and 1 advisory reps. IAPD ↗
95
BROADHURST FINANCIAL ADVISORS, INC. — (WEST POINT, PA) is newly SEC-registered with $110.0M RAUM and 1 advisory reps. IAPD ↗
95
OUTLOOK CAPITAL MANAGEMENT, LLC — (ARLINGTON HEIGHTS, IL) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
95
BULWARK CAPITAL CORPORATION — (location n/a) is newly SEC-registered with $117.1M RAUM and 2 advisory reps. IAPD ↗
95
HACKETT FINANCIAL GROUP, LLC — (WIMBERLEY, TX) is newly SEC-registered with $133.2M RAUM and 2 advisory reps. IAPD ↗
95
AGDEAVOR INVESTMENTS — (WORTHINGTON, OH) is newly SEC-registered with $24.8M RAUM and 3 advisory reps. IAPD ↗
95
EAST ROCK FINANCIAL SERVICES, LLC — (location n/a) is newly SEC-registered with $111.4M RAUM and 2 advisory reps. IAPD ↗
95
A.T. LLOYD'S, INC — (SEATTLE, WA) is newly SEC-registered with $118.6M RAUM and 1 advisory reps. IAPD ↗
95
BERKELEY CAPITAL MANAGEMENT, LLC — (ELLSWORTH, KS) is newly SEC-registered with $100.0M RAUM and 2 advisory reps. IAPD ↗
95
ALLEN FINANCIAL MANAGEMENT — (OXFORD, MI) is newly SEC-registered with $114.6M RAUM and 1 advisory reps. IAPD ↗
95
MERIDIAN ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $114.4M RAUM and 2 advisory reps. IAPD ↗
95
QUANTUM CAPITAL INVESTMENTS, INC. — (location n/a) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE WEALTH MANAGEMENT — (MEDFORD, MA) is newly SEC-registered with $118.3M RAUM and 2 advisory reps. IAPD ↗
95
OPAL ADVISORS — (BELLEVUE, WA) is newly SEC-registered with $121.5M RAUM and 3 advisory reps. IAPD ↗
95
THIELEN CAPITAL CORPORATION — (LADERA RANCH, CA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
ALLUVIAL CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $105.2M RAUM and 1 advisory reps. IAPD ↗
95
TRUADVISORS — (TAMPA, FL) is newly SEC-registered with $100.0M RAUM and 3 advisory reps. IAPD ↗
95
UPTOWN CAPITAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $125.3M RAUM and 2 advisory reps. IAPD ↗
95
REI WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $163.0M RAUM and 1 advisory reps. IAPD ↗
95
RED REEF ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered with $125.5M RAUM and 3 advisory reps. IAPD ↗
95
ALVIN CLAY FINANCIAL ADVISORS, LLC — (JENKINTOWN, PA) is newly SEC-registered with $154.6M RAUM and 5 advisory reps. IAPD ↗
95
FINEC ASSET MANAGEMENT — (SAN DIEGO, CA) is newly SEC-registered with $126.3M RAUM and 6 advisory reps. IAPD ↗
95
FOREFRONT ASSET MANAGEMENT, LLC — (VIRGINIA BEACH, VA) is newly SEC-registered with $122.9M RAUM and 3 advisory reps. IAPD ↗
95
FOCUS PLANNING GROUP — (location n/a) is newly SEC-registered with $35.6M RAUM and 1 advisory reps. IAPD ↗
95
OCTOBER EFFECT LTD. — (VIRGINIA BEACH, VA) is newly SEC-registered with $111.7M RAUM and 4 advisory reps. IAPD ↗
95
PROVIDENT LIVING FINANCIAL SERVICES — (LEHI, UT) is newly SEC-registered with $130.4M RAUM and 2 advisory reps. IAPD ↗
95
KUHN CAPITAL PARTNERS — (NAPERVILLE, IL) is newly SEC-registered with $125.8M RAUM and 5 advisory reps. IAPD ↗
95
FRA WEALTH MANAGEMENT LLC — (O'FALLON, IL) is newly SEC-registered with $100.0M RAUM and 2 advisory reps. IAPD ↗
95
ELITE INCOME ADVISORS, INC. — (ELLICOTT CITY, MD) is newly SEC-registered with $150.1M RAUM and 8 advisory reps. IAPD ↗
95
NORTH BAY WEALTH MANAGEMENT — (PETALUMA, CA) is newly SEC-registered with $102.1M RAUM and 1 advisory reps. IAPD ↗
95
TONE CAPITAL, LLC — (RICHMOND, VA) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
95
COMPLETE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $125.1M RAUM and 2 advisory reps. IAPD ↗
95
KNOX AVENUE FINANCIAL CORP. — (ST. PAUL, MN) is newly SEC-registered with $118.9M RAUM and 1 advisory reps. IAPD ↗
95
PEAK FINANCIAL CONSULTING, INC. — (BLOOMINGTON, MN) is newly SEC-registered with $110.2M RAUM and 2 advisory reps. IAPD ↗
95
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC — (OMAHA, NE) is newly SEC-registered with $110.6M RAUM and 3 advisory reps. IAPD ↗
95
ZINNIA WEALTH ADVISORY, LLC — (OCALA, FL) is newly SEC-registered with $146.6M RAUM and 2 advisory reps. IAPD ↗
95
TCG WEALTH MANAGEMENT — (NASHUA, NH) is newly SEC-registered with $121.3M RAUM and 3 advisory reps. IAPD ↗
95
POLARIS FINANCIAL PARTNERS, LLC — (WESTERVILLE, OH) is newly SEC-registered with $191.5M RAUM and 3 advisory reps. IAPD ↗
95
TOWN CAPITAL — (BEL AIR, MD) is newly SEC-registered with $121.9M RAUM and 3 advisory reps. IAPD ↗
95
1818 PRIVATE CLIENT GROUP, LLC — (AVENTURA, FL) is newly SEC-registered with $107.9M RAUM and 1 advisory reps. IAPD ↗
95
METIS WEALTH MANAGEMENT & PLANNING LLC — (BLUFFTON, SC) is newly SEC-registered with $107.6M RAUM and 2 advisory reps. IAPD ↗
95
WISDOM PLANNING GROUP — (ORLANDO, FL) is newly SEC-registered with $105.3M RAUM and 3 advisory reps. IAPD ↗
95
STRATTON CAPITAL INVESTMENT ADVISORY LLC — (NEW YORK, NY) is newly SEC-registered with $75.2M RAUM and 5 advisory reps. IAPD ↗
95
DIPAOLO FINANCIAL GROUP, INC. — (LUTZ, FL) is newly SEC-registered with $125.9M RAUM and 4 advisory reps. IAPD ↗
95
PCB CAPITAL LLC — (EAST BRUNSWICK, NJ) is newly SEC-registered with $122.5M RAUM and 1 advisory reps. IAPD ↗
95
CABIN ADVISORS, LLC — (OVERLAND PARK, KS) is newly SEC-registered with $133.6M RAUM and 14 advisory reps. IAPD ↗
95
TRUST BEYOND CORP — (location n/a) is newly SEC-registered with $114.9M RAUM and 1 advisory reps. IAPD ↗
95
APEX WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
95
FIRST STEP WEALTH PLANNING — (location n/a) is newly SEC-registered with $26.4M RAUM and 1 advisory reps. IAPD ↗
95
COGENT PRIVATE WEALTH — (ORLANDO, FL) is newly SEC-registered with $141.5M RAUM and 4 advisory reps. IAPD ↗
95
ALIANZA CORP. INVESTMENT ADVISOR — (MIAMI, FL) is newly SEC-registered with $108.9M RAUM and 1 advisory reps. IAPD ↗
95
REID FINANCIAL INC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GLR PARTNERS — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STAR HARBOR INVESTMENTS INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MATSON CAPITAL LLC — (MASON, OH) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
SEQUINOX WEALTH MANAGEMENT, LLC — (LANCASTER, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BINVESTING — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PIVOT CAPITAL PARTNERS LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CYPRESS CAPITAL — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLOVERPOINT, LLC — (MINNEAPOLIS, MN) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 11 advisory reps. IAPD ↗
95
EVERGREEN WEALTH PARTNERS LLC — (KALISPELL, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
CAMBRIA WEALTH MANAGEMENT — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ANCHYRA PARTNERS LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
THIRD VIEW PRIVATE WEALTH — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CONNECTIVE WEALTH PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
FREEDOM ASSET MANAGEMENT — (SPOKANE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LYONS CAPITAL GROUP — (SHREVEPORT, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FAO WEALTH INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLOVER LEAF FINANCIAL LLC — (FAIRPORT, NY) is newly SEC-registered with $54.0M RAUM and 2 advisory reps. IAPD ↗
95
GREENSTONE BELT WEALTH ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DACHTLER WEALTH ADVISORS, LLC — (FOLSOM, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STRIVE WEALTH MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $179.1M RAUM and 5 advisory reps. IAPD ↗
95
JOURNEY EQUITY WEALTH MANAGEMENT LLC — (DOWNEY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BELLINGRATH WEALTH MANAGEMENT, L.L.C. — (NEW ORLEANS, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
BRAVE NEW WEALTH — (WESTLAKE VILLAGE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TE ADVISORS LLC — (QUINCY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WINFORD WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STEINWOLD & CO. LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
SAMARA CAPITAL — (LAKE OSWEGO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ARG PRIVATE WEALTH, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC — (RENO, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PRESTIGE WEALTH MANAGEMENT — (SOUTHLAKE, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SLEDGE AND COMPANY WEALTH ADVISORS — (HIGH POINT, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TEMPO WEALTH — (AVON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
FIVANCIAL ADVISORS, INC. — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BEAU MORGAN ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AGILIS INVESTMENT MANAGEMENT LLC — (WILTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
DISHMI CAPITAL, LLC — (SOUTH PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
83
ALPHACORE CAPITAL LLC — grew from 29 to 42 advisory reps. IAPD ↗
83
SANCTUARY ADVISORS, LLC — grew from 332 to 345 advisory reps. IAPD ↗
80
ROBINHOOD ASSET MANAGEMENT — grew from 6 to 47 advisory reps. IAPD ↗
76
BAILARD, INC. — grew from 36 to 42 advisory reps. IAPD ↗
75
ALPHACORE CAPITAL LLC — reported RAUM up 102% ($3.00B -> $6.06B). IAPD ↗
75
BRADLEY FOSTER & SARGENT INC — grew from 25 to 30 advisory reps. IAPD ↗
75
SLK PRIVATE WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
75
PARKWAY WEALTH MANAGEMENT GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
75
BISHOP & ASSOCIATES INC — now offers financial planning (Item 5G(1)). IAPD ↗
73
VISION RETIREMENT — reported RAUM up 107% ($240.5M -> $497.3M). IAPD ↗
73
BERMAN MCALEER — grew from 11 to 14 advisory reps. IAPD ↗
73
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
73
THREE ARCH WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
73
NIGHT SQUARED LP — 's provisional registration is now fully approved. IAPD ↗
73
SELBY WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
73
CLARION WEALTH MANAGEMENT PARTNERS — 's provisional registration is now fully approved. IAPD ↗
71
BRAND ASSET MANAGEMENT GROUP, INC. — grew from 10 to 13 advisory reps. IAPD ↗
71
COMPASS FINANCIAL ADVISORY SERVICES, LLC — grew from 4 to 7 advisory reps. IAPD ↗
70
FOLIOBEYOND, LLC — reported RAUM up 84% ($95.7M -> $176.3M). IAPD ↗
70
INVESTMENT MANAGEMENT ASSOCIATES — grew from 2 to 4 advisory reps. IAPD ↗
70
THREE ARCH WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
ROBINHOOD ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
GENESIS FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
70
SANDRO WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
BLUE CURVE ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
70
FIVE ELEVEN FAMILY OFFICE LLC — 's provisional registration is now fully approved. IAPD ↗
70
REDWOOD FAMILY WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
70
MOOLA COPILOT LLC — 's provisional registration is now fully approved. IAPD ↗
70
PERSIMMON CAPITAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
TREEVIEW CAPITAL — 's provisional registration is now fully approved. IAPD ↗
70
CONVERSE TEAM FINANCIAL SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
69
BALANCE WEALTH — grew from 4 to 8 advisory reps. IAPD ↗
69
STEADTRUST — grew from 1 to 5 advisory reps. IAPD ↗
68
BARON CAPITAL MANAGEMENT, INC. — reported RAUM up 41% ($4.08B -> $5.76B). IAPD ↗
68
INFLECTION CAPITAL MANAGEMENT, LLC — grew from 2 to 5 advisory reps. IAPD ↗
67
LEWIS ASSET MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
67
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 3 to 5 advisory reps. IAPD ↗
67
CAMBIENT FAMILY OFFICE, LLC — grew from 1 to 3 advisory reps. IAPD ↗
66
SB ADVISORY, LLC — reported RAUM up 42% ($285.9M -> $404.8M). IAPD ↗
65
TURTLE CREEK WEALTH ADVISORS, LLC — reported RAUM up 28% ($1.33B -> $1.71B). IAPD ↗
64
ADVISOR FINANCIAL SERVICES, INC. — reported RAUM up 47% ($38.0M -> $56.0M). IAPD ↗
62
EXCELSIOR ADVISOR NETWORK LLC — reported RAUM up 37% ($109.5M -> $150.0M). IAPD ↗
61
CARRY ADVISORS LLC — reported RAUM up 34% ($74.5M -> $99.7M). IAPD ↗
60
SACHEM INVESTMENT COUNSEL LLC — reported RAUM up 26% ($164.7M -> $207.2M). IAPD ↗
60
SMART PORTFOLIO — reported RAUM up 25% ($28.0M -> $35.0M). IAPD ↗
60
GRIMES & COMPANY — LLC is now doing business as GRIMES & COMPANY. IAPD ↗
60
CALYDON CAPITAL, LLC — PRINCIPAL STREET PARTNERS, LLC is now doing business as . IAPD ↗
58
BCA PRIVATE WEALTH, INC. — BALLENTINE CAPITAL ADVISORS, INC. is now doing business as . IAPD ↗
58
BOYUM WEALTH ARCHITECTS LLC — HERITAGE WEALTH ARCHITECTS, INC. is now doing business as . IAPD ↗
58
DOVETAIL FINANCIAL GROUP LLC — TRANSITUS WEALTH PARTNERS LLC is now doing business as . IAPD ↗
55
BALDWIN WEALTH PARTNERS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
BRADLEY FOSTER & SARGENT INC — added office(s): 6 -> 8 additional locations. IAPD ↗
55
SAVANT WEALTH MANAGEMENT — added office(s): 42 -> 43 additional locations. IAPD ↗
55
EAGLE GLOBAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
55
INTELLICENTS INVESTMENT SOLUTIONS INC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
PRIVATE CLIENT SERVICES, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
55
WALDRON PRIVATE WEALTH — added office(s): 2 -> 3 additional locations. IAPD ↗
55
PARALLEL ADVISORS, LLC — added office(s): 17 -> 18 additional locations. IAPD ↗
55
ROYAL FUND MANAGEMENT, LLC — added office(s): 89 -> 90 additional locations. IAPD ↗
55
COMPASS ION ADVISORS, LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
55
REVISOR WEALTH MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
55
MCADAM LLC — added office(s): 68 -> 70 additional locations. IAPD ↗
55
SUMMIT FINANCIAL WEALTH ADVISORS — added office(s): 3 -> 5 additional locations. IAPD ↗
55
ALPHACORE CAPITAL LLC — added office(s): 7 -> 12 additional locations. IAPD ↗
55
FIRST PACIFIC FINANCIAL, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 25 -> 27 additional locations. IAPD ↗
55
CW ADVISORS, LLC — added office(s): 22 -> 26 additional locations. IAPD ↗
55
TURTLE CREEK WEALTH ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
55
UNITED ADVISOR GROUP — added office(s): 23 -> 24 additional locations. IAPD ↗
55
SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE — SUPERIOR PLANNING, LLC is now doing business as . IAPD ↗
55
CHARMARLINE WEALTH MANAGEMENT LLC — LANEVE FINANCIAL GUIDANCE LLC is now doing business as . IAPD ↗
55
SMITH BRUER — ADVISORS is now doing business as SMITH BRUER. IAPD ↗
55
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. — BROADSTREET GLOBAL ADVISORS, INC. is now doing business as . IAPD ↗
55
ALCYON WEALTH PARTNERS — ALCYON WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
55
SONOMA ALLOCATIONS — SONOMA FAMILY WEALTH is now doing business as . IAPD ↗
53
BRAND ASSET MANAGEMENT GROUP, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SK WEALTH MANAGEMENT, LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
53
ROEHL & YI INVESTMENT ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
INVESTMENT ADVISORY GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
INTEGRIS WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SHARPER & GRANITE LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
TORREY GROWTH & INCOME ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
THE MARSHALL FINANCIAL GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
ESSEX PRIVATE WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
CMH WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
BLACK CORAL FINANCIAL ADVISORS, LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
53
INTEGRATED FINANCIAL STRATEGIES, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
53
OAK GROVE CAPITAL, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
53
VIZCAYA CAPITAL, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
53
SUMMIT FINANCIAL — added office(s): 0 -> 3 additional locations. IAPD ↗
53
LIFEGUIDE FINANCIAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
XYPN INVEST — added office(s): 25 -> 26 additional locations. IAPD ↗
53
ROYAL OAK FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
VEERY CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
CONVERGENCE FINANCIAL — added office(s): 10 -> 11 additional locations. IAPD ↗
53
BROOKLYN INVESTMENT GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
WEST WEALTH GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
53
49 FINANCIAL — added office(s): 9 -> 10 additional locations. IAPD ↗
53
AMERITY WEALTH MANAGEMENT, LLC — added office(s): 15 -> 17 additional locations. IAPD ↗
53
BKM WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
53
EVERNEST FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
53
PARKWOODS WEALTH PARTNERS, LLC — added office(s): 4 -> 7 additional locations. IAPD ↗
53
UNITING WEALTH PARTNERS — added office(s): 4 -> 5 additional locations. IAPD ↗
50
LIFECOURSE CAPITAL, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
FEDERMANN FINANCIAL ADVISORS INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
VISTICA WEALTH ADVISORS, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
50
MONEY MANAGERS, INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
50
TANDEM WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
50
INVESTALL, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
50
ARI GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
KISSLING FINANCIAL SERVICES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
50
ELYSIUM WEALTH MANAGEMENT, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
50
BLUEPRINT FINANCIAL ADVISORS — added office(s): 13 -> 14 additional locations. IAPD ↗
50
LUMIDA WEALTH MANAGEMENT LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
50
ROBINHOOD ASSET MANAGEMENT — added office(s): 1 -> 5 additional locations. IAPD ↗
50
RIGDEN CAPITAL STRATEGIES — added office(s): 0 -> 1 additional locations. IAPD ↗
50
CATALYST WEALTH MANAGEMENT LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
50
BALANCE WEALTH — added office(s): 2 -> 8 additional locations. IAPD ↗
50
TERRAFIRMA WEALTH PARTNERS — added office(s): 1 -> 2 additional locations. IAPD ↗
50
BEATRICE ADVISORS LP — added office(s): 0 -> 1 additional locations. IAPD ↗
50
INFLECTION CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
50
FIVE ELEVEN FAMILY OFFICE LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
W&S ADVISORY SERVICES, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
50
PENDULUM WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
88
RAMPART ASSET MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered with $411.2M RAUM and 2 advisory reps. IAPD ↗institutional
85
FAROPOINT VENTURES, LLC — (HOBOKEN, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 44 advisory reps. IAPD ↗institutional
85
IH2 ADVISORS & COMPANY — (WILMINGTON, DE) is newly SEC-registered with $105.0M RAUM and 2 advisory reps. IAPD ↗institutional
85
DOCKSIDE PLATFORMS — (NEW YORK, NY) is newly SEC-registered with $1.12B RAUM and 2 advisory reps. IAPD ↗fund
85
COUNTERPOINTE INVESTMENT MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 23 advisory reps. IAPD ↗institutional
85
DELTROIT ASSET MANAGEMENT (US) LLC — (WILTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PACIFIC WAY CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TAPROOT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
85
HARMONIC CAPITAL, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MLG FUND MANAGER LLC — (BROOKFIELD, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 30 advisory reps. IAPD ↗institutional
85
PROSPECT ENHANCED YIELD MANAGEMENT, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
RYO CAPITAL PARTNERS LLC — (KEY BISCAYNE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
RUSSELL INVESTMENTS — (SEATTLE, WA) is newly SEC-registered with $0 RAUM and 122 advisory reps. IAPD ↗institutional
85
RUSSELL INVESTMENTS — (SEATTLE, WA) is newly SEC-registered with $0 RAUM and 122 advisory reps. IAPD ↗institutional
85
CNL RESIDENTIAL CREDIT MANAGER — (ORLANDO, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
HEDGEYE ASSET MANAGEMENT, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SYKON ASSET MANAGEMENT LLC — (HARRISON, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ALPHABOND LLC — (PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
CONCOURSE CAPITAL ADVISORS, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
PILLSBURY LAKE CAPITAL, LLC — (location n/a) is newly SEC-registered with $329.6M RAUM and 1 advisory reps. IAPD ↗fund
83
ASILIA CREDIT INVESTMENTS — (SALT LAKE CITY, UT) is newly SEC-registered with $304.4M RAUM and 2 advisory reps. IAPD ↗fund
83
MED VENTURE MANAGEMENT, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $474.9M RAUM and 5 advisory reps. IAPD ↗fund
80
CENTER LAKE CAPITAL MANAGEMENT, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $71.3M RAUM and 1 advisory reps. IAPD ↗fund
80
SREP CAPITAL MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $155.4M RAUM and 6 advisory reps. IAPD ↗fund
80
KARMEL CAPITAL MANAGEMENT LLC — (SOLANA BEACH, CA) is newly SEC-registered with $170.3M RAUM and 8 advisory reps. IAPD ↗fund
80
ELI CIRCLE CAPITAL, LP — (LOS ANGELES, CA) is newly SEC-registered with $141.0M RAUM and 3 advisory reps. IAPD ↗fund
80
BRIGHT PATH SPORTS PARTNERS, LLC — (CLEVELAND, OH) is newly SEC-registered with $151.6M RAUM and 3 advisory reps. IAPD ↗fund
80
MCT ENTERTAINMENT ADVISORS LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $53.9M RAUM and 5 advisory reps. IAPD ↗fund
80
DIGITAL ASSET MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
80
BEQUEST CAPITAL LLC — (SARASOTA, FL) is newly SEC-registered with $28.2M RAUM and 3 advisory reps. IAPD ↗fund
80
GRAYSTREET PARTNERS — (SAN ANTONIO, TX) is newly SEC-registered with $155.0M RAUM and 3 advisory reps. IAPD ↗fund
80
ASA ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $30.9M RAUM and 1 advisory reps. IAPD ↗fund
80
PROJECT LEVEL MANAGEMENT COMPANY, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
70
70
PEAK XV PARTNERS OPERATIONS LLC — (TRIANON, Mauritius) is newly SEC-registered with $14.96B RAUM and 50 advisory reps. IAPD ↗foreign
70
TWENTYFOUR ASSET MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $26.50B RAUM and 24 advisory reps. IAPD ↗foreign
70
CANSO INVESTMENT COUNSEL LTD. — (RICHMOND HILL, ONTARIO, Canada) is newly SEC-registered with $37.76B RAUM and 29 advisory reps. IAPD ↗foreign
65
65
65
65
H.G. STRUDWICK & COMPANY — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
62
61
60
60
60
60
60
60
60
60
60
58
58
57
56
55
55
55
53
47
45
45
45
45
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC — WHITESTAR ASSET MANAGEMENT LLC is now doing business as . IAPD ↗fund
45
40
40
40
40
40
40
40
35
30
ASHOKA WHITEOAK CAPITAL PTE. LTD. — WHITE OAK CAPITAL PARTNERS PTE. LTD. is now doing business as . IAPD ↗foreign
25
25
23
20
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.