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DFN MANAGEMENT LLC.

TAMPA, FL · CRD 285057 · IAPD ↗ · (866) 296-4420

$241.4MRegulatory AUM
2Advisory reps
6Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
June 2025 — DFN MANAGEMENT LLC. reported RAUM up 29% ($155.4M -> $201.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
February 2024 — DFN MANAGEMENT LLC. (TAMPA, FL) is newly SEC-registered with $146.5M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.