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LEWIS ASSET MANAGEMENT

LAFAYETTE, CA · CRD 143409 · IAPD ↗ · 925-284-4033

$387.1MRegulatory AUM
5Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
February 2026 — LEWIS ASSET MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
February 2026 — LEWIS ASSET MANAGEMENT reported RAUM up 81% ($214.3M -> $387.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
June 2025 — LEWIS ASSET MANAGEMENT grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
December 2024 — LEWIS ASSET MANAGEMENT now reports custody of client assets ($82.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.