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SMITH CAPITAL INVESTORS, LLC

DENVER, CO · CRD 294402 · IAPD ↗ · 303-597-5555

$13.11BRegulatory AUM
17Advisory reps
30Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
March 2026 — SMITH CAPITAL INVESTORS, LLC grew from 12 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
January 2026 — SMITH CAPITAL INVESTORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
June 2025 — SMITH CAPITAL INVESTORS, LLC reported RAUM up 136% ($5.27B -> $12.45B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
March 2025 — SMITH CAPITAL INVESTORS, LLC reported RAUM up 42% ($3.72B -> $5.27B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
March 2025 — SMITH CAPITAL INVESTORS, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
56
March 2024 — SMITH CAPITAL INVESTORS, LLC reported RAUM up 32% ($2.81B -> $3.72B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.