CRM — February 2026
CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).
617 firms opened this window in the February 2026 SEC roster: 157 new registration, 155 aum up, 117 new office, 62 headcount up, 46 pending approved, 41 rename, 34 aum crossed 500m, 5 planning started.
100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC — (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
100
ESL NEWCO I, LLC — (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
98
OLDFATHER FINANCIAL SERVICES — (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
95
A. J. PERRY & CO. — (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL MOUNTAIN INC — (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
95
SILER WEALTH MANAGEMENT — (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
95
RITTMANN CAPITAL MANAGEMENT CO — (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
95
POWERS INVESTMENT ADVISORY CORPORATION — (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
95
HFG ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
95
L.J. BREY, INC. — (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
95
APPLE & ASSOCIATES — (GRASS VALLEY, CA) is newly SEC-registered with $138.1M RAUM and 3 advisory reps. IAPD ↗
95
SCHLOSSER FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
CS ADVISORS INC. — (BOCA RATON, FL) is newly SEC-registered with $117.1M RAUM and 3 advisory reps. IAPD ↗
95
ALPHA PLANNING AND FINANCIAL SERVICES, INC. — (SOLON, OH) is newly SEC-registered with $108.9M RAUM and 2 advisory reps. IAPD ↗
95
KB FINANCIAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $111.7M RAUM and 3 advisory reps. IAPD ↗
95
BLUE HAVEN CAPITAL, LLC — (GENEVA, IL) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
95
KAIROS CAPITAL MANAGEMENT, LLC — (BELLEVUE, WA) is newly SEC-registered with $106.1M RAUM and 1 advisory reps. IAPD ↗
95
PROFESSIONAL FINANCIAL MANAGEMENT, INC. — (APPLETON, WI) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
95
95
APPLIED FINANCIAL WISDOM — (RAPID CITY, SD) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗
95
TRAIL FINANCIAL PLANNING LLC — (BELLINGHAM, WA) is newly SEC-registered with $103.9M RAUM and 3 advisory reps. IAPD ↗
95
U.S. PRIVATE WEALTH, LLC — (PALM BEACH GARDENS, FL) is newly SEC-registered with $173.7M RAUM and 3 advisory reps. IAPD ↗
95
YAHARA WEALTH MANAGEMENT LLC — (MADISON, WI) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
95
GUIDE ADVISORS, INC. — (BOTHELL, WA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
OLYMPUS PEAKS FINANCIAL, LLC — (SANDY, UT) is newly SEC-registered with $141.4M RAUM and 1 advisory reps. IAPD ↗
95
CARDINAL ADVISERS LLC — (location n/a) is newly SEC-registered with $118.5M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH COMPASS FINANCIAL, INC. — (CARLSBAD, CA) is newly SEC-registered with $105.8M RAUM and 2 advisory reps. IAPD ↗
95
EXPAND FINANCIAL GROUP, LLC — (location n/a) is newly SEC-registered with $106.8M RAUM and 6 advisory reps. IAPD ↗
95
BSG ADVISERS — (APEX, NC) is newly SEC-registered with $134.8M RAUM and 6 advisory reps. IAPD ↗
95
ABRAHAM & CO., INC. — (location n/a) is newly SEC-registered with $111.0M RAUM and 5 advisory reps. IAPD ↗
95
21PEAKS CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $618,799 RAUM and 5 advisory reps. IAPD ↗
95
HAMPEL INVESTMENT ADVISORS — (location n/a) is newly SEC-registered with $110.2M RAUM and 1 advisory reps. IAPD ↗
95
THAYER FINANCIAL, L.L.C. — (HICKORY, NC) is newly SEC-registered with $103.5M RAUM and 2 advisory reps. IAPD ↗
95
SOARING INVESTMENT MANAGEMENT, LLC — (PORTLAND, OR) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
95
FITZWILLIAMS WEALTH MANAGEMENT INC. — (CHESAPEAKE, VA) is newly SEC-registered with $113.9M RAUM and 4 advisory reps. IAPD ↗
95
INTEGRATED WEALTH ADVISORS, LLC — (BELLEVUE, WA) is newly SEC-registered with $121.7M RAUM and 2 advisory reps. IAPD ↗
95
ABUNDANT WEALTH PARTNERS, LLC — (SANTA BARBARA, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
95
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC — (MAUMEE, OH) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
95
BURGESS INVESTMENT GROUP, LLC — (GREENVILLE, SC) is newly SEC-registered with $109.0M RAUM and 5 advisory reps. IAPD ↗
95
SUNDIAL WEALTH LLC — (BOCA RATON, FL) is newly SEC-registered with $125.8M RAUM and 1 advisory reps. IAPD ↗
95
O'DONNELL WEALTH MANAGEMENT — (CODY, WY) is newly SEC-registered with $106.0M RAUM and 4 advisory reps. IAPD ↗
95
SEASIDE WEALTH ADVISORS LLC — (WILMINGTON, NC) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
95
NEXT STEP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WURZ FINANCIAL SERVICES, LLC — (HOLLAND, OH) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
95
ELEVATE PLANNERS — (location n/a) is newly SEC-registered with $25.9M RAUM and 1 advisory reps. IAPD ↗
95
RELIANCE WEALTH MANAGEMENT — (SAN ANTONIO, TX) is newly SEC-registered with $125.9M RAUM and 6 advisory reps. IAPD ↗
95
INTEGRITY ROAD WEALTH PARTNERS LLC — (HOUSTON, TX) is newly SEC-registered with $126.0M RAUM and 3 advisory reps. IAPD ↗
95
TAURUS FINANCIAL — (JERSEY CITY, NJ) is newly SEC-registered with $106.4M RAUM and 2 advisory reps. IAPD ↗
95
DEEP BLUE CAPITAL — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRIVATE WEALTH CONSULTING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
IVESTA CORP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAUNEY-PITT FINANCIAL MANAGEMENT, INC. — (SHELBY, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LCV MANAGEMENT, LP — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
PEAK ALTITUDE PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
WILLIAMS ASSET MANAGEMENT — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
ARBORSTONE FINANCIAL, LLC — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
NIGHT OWL CAPITAL CANADA, LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
ANGELES FAMILY OFFICE — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
HOBE MOUNTAIN CAPITAL MANAGEMENT LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MADSON WEALTH ADVISORS INC. — (SANTA ROSA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BRIGHT ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CHARTERED WEALTH PARTNERS, LP — (BEVERLY HILLS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC — (ST. CHARLES, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MAGELLAN PLANNING GROUP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OCEAN PATH ADVISORS, LLC — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
GUIDED WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SEMINARIO ASSET MANAGEMENT LLC — (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
95
COHEN CAPITAL — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
DREAMS INVESTMENT SOLUTIONS — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SCALAR FIELD — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
JC CAPITAL ADVISORS GROUP LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ORIZON ANALYTICS — (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
THIRTEEN TWENTY-TWO ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
IRONHORN ADVISORS LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE HERON CAPITAL — (ENGLEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
CENTRUS FINANCIAL STRATEGIES — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SCHULZ FINANCIAL GROUP — (TUCSON, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
GUARDANT WEALTH ADVISORS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STILLWATER PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TENET WEALTH PARTNERS, LLC — (CHAMPAIGN, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
GUDORF FINANCIAL GROUP, LLC — (DAYTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ADVISORY SOLUTIONS GROUP — (PLYMOUTH, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
L&S PRIVATE WEALTH, LLC — (OKLAHOMA CITY, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTHIE ADVISORS — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CHAMBERLAIN LANE CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MANEY WEALTH — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GEVERS WEALTH MANAGEMENT — (ISSAQUAH, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
KIN STEWARDS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FORTIFY FINANCIAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STONEBRIDGE FINANCIAL GROUP — (SAN RAFAEL, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
85
RBC CAPITAL MARKETS, LLC — grew from 5680 to 5908 advisory reps. IAPD ↗
85
RBC SECURITIES, INC. — grew from 37 to 124 advisory reps. IAPD ↗
85
TD PRIVATE CLIENT WEALTH LLC — grew from 464 to 482 advisory reps. IAPD ↗
85
SOUND INCOME STRATEGIES, LLC — grew from 111 to 134 advisory reps. IAPD ↗
85
PINEBRIDGE INVESTMENTS LLC — grew from 5 to 115 advisory reps. IAPD ↗
85
ROOT FINANCIAL PARTNERS — grew from 35 to 59 advisory reps. IAPD ↗
83
FINANCIAL & TAX ARCHITECTS, LLC — grew from 24 to 40 advisory reps. IAPD ↗
82
RBC ROCHDALE, LLC — grew from 126 to 138 advisory reps. IAPD ↗
80
BMO FAMILY OFFICE, LLC — grew from 65 to 75 advisory reps. IAPD ↗
80
EMERALD INVESTMENT ADVISERS, LLC — grew from 2 to 12 advisory reps. IAPD ↗
80
CUMBERLAND ADVISORS — now offers financial planning (Item 5G(1)). IAPD ↗
78
ANNEX WEALTH MANAGEMENT, LLC — grew from 66 to 74 advisory reps. IAPD ↗
78
GENERATIONAL PRIVATE WEALTH — now offers financial planning (Item 5G(1)). IAPD ↗
76
MJP WEALTH ADVISORS — grew from 6 to 12 advisory reps. IAPD ↗
75
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC — reported RAUM up 222% ($1.54B -> $4.96B). IAPD ↗
75
PINEBRIDGE INVESTMENTS LLC — reported RAUM up 5956% ($1.17B -> $71.09B). IAPD ↗
75
ROOT FINANCIAL PARTNERS — reported RAUM up 94% ($1.11B -> $2.15B). IAPD ↗
75
STONEBRIDGE FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
75
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
75
UNIFIED INVESTMENT MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
75
ELEVATED PRIVATE WEALTH — now offers financial planning (Item 5G(1)). IAPD ↗
75
PACIFIC POINT WEALTH MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
74
AZZAD ASSET MANAGEMENT, INC. — grew from 8 to 12 advisory reps. IAPD ↗
73
LEWIS ASSET MANAGEMENT — reported RAUM up 81% ($214.3M -> $387.1M). IAPD ↗
73
BRILLIANT ADVICE, LLC — reported RAUM up 88% ($204.4M -> $384.1M). IAPD ↗
73
BRIDGES CAPITAL LLC — reported RAUM up 237% ($74.7M -> $251.6M). IAPD ↗
73
GENERATIONAL PRIVATE WEALTH — reported RAUM up 82% ($145.0M -> $263.4M). IAPD ↗
73
BPM WEALTH ADVISORS, LLC — reported RAUM up 438% ($49.9M -> $268.3M). IAPD ↗
73
SSB&T WEALTH MANAGEMENT, LLC — reported RAUM up 240% ($131.0M -> $445.1M). IAPD ↗
73
NOLET WEALTH MANAGEMENT, LLC — reported RAUM up 107% ($131.7M -> $272.6M). IAPD ↗
73
NEXUS ONE FINANCIAL ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
73
ASPENRIDGE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
73
LIVET WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
73
CLEAR WAVE WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
72
TURTLE CREEK WEALTH ADVISORS, LLC — reported RAUM up 61% ($1.71B -> $2.76B). IAPD ↗
72
BOYUM WEALTH ARCHITECTS LLC — grew from 5 to 9 advisory reps. IAPD ↗
72
OPAL WEALTH ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
72
EDGEROCK WEALTH MANAGEMENT — grew from 9 to 13 advisory reps. IAPD ↗
72
EVOLVE PRIVATE WEALTH, LLC — grew from 8 to 10 advisory reps. IAPD ↗
71
NORTHERN FINANCIAL ADVISORS, INC — grew from 6 to 9 advisory reps. IAPD ↗
71
VALUES ADDED FINANCIAL — grew from 6 to 9 advisory reps. IAPD ↗
70
FINANCIAL DESIGNS CORPORATION — crossed $500M in regulatory AUM ($454.5M -> $507.9M). IAPD ↗
70
JACKSON, GRANT INVESTMENT ADVISERS, INC. — crossed $500M in regulatory AUM ($499.0M -> $577.7M). IAPD ↗
70
FINANCIAL CONNECTIONS GROUP, INC. — crossed $500M in regulatory AUM ($480.8M -> $624.6M). IAPD ↗
70
BGM WEALTH MANAGEMENT — crossed $500M in regulatory AUM ($433.3M -> $517.5M). IAPD ↗
70
VOISARD ASSET MANAGEMENT GROUP — crossed $500M in regulatory AUM ($490.2M -> $589.4M). IAPD ↗
70
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($389.2M -> $524.4M). IAPD ↗
70
FINANCIAL & TAX ARCHITECTS, LLC — crossed $500M in regulatory AUM ($443.0M -> $506.2M). IAPD ↗
70
BCR WEALTH STRATEGIES — crossed $500M in regulatory AUM ($404.5M -> $528.1M). IAPD ↗
70
ABSOLUTE CAPITAL MANAGEMENT, LLC — crossed $500M in regulatory AUM ($472.5M -> $554.0M). IAPD ↗
70
REIFY WEALTH ADVISORS, INC. — crossed $500M in regulatory AUM ($445.5M -> $524.4M). IAPD ↗
70
GREENBUSH FINANCIAL GROUP, LLC — crossed $500M in regulatory AUM ($498.2M -> $616.5M). IAPD ↗
70
QP CONSULTING — crossed $500M in regulatory AUM ($497.9M -> $559.6M). IAPD ↗
70
TWELE CAPITAL MANAGEMENT, INC. — crossed $500M in regulatory AUM ($484.4M -> $578.5M). IAPD ↗
70
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — crossed $500M in regulatory AUM ($498.8M -> $598.7M). IAPD ↗
70
LIFESTYLE ASSET MANAGEMENT, INC. — crossed $500M in regulatory AUM ($399.2M -> $571.2M). IAPD ↗
70
TWENTY-FIRST TAILORED SOLUTIONS, INC. — crossed $500M in regulatory AUM ($450.2M -> $515.3M). IAPD ↗
70
DEFENDER CAPITAL — crossed $500M in regulatory AUM ($442.0M -> $510.0M). IAPD ↗
70
BOYUM WEALTH ARCHITECTS LLC — crossed $500M in regulatory AUM ($316.2M -> $564.0M). IAPD ↗
70
NAVIGATE PRIVATE WEALTH, LLC — crossed $500M in regulatory AUM ($462.6M -> $529.2M). IAPD ↗
70
ZURAW FINANCIAL ADVISORS, LLC — crossed $500M in regulatory AUM ($444.1M -> $504.4M). IAPD ↗
70
FINANCIAL FOCUS LLC — crossed $500M in regulatory AUM ($453.0M -> $800.0M). IAPD ↗
70
SGH WEALTH MANAGEMENT — crossed $500M in regulatory AUM ($453.7M -> $561.8M). IAPD ↗
70
XYPN INVEST — crossed $500M in regulatory AUM ($321.0M -> $881.5M). IAPD ↗
70
O'KEEFE STEVENS ADVISORY, INC. — crossed $500M in regulatory AUM ($424.9M -> $585.6M). IAPD ↗
70
MATHESON & ROCK WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($435.0M -> $530.0M). IAPD ↗
70
BENEFIT FIDUCIARY GROUP LLC — crossed $500M in regulatory AUM ($466.6M -> $529.4M). IAPD ↗
70
ABLE WEALTH MANAGEMENT LLC — crossed $500M in regulatory AUM ($322.1M -> $579.5M). IAPD ↗
70
SAGE ADVISORS, LLC — crossed $500M in regulatory AUM ($482.4M -> $575.1M). IAPD ↗
70
EDGEROCK WEALTH MANAGEMENT — crossed $500M in regulatory AUM ($470.5M -> $578.9M). IAPD ↗
70
25 FINANCIAL — crossed $500M in regulatory AUM ($415.0M -> $545.0M). IAPD ↗
70
MARIDEA WEALTH MANAGEMENT — crossed $500M in regulatory AUM ($469.2M -> $958.7M). IAPD ↗
70
PENSERRA GLOBAL INVESTORS LLC — reported RAUM up 9184% ($1.0M -> $96.2M). IAPD ↗
70
STRATEGIC ASSET MANAGEMENT LLC. — reported RAUM up 75% ($124.4M -> $218.3M). IAPD ↗
70
DOUBLE DUTY MONEY MANAGEMENT LLC — reported RAUM up 90% ($44.0M -> $83.7M). IAPD ↗
70
BXM WEALTH LLC — reported RAUM up 115% ($107.6M -> $231.3M). IAPD ↗
70
BULLSEYE INVESTMENT GROUP — reported RAUM up 106% ($27.0M -> $55.6M). IAPD ↗
70
DIASTOLE WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
70
GLOBAL TRUST — grew from 5 to 7 advisory reps. IAPD ↗
70
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — grew from 6 to 8 advisory reps. IAPD ↗
70
DB & C ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
LANDMARK WEALTH MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
70
LONGTAIL ALPHA, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
CANOPY 360 WEALTH, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
PREPARED RETIREMENT INSTITUTE LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
CORVUS WEALTH ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
GENERATIONAL PRIVATE WEALTH — grew from 1 to 3 advisory reps. IAPD ↗
70
MOKAN WEALTH MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
70
SSB&T WEALTH MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
70
VERTRIX WEALTH MANAGEMENT, LLC — grew from 2 to 7 advisory reps. IAPD ↗
70
HERMITAGE WEALTH — 's provisional registration is now fully approved. IAPD ↗
70
MPM ADVISORS GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
70
FREEDOM ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
COPPERLINE WEALTH MANAGEMENT & PLANNING — 's provisional registration is now fully approved. IAPD ↗
70
ALIGN ADVISOR GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
70
PROVIDENCE LEGACY ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
CADIA PRIVATE CLIENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
LUEDTKE & ASSOCIATES — 's provisional registration is now fully approved. IAPD ↗
70
CANE CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
CLARITY RETIREMENT & WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
CONTANGO WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
EMVISION CAPITAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
DESTINY FAMILY OFFICE — 's provisional registration is now fully approved. IAPD ↗
70
SKYWARD TRADING LLC — 's provisional registration is now fully approved. IAPD ↗
70
XCEPTION FAMILY OFFICE — 's provisional registration is now fully approved. IAPD ↗
70
HYPHEN WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
PARROT FINANCE, INC. — 's provisional registration is now fully approved. IAPD ↗
70
EQV ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
70
ENDURE CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
70
HIGHBROOK CAPITAL PARTNERS — 's provisional registration is now fully approved. IAPD ↗
70
ACP INVESTMENT MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
69
LYON WEALTH ADVISORS — reported RAUM up 57% ($198.4M -> $311.4M). IAPD ↗
69
ROSCI LAMB, LLC — reported RAUM up 70% ($38.1M -> $65.0M). IAPD ↗
69
CSI GROUP ADVISORS, LLC — grew from 1 to 5 advisory reps. IAPD ↗
68
TENON FINANCIAL — reported RAUM up 52% ($208.3M -> $316.0M). IAPD ↗
68
MAINSAIL FINANCIAL GROUP — reported RAUM up 51% ($268.2M -> $403.9M). IAPD ↗
68
MADRID WEALTH MANAGEMENT — reported RAUM up 67% ($127.3M -> $212.1M). IAPD ↗
68
KINGDOM LEGACY ADVISORS — reported RAUM up 68% ($117.0M -> $196.5M). IAPD ↗
68
CRESCENT CITY RETIREMENT GROUP — grew from 1 to 4 advisory reps. IAPD ↗
68
STRATEGIC ASSET MANAGEMENT LLC. — grew from 7 to 10 advisory reps. IAPD ↗
68
FINANCIAL INDEPENDENCE ADVISORS, LLC — grew from 5 to 8 advisory reps. IAPD ↗
67
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. — reported RAUM up 37% ($76.50B -> $104.49B). IAPD ↗
67
CADENCE WEALTH MANAGEMENT LLC — reported RAUM up 47% ($305.4M -> $448.0M). IAPD ↗
67
WEALTHPLAN INVESTMENT MANAGEMENT LLC — reported RAUM up 39% ($1.57B -> $2.19B). IAPD ↗
67
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — reported RAUM up 64% ($106.4M -> $174.6M). IAPD ↗
67
ASPIREAN WEALTH, LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
ICON FINANCIAL SERVICES LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
FREEDOM FAMILY OFFICE, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
SHEPHERD WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
67
WILIAN SECURITIES, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
CLARITY FINANCIAL ADVISORS LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
HOLISTIC FINANCE LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
ASA ASSET MANAGEMENT LLC — grew from 6 to 8 advisory reps. IAPD ↗
66
LANDMARK WEALTH MANAGEMENT, LLC — reported RAUM up 42% ($310.5M -> $442.0M). IAPD ↗
66
MEREDITH WEALTH PLANNING — reported RAUM up 43% ($334.1M -> $478.7M). IAPD ↗
66
MOKAN WEALTH MANAGEMENT — reported RAUM up 43% ($174.7M -> $250.3M). IAPD ↗
66
EVOLVE PRIVATE WEALTH, LLC — reported RAUM up 30% ($1.65B -> $2.15B). IAPD ↗
65
THE WEALTH CONSERVANCY, INC. — reported RAUM up 35% ($192.1M -> $260.0M). IAPD ↗
65
FINANCIAL SYMMETRY INC. — reported RAUM up 27% ($1.21B -> $1.54B). IAPD ↗
65
BRIGGS WEALTH MANAGEMENT, INC. — reported RAUM up 40% ($258.7M -> $362.0M). IAPD ↗
65
PROVENANCE WEALTH ADVISORS — reported RAUM up 26% ($3.52B -> $4.44B). IAPD ↗
65
CACTI ASSET MANAGEMENT, LLC — reported RAUM up 29% ($1.41B -> $1.82B). IAPD ↗
65
POST OAK PRIVATE WEALTH ADVISORS — reported RAUM up 39% ($282.0M -> $390.9M). IAPD ↗
65
CGN ADVISORS, LLC — reported RAUM up 27% ($1.26B -> $1.60B). IAPD ↗
65
TD PRIVATE CLIENT WEALTH LLC — reported RAUM up 28% ($6.45B -> $8.26B). IAPD ↗
65
SHP WEALTH MANAGEMENT, LLC — reported RAUM up 28% ($1.50B -> $1.92B). IAPD ↗
65
MILESTONE ASSET MANAGEMENT GROUP, LLC — reported RAUM up 39% ($222.6M -> $309.0M). IAPD ↗
65
QUARRY HILL ADVISORS — reported RAUM up 35% ($292.4M -> $394.8M). IAPD ↗
65
SGROI WEALTH ADVISORY GROUP LLC — reported RAUM up 25% ($1.08B -> $1.36B). IAPD ↗
65
MILLENNIAL WEALTH — reported RAUM up 37% ($203.7M -> $278.7M). IAPD ↗
65
CROWN WEALTH GROUP LLC — reported RAUM up 38% ($316.5M -> $437.5M). IAPD ↗
65
PCB CAPITAL LLC — reported RAUM up 51% ($122.5M -> $184.8M). IAPD ↗
64
UNITED WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($311.1M -> $406.6M). IAPD ↗
64
MASON & ASSOCIATES, INC. — reported RAUM up 31% ($631.3M -> $828.7M). IAPD ↗
64
KEENER FINANCIAL PLANNING — reported RAUM up 32% ($362.8M -> $479.0M). IAPD ↗
64
FULCRUM WEALTH ADVISORS, LLC — reported RAUM up 48% ($140.1M -> $208.0M). IAPD ↗
64
DIVERGENT PLANNING — reported RAUM up 31% ($323.3M -> $423.1M). IAPD ↗
64
VALUES ADDED FINANCIAL — reported RAUM up 34% ($234.2M -> $313.7M). IAPD ↗
64
SUCCESS WEALTH MANAGEMENT LLC — reported RAUM up 46% ($66.0M -> $96.6M). IAPD ↗
64
UTOPIA WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($199.6M -> $261.4M). IAPD ↗
64
DAI ADVISORS — reported RAUM up 35% ($244.4M -> $329.6M). IAPD ↗
64
CANVAS WEALTH ADVISORS, LLC — reported RAUM up 30% ($713.0M -> $929.2M). IAPD ↗
64
ROSEMEYER MANAGEMENT GROUP — reported RAUM up 32% ($691.9M -> $914.0M). IAPD ↗
64
WERNER FINANCIAL — reported RAUM up 48% ($102.7M -> $152.4M). IAPD ↗
64
PEAK WEALTH MANAGEMENT — reported RAUM up 50% ($26.0M -> $39.0M). IAPD ↗
64
PIEDMONT WEALTH ADVISORY — reported RAUM up 32% ($267.8M -> $353.7M). IAPD ↗
63
N.V.N.G. INVESTMENTS, INC. — reported RAUM up 27% ($260.5M -> $329.5M). IAPD ↗
63
BRIGHT FINANCIAL ADVISORS, INC. — reported RAUM up 27% ($570.1M -> $725.5M). IAPD ↗
63
LEVEL FINANCIAL ADVISORS, INC. — reported RAUM up 27% ($684.2M -> $868.4M). IAPD ↗
63
KANE COMPANY WEALTH MANAGEMENT, INC. — reported RAUM up 29% ($220.0M -> $284.7M). IAPD ↗
63
THE MUSTICO FINANCIAL GROUP, INC. — reported RAUM up 26% ($252.0M -> $316.5M). IAPD ↗
63
FINLEY FINANCIAL, LLC — reported RAUM up 28% ($202.3M -> $259.8M). IAPD ↗
63
CENTENNIAL WEALTH ADVISORY, LLC — reported RAUM up 28% ($311.1M -> $397.1M). IAPD ↗
63
KEY GROUP MANAGEMENT, INC. — reported RAUM up 29% ($235.0M -> $303.8M). IAPD ↗
63
MONTEREY WEALTH — reported RAUM up 26% ($237.8M -> $300.1M). IAPD ↗
63
ALDEMAR RESEARCH CORPORATION — reported RAUM up 41% ($63.3M -> $89.5M). IAPD ↗
63
CYR FINANCIAL INC. — reported RAUM up 41% ($127.7M -> $180.5M). IAPD ↗
63
BDFS CAPITAL LLC — reported RAUM up 27% ($325.2M -> $411.3M). IAPD ↗
63
WALL STREET FINANCIAL GROUP, INC. — reported RAUM up 41% ($133.1M -> $187.7M). IAPD ↗
63
FAIRLEAD STRATEGIES — reported RAUM up 26% ($215.4M -> $271.6M). IAPD ↗
63
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — reported RAUM up 25% ($566.7M -> $711.0M). IAPD ↗
63
SHEPHERD WEALTH MANAGEMENT — reported RAUM up 43% ($113.6M -> $162.1M). IAPD ↗
63
CALCULATED WEALTH — reported RAUM up 41% ($142.3M -> $200.8M). IAPD ↗
63
COMMONWEALTH FINANCIAL SERVICES — reported RAUM up 28% ($774.8M -> $994.7M). IAPD ↗
63
ASEMPA WEALTH ADVISORS — reported RAUM up 26% ($203.2M -> $256.5M). IAPD ↗
63
GRP RETIREMENT PLANNING — reported RAUM up 41% ($109.9M -> $155.3M). IAPD ↗
63
CLOVER LEAF FINANCIAL LLC — reported RAUM up 42% ($54.0M -> $76.8M). IAPD ↗
62
WAVERLEY WEALTH MANAGEMENT LLC — reported RAUM up 37% ($147.1M -> $201.2M). IAPD ↗
62
VISION FINANCIAL MANAGEMENT, LLC — reported RAUM up 38% ($120.0M -> $165.7M). IAPD ↗
62
BEACON CAPITAL, LLC — reported RAUM up 36% ($176.2M -> $239.1M). IAPD ↗
62
CMG FINANCIAL CONSULTING — reported RAUM up 36% ($109.8M -> $149.6M). IAPD ↗
62
HOFF PRIVATE WEALTH — reported RAUM up 38% ($129.1M -> $177.5M). IAPD ↗
62
HEGARTY ADVISORS, LLC — reported RAUM up 37% ($125.3M -> $171.1M). IAPD ↗
62
HEISTEN WRENN PRIVATE WEALTH, LLC — reported RAUM up 37% ($168.7M -> $231.8M). IAPD ↗
62
LIBERTY ONE WEALTH ADVISORS — reported RAUM up 38% ($129.5M -> $178.4M). IAPD ↗
62
PATHWAY PARTNERS WEALTH ADVISORS, LLC — reported RAUM up 36% ($58.0M -> $78.9M). IAPD ↗
62
BELMONT PRIVATE WEALTH — reported RAUM up 37% ($140.1M -> $192.1M). IAPD ↗
61
FORTUNE FINANCIAL GROUP, INC. — reported RAUM up 32% ($107.0M -> $141.0M). IAPD ↗
61
DEL-SETTE CAPITAL MANAGEMENT, LLC — reported RAUM up 32% ($145.8M -> $192.5M). IAPD ↗
61
FAIRSCALE CAPITAL, LLC — reported RAUM up 31% ($159.1M -> $207.8M). IAPD ↗
61
INVARIANT INVESTMENT MANAGEMENT — reported RAUM up 34% ($135.9M -> $182.7M). IAPD ↗
61
MODERN DOLLAR PLANNING, LLC — reported RAUM up 30% ($122.0M -> $159.1M). IAPD ↗
61
AFFINITY WEALTH LLC — reported RAUM up 30% ($167.0M -> $217.5M). IAPD ↗
61
GREENWAY WEALTH ADVISORS, LLC — reported RAUM up 32% ($139.8M -> $184.5M). IAPD ↗
61
BENCHMARK FINANCIAL, LLC — reported RAUM up 31% ($100.3M -> $131.6M). IAPD ↗
61
GUNDER WEALTH MANAGEMENT, LLC — reported RAUM up 30% ($106.7M -> $139.0M). IAPD ↗
61
LEVEL WEALTH MANAGEMENT LLC — reported RAUM up 30% ($181.7M -> $236.5M). IAPD ↗
61
PERSONALIZED FINANCIAL SOLUTIONS LLC — reported RAUM up 30% ($109.4M -> $142.6M). IAPD ↗
61
PECONIC ASSET PLANNING — reported RAUM up 35% ($47.9M -> $64.6M). IAPD ↗
61
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) — reported RAUM up 33% ($168.8M -> $224.4M). IAPD ↗
61
COASTAL WEALTH MANAGEMENT — reported RAUM up 32% ($34.2M -> $45.1M). IAPD ↗
61
CURTIS CAPITAL ADVISORS — reported RAUM up 32% ($125.5M -> $165.5M). IAPD ↗
61
THE KIECKHEFER GROUP — reported RAUM up 30% ($184.6M -> $240.8M). IAPD ↗
61
META WEALTH ADVISORY — reported RAUM up 32% ($130.5M -> $172.1M). IAPD ↗
60
3RD CREEK INVESTMENTS — reported RAUM up 26% ($162.5M -> $204.9M). IAPD ↗
60
CONWAY FINANCIAL GROUP, LLC — reported RAUM up 29% ($138.2M -> $177.7M). IAPD ↗
60
BULWARK CAPITAL CORPORATION — reported RAUM up 26% ($117.1M -> $147.8M). IAPD ↗
60
WHITE OAK FINANCIAL MANAGEMENT, INC — reported RAUM up 27% ($112.7M -> $143.5M). IAPD ↗
60
PEAK AMERICAN INVESTMENT ADVISORS, INC. — reported RAUM up 26% ($100.4M -> $126.3M). IAPD ↗
60
DES MOINES INVESTMENTS, LLC — reported RAUM up 29% ($190.0M -> $246.0M). IAPD ↗
60
HINCHLEY ADVISORY GROUP, LLC — reported RAUM up 25% ($154.2M -> $193.1M). IAPD ↗
60
KASSIRA WEALTH MANAGEMENT, LLC — reported RAUM up 26% ($107.5M -> $135.9M). IAPD ↗
60
OPULEN FINANCIAL GROUP, LLC — reported RAUM up 27% ($135.3M -> $171.8M). IAPD ↗
60
LAKE ROAD ADVISORS, LLC — reported RAUM up 26% ($78.1M -> $98.8M). IAPD ↗
60
TRAILHEAD PLANNERS, LLC — reported RAUM up 26% ($149.4M -> $188.4M). IAPD ↗
60
DERIVE WEALTH — reported RAUM up 25% ($112.6M -> $141.3M). IAPD ↗
60
BOERUM HILL FINANCIAL ADVISORS LLC — reported RAUM up 25% ($37.0M -> $46.4M). IAPD ↗
60
SILVER ADVISORS, LLC — reported RAUM up 28% ($56.1M -> $71.9M). IAPD ↗
60
OPTIMA CAPITAL MANAGEMENT — reported RAUM up 29% ($116.5M -> $150.3M). IAPD ↗
60
CLARUS GROUP LLC — reported RAUM up 25% ($126.2M -> $158.0M). IAPD ↗
60
BLVD PRIVATE WEALTH, LLC — reported RAUM up 26% ($174.5M -> $220.4M). IAPD ↗
60
FRONT PORCH FINANCIAL ADVISORY — reported RAUM up 26% ($143.7M -> $181.3M). IAPD ↗
60
MYRA WEALTH — reported RAUM up 26% ($51.4M -> $65.0M). IAPD ↗
60
FLAX POND CAPITAL, LLC — reported RAUM up 29% ($172.8M -> $222.3M). IAPD ↗
60
SLO MONEY MANAGERS — reported RAUM up 25% ($131.6M -> $164.7M). IAPD ↗
60
AGMAN CAPITAL — reported RAUM up 29% ($108.5M -> $140.2M). IAPD ↗
60
ASA ASSET MANAGEMENT LLC — reported RAUM up 28% ($32.5M -> $41.7M). IAPD ↗
60
RBC SECURITIES, INC. — CITY NATIONAL SECURITIES, INC. is now doing business as . IAPD ↗
60
XPONANCE LLC — XPONANCE, INC. is now doing business as . IAPD ↗
60
RBC ROCHDALE, LLC — CITY NATIONAL ROCHDALE is now doing business as . IAPD ↗
60
EJF CAPITAL LP — EJF CAPITAL LLC is now doing business as . IAPD ↗
60
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC — PRIVATE CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
60
AERODIGM WEALTH LLC — DELAP WEALTH ADVISORY, LLC is now doing business as . IAPD ↗
60
PINEBRIDGE INVESTMENTS LLC — PINEBRIDGE GALAXY LLC is now doing business as . IAPD ↗
60
OBSIDIAN CIO, LLC — FOUNTAINHEAD AM, LLC is now doing business as . IAPD ↗
60
MARTEL WEALTH ADVISORS, LLC — MARTEL WEALTH ADVISORS INC is now doing business as . IAPD ↗
60
ASCENTIS INDEPENDENT ADVISORS, LLC — GOLDEN STATE EQUITY PARTNERS, LLC is now doing business as . IAPD ↗
60
EVOLVE PRIVATE WEALTH, LLC — SLK PRIVATE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
58
PERSPECTIVE WEALTH MANAGEMENT — THE JUNK INVESTMENT GROUP is now doing business as . IAPD ↗
58
HCM WEALTH — HUTCHINSON CAPITAL MANAGEMENT is now doing business as . IAPD ↗
58
SILVER LAKE ADVISORY PARTNERS, LLC — SILVER LAKE ADVISORY, LLC is now doing business as . IAPD ↗
58
KENORA FINANCIAL, LLC — INVESCO, LLC is now doing business as . IAPD ↗
58
TRUE WAVE WEALTH PLANNERS — LUCAS GROUP FINANCIAL PLANNERS, INC. is now doing business as . IAPD ↗
58
E & G ADVISORS, LLC — E & G ADVISORS, LP is now doing business as . IAPD ↗
58
MARSHALL + STERLING WEALTH ADVISORS, INC. — MARSHALL & STERLING WEALTH ADVISORS, INC. is now doing business as . IAPD ↗
58
ROSEL WEALTH MANAGEMENT, LLC — MORGAN is now doing business as ROSEL WEALTH MANAGEMENT, LLC. IAPD ↗
58
SHERMAN PORTFOLIOS — LLC is now doing business as SHERMAN PORTFOLIOS. IAPD ↗
58
AC WEALTH PARTNERS — ATEGENOS CAPITAL, LLC is now doing business as . IAPD ↗
55
RBC CAPITAL MARKETS, LLC — added office(s): 360 -> 382 additional locations. IAPD ↗
55
RBC SECURITIES, INC. — added office(s): 18 -> 24 additional locations. IAPD ↗
55
SAVANT WEALTH MANAGEMENT — added office(s): 45 -> 46 additional locations. IAPD ↗
55
VALLEY WEALTH MANAGERS, INC. — added office(s): 11 -> 12 additional locations. IAPD ↗
55
COOPER MCMANUS — added office(s): 24 -> 25 additional locations. IAPD ↗
55
STEEL GROVE CAPITAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
RBC ROCHDALE, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
55
CERTUITY, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
55
MCF ADVISORS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 8 -> 11 additional locations. IAPD ↗
55
WHALEROCK POINT PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC — added office(s): 92 -> 95 additional locations. IAPD ↗
55
CONNECTICUT WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
DESCHUTES INVESTMENT CONSULTING, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
SUMMIT GLOBAL INVESTMENTS, LLC — added office(s): 6 -> 10 additional locations. IAPD ↗
55
TD PRIVATE CLIENT WEALTH LLC — added office(s): 36 -> 221 additional locations. IAPD ↗
55
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
NORTHROCK PARTNERS, LLC — added office(s): 16 -> 19 additional locations. IAPD ↗
55
SOUND INCOME STRATEGIES, LLC — added office(s): 84 -> 99 additional locations. IAPD ↗
55
BEACON TRUST — added office(s): 2 -> 4 additional locations. IAPD ↗
55
ALTRAVUE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
PINEBRIDGE INVESTMENTS LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
55
SGROI WEALTH ADVISORY GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
ROOT FINANCIAL PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
55
ONEPOINT BFG WEALTH PARTNERS — added office(s): 20 -> 21 additional locations. IAPD ↗
55
VESTGEN ADVISORS, LLC — added office(s): 9 -> 14 additional locations. IAPD ↗
55
ASCENTIS INDEPENDENT ADVISORS, LLC — added office(s): 19 -> 28 additional locations. IAPD ↗
55
INDIVISIBLE PARTNERS — added office(s): 1 -> 5 additional locations. IAPD ↗
55
EVOLVE PRIVATE WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
EMERALD INVESTMENT ADVISERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC — NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. is now doing business as . IAPD ↗
55
CALIXTO GLOBAL PARTNERS LLC — CALIXTO GLOBAL INVESTORS, LP is now doing business as . IAPD ↗
55
TESSARA WEALTH — BALLAST POINT FINANCIAL PLANNING, LLC is now doing business as . IAPD ↗
55
HEISTEN WRENN PRIVATE WEALTH, LLC — HEISTEN FINANCIAL, LLC is now doing business as . IAPD ↗
55
BROADWAY ADVISOR GROUP — SGROI WEALTH is now doing business as . IAPD ↗
55
BELL CITY WEALTH, INC. — O'DELL CAPITAL MANAGEMENT is now doing business as . IAPD ↗
55
ARENA PRIVATE WEALTH — OCM PRIVATE WEALTH, LLC is now doing business as . IAPD ↗
55
GRP RETIREMENT PLANNING — GRP FINANCIAL SERVICES, LLC is now doing business as . IAPD ↗
55
STOREN FINANCIAL — STOREN LEGACY PARTNERS, LLC is now doing business as . IAPD ↗
53
KUTSCHER BENNER BARSNESS & STEVENS, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
53
REA WEALTH MANAGEMENT — added office(s): 4 -> 7 additional locations. IAPD ↗
53
JOHN A. WOLFE & ASSOCIATES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
AMERICAN FINANCIAL & TAX STRATEGIES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
CENTENNIAL WEALTH ADVISORY, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
53
WEST FINANCIAL ADVISORS, L.L.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
KEATING FINANCIAL ADVISORY SERVICES — added office(s): 5 -> 6 additional locations. IAPD ↗
53
GLOBAL TRUST — added office(s): 1 -> 2 additional locations. IAPD ↗
53
CHRISTY CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
53
POST OAK PRIVATE WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
53
INVESTOR FAN — added office(s): 13 -> 14 additional locations. IAPD ↗
53
ACORN WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
WARREN STREET WEALTH ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
FLOWER CITY CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
R2 WEALTH MANAGEMENT PARTNERS — added office(s): 1 -> 2 additional locations. IAPD ↗
53
SUMMIT WEALTH PARTNERS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
53
MRA ADVISORY GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
53
AUCTUS ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SOUTHERN CAPITAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
KINTRA WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
MID-AMERICAN WEALTH ADVISORY GROUP — added office(s): 1 -> 2 additional locations. IAPD ↗
53
CONVERGENCE FINANCIAL — added office(s): 12 -> 13 additional locations. IAPD ↗
53
MASON & ASSOCIATES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
AIRE ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
BEACON BRIDGE WEALTH PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
UPTICK PARTNERS, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
53
BPM WEALTH ADVISORS, LLC — added office(s): 7 -> 15 additional locations. IAPD ↗
53
SSB&T WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
ASSET ONE WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
50
MIAI, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
CAPITAL FINANCIAL GROUP, INC. — added office(s): 0 -> 3 additional locations. IAPD ↗
50
BENOLD FINANCIAL PLANNING — added office(s): 2 -> 3 additional locations. IAPD ↗
50
ROYAL PALMS CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
CORNERSTONE SELECT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
THE SHERRY GROUP, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
INNOVATIVE ADVISORY GROUP — added office(s): 6 -> 7 additional locations. IAPD ↗
50
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC — added office(s): 18 -> 21 additional locations. IAPD ↗
50
TENCAP WEALTH COACHING — added office(s): 9 -> 10 additional locations. IAPD ↗
50
COHEN INVESTMENT ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
50
NOVA WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
50
PARADY WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
50
MILLENNIAL ADVISERS, LLC. — added office(s): 5 -> 6 additional locations. IAPD ↗
50
CASTLE ISLAND WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
50
CMG FINANCIAL CONSULTING — added office(s): 0 -> 1 additional locations. IAPD ↗
50
TRANQUILLI FINANCIAL ADVISOR, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
HUDSON CAPITAL ADVISORY, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
ABUNDO WEALTH — added office(s): 0 -> 10 additional locations. IAPD ↗
50
STRATEGIC ASSET MANAGEMENT LLC. — added office(s): 2 -> 4 additional locations. IAPD ↗
50
KINETIC WEALTH INVESTMENT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
AVAIL INVESTMENT PARTNERS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
50
CHILDFREE WEALTH — added office(s): 0 -> 4 additional locations. IAPD ↗
50
FAMILY FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
50
FINANCIAL INDEPENDENCE ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
CALCULATED WEALTH — added office(s): 1 -> 3 additional locations. IAPD ↗
50
CLARITY FINANCIAL ADVISORS LLC — added office(s): 1 -> 4 additional locations. IAPD ↗
50
FORTHRIGHT CAPITAL ADVISORY — added office(s): 16 -> 19 additional locations. IAPD ↗
50
ENSPIRE WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
COASTAL WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
50
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
BLUE JEAN FINANCIAL LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
50
ZERO DAY CAPITAL ENTERPRISES LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
50
BELMONT PRIVATE WEALTH — added office(s): 0 -> 3 additional locations. IAPD ↗
50
MOMENTUM WEALTH PLANNING — added office(s): 0 -> 1 additional locations. IAPD ↗
50
EXCELSIOR ADVISOR NETWORK LLC — added office(s): 3 -> 6 additional locations. IAPD ↗
50
HOLISTIC FINANCE LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
50
ASA ASSET MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
ELEVATED PRIVATE WEALTH — added office(s): 3 -> 4 additional locations. IAPD ↗
50
PROTOCOL WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
88
HUNTERS MOON CAPITAL (US) LP — (location n/a) is newly SEC-registered with $808.3M RAUM and 2 advisory reps. IAPD ↗institutional
85
FTV CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $11.86B RAUM and 66 advisory reps. IAPD ↗fund
85
EIGHT PARTNERS VC, LLC — (AUSTIN, TX) is newly SEC-registered with $10.79B RAUM and 27 advisory reps. IAPD ↗fund
85
SILVER ROCK CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $6.83B RAUM and 7 advisory reps. IAPD ↗fund
85
POP VENTURE ADVISERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PAN CAPITAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered with $3.08B RAUM and 30 advisory reps. IAPD ↗fund
85
EXCORDE CAPITAL LLC — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗institutional
85
SERONE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ALKA PARTNERS, LLC — (FARMERS BRANCH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BROOKWOOD ADVISORS, LLC — (BEVERLY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TILLMAN INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
INLAND ADVISORY SERVICES, LLC — (OAK BROOK, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FRANKLIN TEMPLETON PRIVATE MARKETS ADVISER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ROBINHOOD VENTURES — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
NAYANA INVESTMENT MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
85
ITC ADVISORY SERVICES, LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
85
HARK CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $1.05B RAUM and 9 advisory reps. IAPD ↗fund
85
ORANGE AVENUE ADVISORS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
DAWSON PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 58 advisory reps. IAPD ↗institutional
85
ULTRA CAPITAL MANAGEMENT LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
CONSTITUTION CAPITAL HORIZON ADVISOR, LP — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗institutional
85
MOORSTONE, L.P. — (NEW YORK, NY) is newly SEC-registered with $2.18B RAUM and 4 advisory reps. IAPD ↗fund
85
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
I/O STRATEGIES LLC — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SNOWBALL ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
DOXARA CAPITAL LP — (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COVE VIEW INVESTMENT PARTNERS, LLC — (OLD GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PC3 PARTNERS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
RIVERWEST INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
GENSEN ASSET MANAGEMENT INC. — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
VERDARA PPP LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FATHOM POINT CAPITAL LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
LOON LAKE CAPITAL MANAGEMENT LP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
QUANT ALPHA DECISIONS LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CHRONOMETER PARTNERS LP — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SIRENIA CAPITAL MANAGEMENT LP — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
OAKUM BAY CAPITAL, LLC — (location n/a) is newly SEC-registered with $372.0M RAUM and 1 advisory reps. IAPD ↗fund
83
ALPHA PARTNERS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $404.7M RAUM and 10 advisory reps. IAPD ↗fund
83
BGV VC MANAGEMENT LLC — (MENLO PARK, CA) is newly SEC-registered with $408.9M RAUM and 5 advisory reps. IAPD ↗fund
83
THE AMBRUS GROUP LLC — (TAMPA, FL) is newly SEC-registered with $430.6M RAUM and 3 advisory reps. IAPD ↗fund
83
AUGMENT ADVISORS, LLC — (AUSTIN, TX) is newly SEC-registered with $342.6M RAUM and 1 advisory reps. IAPD ↗fund
83
EFM INVESTMENTS & ADVISORY LLC — (PORTLAND, OR) is newly SEC-registered with $653.2M RAUM and 5 advisory reps. IAPD ↗fund
80
CENTRALIS CAPITAL LLC — (PRAIRIE VILLAGE, KS) is newly SEC-registered with $60.3M RAUM and 1 advisory reps. IAPD ↗fund
80
WACONA CAPITAL, LLC — (CHARLOTTESVILLE, VA) is newly SEC-registered with $194.1M RAUM and 4 advisory reps. IAPD ↗fund
80
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $206.0M RAUM and 117 advisory reps. IAPD ↗fund
80
HAVEN CAPITAL ADVISORS, LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $5.4M RAUM and 1 advisory reps. IAPD ↗fund
80
AGILITY EQUITY PARTNERS — (PITTSBURGH, PA) is newly SEC-registered with $173.1M RAUM and 6 advisory reps. IAPD ↗fund
80
RAIL SPLITTER CAPITAL ADVISERS, LLC — (CHICAGO, IL) is newly SEC-registered with $72.1M RAUM and 3 advisory reps. IAPD ↗fund
80
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
TYPHON ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $10.0M RAUM and 1 advisory reps. IAPD ↗fund
80
JONES HILL CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
TRADITIONAL DIGITAL — (location n/a) is newly SEC-registered with $108.2M RAUM and 1 advisory reps. IAPD ↗fund
80
IDYLLIC PARTNERS MANAGER, LP — (SLEEPY HOLLOW, NY) is newly SEC-registered with $85.0M RAUM and 1 advisory reps. IAPD ↗fund
70
GUINNESS GLOBAL INVESTORS — (LONDON, United Kingdom) is newly SEC-registered with $11.43B RAUM and 35 advisory reps. IAPD ↗foreign
70
INFRARED CAPITAL PARTNERS LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $14.30B RAUM and 53 advisory reps. IAPD ↗foreign
70
SPARX ASSET MANAGEMENT KOREA CO., LTD. — (SEOUL, Korea, South) is newly SEC-registered with $1.09B RAUM and 8 advisory reps. IAPD ↗foreign
68
68
ENTREPRENEUR FIRST INVESTMENT MANAGER LLP — (LONDON, United Kingdom) is newly SEC-registered with $750.7M RAUM and 3 advisory reps. IAPD ↗foreign
68
VENREX INVESTMENT MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $541.0M RAUM and 6 advisory reps. IAPD ↗foreign
67
65
65
LIBERTY ATLANTIC ADVISORS — (FLORENCE, Italy) is newly SEC-registered with $185.8M RAUM and 4 advisory reps. IAPD ↗foreign
65
HARWOOD PRIVATE EQUITY LLP — (LONDON, United Kingdom) is newly SEC-registered with $52.9M RAUM and 5 advisory reps. IAPD ↗foreign
65
PAMALICAN ASSET MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗foreign
65
AMALIA PARTNER AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
HEXIS CAPITAL MANAGEMENT — (SEVENOAKS, KENT, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
DELTA CAPITAL — (SANTANA DE PARNAÍBA, SÃO PAULO, Brazil) is newly SEC-registered with $1.9M RAUM and 2 advisory reps. IAPD ↗foreign
63
63
63
63
63
BRIGHTSIDE CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
62
62
62
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. — grew from 3 to 5 advisory reps. IAPD ↗institutional
60
HUSSMAN STRATEGIC ADVISORS INC — crossed $500M in regulatory AUM ($497.3M -> $617.4M). IAPD ↗institutional
60
60
60
60
60
60
59
58
58
58
58
58
58
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — grew from 6 to 8 advisory reps. IAPD ↗fund
56
56
55
55
55
55
55
55
55
55
55
55
55
55
55
55
55
52
52
51
51
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — reported RAUM up 34% ($3.62B -> $4.87B). IAPD ↗fund
50
50
46
45
45
45
45
MERIT CAPITAL PARTNERS MANAGEMENT, L.L.C. — MERIT CAPITAL PARTNERS IV, L.L.C. is now doing business as . IAPD ↗fund
45
45
GEMSPRING CAPITAL MANAGEMENT, LP — GEMSPRING CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗fund
43
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD — reported RAUM up 70% ($82.99B -> $141.06B). IAPD ↗foreign
43
41
41
40
40
40
40
ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
40
40
40
40
40
40
40
38
38
35
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED — reported RAUM up 29% ($137.80B -> $178.01B). IAPD ↗foreign
33
33
30
PGIM FUND MANAGEMENT LIMITED — PGIM PRIVATE ALTERNATIVES (UK) LIMITED is now doing business as . IAPD ↗foreign
28
28
25
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.