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SOUND INCOME STRATEGIES, LLC

FORT LAUDERDALE, FL · CRD 173272 · IAPD ↗ · thecapitalizedretirement.com · 954-487-1860

$4.18BRegulatory AUM
134Advisory reps
134Employees
57Clients
101-250Planning clients
0Private funds
51States
12Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
February 2026 — SOUND INCOME STRATEGIES, LLC added office(s): 84 -> 99 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
February 2026 — SOUND INCOME STRATEGIES, LLC grew from 111 to 134 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2025 — SOUND INCOME STRATEGIES, LLC added office(s): 68 -> 84 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
February 2025 — SOUND INCOME STRATEGIES, LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
February 2025 — SOUND INCOME STRATEGIES, LLC grew from 96 to 111 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
June 2024 — SOUND INCOME STRATEGIES, LLC notice-filed in AK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
February 2024 — SOUND INCOME STRATEGIES, LLC reported RAUM up 31% ($2.04B -> $2.67B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
February 2024 — SOUND INCOME STRATEGIES, LLC grew from 73 to 95 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.