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DB & C ADVISORS, LLC

HOLLAND, MI · CRD 155645 · IAPD ↗ · dbc-advisors.com · 616-355-3455

$252.2MRegulatory AUM
9Advisory reps
11Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — DB & C ADVISORS, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2026 — DB & C ADVISORS, LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
September 2024 — DB & C ADVISORS, LLC now reports custody of client assets ($5.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
February 2024 — DB & C ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.