← Tributary

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

MINNEAPOLIS, MN · CRD 107173 · IAPD ↗ · 612-376-7000

$104.49BRegulatory AUM
37Advisory reps
212Employees
5Clients
0Planning clients
14Private funds
53States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
February 2026 — RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. shrank from 48 to 37 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
67
February 2026 — RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. reported RAUM up 37% ($76.50B -> $104.49B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
February 2024 — RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. reported RAUM up 110% ($38.02B -> $79.91B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.