← Tributary

CRM — October 2026

CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).

419 firms opened this window in the October 2026 SEC roster: 134 new registration, 128 new office, 46 aum up, 39 headcount up, 33 pending approved, 26 rename, 7 aum crossed 500m, 5 planning started, 1 acquisition.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
WILLOW RUN ADVISORS — (NEW YORK, NY) is newly SEC-registered with $2.20B RAUM and 5 advisory reps. IAPD ↗
$2.20B RAUM · 5 reps · 646-600-8059
95
HERNDON PLANT OAKLEY LTD — (CORPUS CHRISTI, TX) is newly SEC-registered with $155.4M RAUM and 2 advisory reps. IAPD ↗
$155.4M RAUM · 2 reps · 361-888-7611 · hpo.com
95
JOHNSTON INVESTMENT COUNSEL, LTD. — (PEORIA, IL) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
$125.0M RAUM · 1 reps · 309-674-3330
95
PTS BROKERAGE, LLC — (MT. LAUREL, NJ) is newly SEC-registered with $131.7M RAUM and 14 advisory reps. IAPD ↗
$131.7M RAUM · 14 reps · 856-802-9400 · ptsbrokerage.com
95
TIDMORE RETIREMENT PLANNING SPECIALISTS — (BEACHWOOD, OH) is newly SEC-registered with $112.9M RAUM and 2 advisory reps. IAPD ↗
$112.9M RAUM · 2 reps · 440-498-1396
95
LEGACY PARTNERS FINANCIAL GROUP, LLC — (WOODSTOCK, GA) is newly SEC-registered with $107.6M RAUM and 10 advisory reps. IAPD ↗
$107.6M RAUM · 10 reps · 678 388-2233 · mylpfg.com
95
TRAVER FINANCIAL CONSULTING NETWORK PA — (LAKEWOOD RANCH, FL) is newly SEC-registered with $121.7M RAUM and 1 advisory reps. IAPD ↗
$121.7M RAUM · 1 reps · 917-576-0308
95
LIVE OAK FAMILY OFFICES LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (614) 266-8192 · lofollc.com
95
MURRAY SECURITIES, INC. — (TYLER, TX) is newly SEC-registered with $116.6M RAUM and 1 advisory reps. IAPD ↗
$116.6M RAUM · 1 reps · 903-561-5588 · murraysecuritiesinc.com
95
CROSSPOINT CAPITAL MANAGEMENT — (ORINDA, CA) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
$117.0M RAUM · 2 reps · 415-949-1443
95
EAGLE FINANCIAL ADVISORS, LLC — (FRISCO, TX) is newly SEC-registered with $113.1M RAUM and 9 advisory reps. IAPD ↗
$113.1M RAUM · 9 reps · 800-994-1317 · eaglefinancialadvisors.net
95
KUHN WEALTH MANAGEMENT INC. — (SCHAUMBURG, IL) is newly SEC-registered with $150.8M RAUM and 3 advisory reps. IAPD ↗
$150.8M RAUM · 3 reps · (847) 607-4976 · kuhnwealth.com
95
KROEGER FINANCIAL PARTNERS — (GRASS VALLEY, CA) is newly SEC-registered with $111.1M RAUM and 2 advisory reps. IAPD ↗
$111.1M RAUM · 2 reps · 530-478-9734 · kroegerfinancial.com
95
CRAFTED FINANCE, LLC — (location n/a) is newly SEC-registered with $102.9M RAUM and 1 advisory reps. IAPD ↗
$102.9M RAUM · 1 reps · (650) 336-0598
95
CS TOMASI WEALTH MANAGEMENT — (COSTA MESA, CA) is newly SEC-registered with $110.3M RAUM and 6 advisory reps. IAPD ↗
$110.3M RAUM · 6 reps · (562) 494-4668
95
ASK CAPITAL INVESTMENT MANAGERS — (AMARILLO, TX) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
$110.4M RAUM · 2 reps · 806-322-7526
95
BURLINGAME WEALTH MANAGEMENT, LLC — (BURLINGAME, CA) is newly SEC-registered with $129.4M RAUM and 1 advisory reps. IAPD ↗
$129.4M RAUM · 1 reps · 6505972400 · burlingamewealth.com
95
EXOS ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $682,181 RAUM and 8 advisory reps. IAPD ↗
$682,181 RAUM · 8 reps · (646) 814-0996
95
BLUE ANCHOR WEALTH ADVISORS, LLC — (KETCHIKAN, AK) is newly SEC-registered with $144.2M RAUM and 6 advisory reps. IAPD ↗
$144.2M RAUM · 6 reps · (907) 225-6110 · blueanchorwealth.com
95
ENDEAVOR ADVISORS LLC — (PHOENIX, AZ) is newly SEC-registered with $114.4M RAUM and 4 advisory reps. IAPD ↗
$114.4M RAUM · 4 reps · 480-550-8316 · endeavoradvisorsllc.com
95
DIVERSIFIED WEALTH ADVISORS, LLC — (KANSAS CITY, MO) is newly SEC-registered with $138.0M RAUM and 3 advisory reps. IAPD ↗
$138.0M RAUM · 3 reps · 816-984-8620 · diversifiedsolutionsllc.com
95
ALMEGA WEALTH MANAGEMENT — (SCOTTSDALE, AZ) is newly SEC-registered with $134.3M RAUM and 4 advisory reps. IAPD ↗
$134.3M RAUM · 4 reps · 480-770-4700
95
WILLIS TOWERS WATSON SECURITIES, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 516-375-0126 · viaretirement.com
95
KNECHT CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
$116.0M RAUM · 1 reps · 707-947-3040 · knechtcapital.com
95
GREEN OCEAN GLOBAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $114.8M RAUM and 4 advisory reps. IAPD ↗
$114.8M RAUM · 4 reps · (206) 686-1594
95
LEONARD ADVISORY GROUP LLC — (SAINT JOSEPH, MI) is newly SEC-registered with $114.1M RAUM and 3 advisory reps. IAPD ↗
$114.1M RAUM · 3 reps · 269-588-1362
95
WEALTH STRATEGIES GROUP — (NEWPORT BEACH, CA) is newly SEC-registered with $102.9M RAUM and 2 advisory reps. IAPD ↗
$102.9M RAUM · 2 reps · 888-848-4144
95
WEALTHLYNK, INC. — (FALLBROOK, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
$112.0M RAUM · 1 reps · 760-621-4471 · wealthlynk.com
95
BETTER FINANCIAL SERVICES, LLC — (FEDERAL WAY, WA) is newly SEC-registered with $110.8M RAUM and 2 advisory reps. IAPD ↗
$110.8M RAUM · 2 reps · 206-234-7516 · gotobfs.com
95
BIG ROCK ADVISORS LLC — (SAG HARBOR, NY) is newly SEC-registered with $27.8M RAUM and 3 advisory reps. IAPD ↗
$27.8M RAUM · 3 reps · 631-725-0300 · bigrockadvisorsllc.com
95
PELICAN ADVISORY LLC — (COVINGTON, LA) is newly SEC-registered with $119.0M RAUM and 4 advisory reps. IAPD ↗
$119.0M RAUM · 4 reps · 985-237-4033 · pelicanfo.com
95
DANTES OUTLOOK — (location n/a) is newly SEC-registered with $26.0M RAUM and 1 advisory reps. IAPD ↗
$26.0M RAUM · 1 reps · 917-714-5339 · dantesoutlook.com
95
INTEGRATED WEALTH SOLUTIONS, LLC — (YORK, PA) is newly SEC-registered with $114.0M RAUM and 8 advisory reps. IAPD ↗
$114.0M RAUM · 8 reps · 717313-2220 · buildffwealth.com
95
EXPONENT WEALTH LLC — (OREM, UT) is newly SEC-registered with $110.4M RAUM and 6 advisory reps. IAPD ↗
$110.4M RAUM · 6 reps · (801) 459-1190 · exponentwealth.com
95
PORTFOLIO ADVISORY PARTNERS — (NORTH BRUNSWICK, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-412-0732 · portfolioadvisorypartners.com
95
AEGIS GUILD CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 717-478-3646
95
CAMERON SIGNATURE WEALTH ADVISORS LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 704-519-2592
95
POINT ONE PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 615-659-5000 · pointoneprivatewealth.com
95
PROFESSIONAL PLANNING & WEALTH — (GREENVILLE, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 864-626-4380
95
WELLS CAPITAL ADVISORS LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 7025341090 · wellscapitalgroup.com
95
AQR FLEX MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 291 advisory reps. IAPD ↗
$0 RAUM · 291 reps · (203) 742-3600
95
MADISON LASALLE ADVISERS LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 312-909-3007
95
PLETTENBERG CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $50.5M RAUM and 1 advisory reps. IAPD ↗
$50.5M RAUM · 1 reps · 267-574-2319 · plettenbergcapital.com
95
CROBOEARN — (location n/a) is newly SEC-registered with $10,000 RAUM and 2 advisory reps. IAPD ↗
$10,000 RAUM · 2 reps · 4846096415 · croboearn.com
95
COINEDLY LLC — (DOVER, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 980-416-2310 · coinedly.com
95
CMK PARTNERS, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (630) 697-1981
95
VAN SOLDAT WEALTH LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +55 43 99199 8900 · vansoldat.com
95
ALIGNED WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 305-702-3030 · alignedwealth.com
95
APEIRON WEALTH SERVICE — (ASTORIA, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 646-564-3511 · awealths.com
95
VESSEL WEALTH PARTNERS — (MENDOTA HEIGHTS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 651-895-0182 · vesselwp.com
95
ZOOP ALPHA ADVISORS — (MESA, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 941-232-1837
95
STRIBLING-WHALEN FINANCIAL GROUP — (GAINESVILLE, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 678-989-0048
95
STAX LABS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 7035997991
95
MAPLE GROVE WEALTH — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 615-560-6583 · maplegrovewealth.com
95
STRATEGENCE CAPITAL LLC — (VAN WERT, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · 646-395-3900
95
ZERO LABS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $100,000 RAUM and 1 advisory reps. IAPD ↗
$100,000 RAUM · 1 reps · 650-761-1821 · zero.tax
95
BELLERIVE CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 305-465-1741
95
FORTUNA PRIVATE WEALTH MANAGEMENT CORP. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 786-631-7103 · fortunapwm.com
95
RIA GROUP, LLC — (DES MOINES, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 641-680-1190
95
FATHOM ADVISORS LLC — (MINNEAPOLIS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · 763-367-7980 · fathom-advisors.com
95
LAFAYETTE SQUARE FINANCIAL ADVISORS, INC. — (WALNUT CREEK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 925-284-7950 · lsqfa.com
95
GEIGER GROUP WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 703-855-3990
95
BORIA WEALTH MANAGEMENT, LTD — (WAYZATA, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 952-994-8657
95
IME VISVA — (location n/a) is newly SEC-registered with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · +919036476667 · imevisva.com
95
OPIMA CAPITAL MANAGEMENT, LLC — (OCOEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 407-612-7602 · opimacapital.com
95
HOLM & BAUCOM WEALTH ADVISORS, LLC — (VICTORIA, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (361) 894-8717 · holmbaucomwealth.com
95
RISE PRIVATE WEALTH MANAGEMENT — (BEDFORD, NH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 50 advisory reps. IAPD ↗
$0 RAUM · 50 reps · 603-457-7001 · riseprivatewealthmanagement.com
95
SOMERSET ADVISORY, LLC — (BIRMINGHAM, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 888.501.2607
95
ROUND TABLE ADVISORS, LLC — (CHATTANOOGA, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · (423) 510-8889
95
EAST FRANKLIN CAPITAL — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 919-360-2537
95
AQUIUM LEGACY PARTNERS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 216-400-0052 EXT 800
95
AI PORTFOLIOS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 314-703-0408 · aiportfolios.com
95
DIMAIO PRIVATE WEALTH, LLC — (CHESTER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 908-540-4141
95
STELVIO PRIVATE WEALTH — (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 925-306-4600
95
DAN THORNSBERRY CAPITAL ADVISORS, LLC — (BELLEAIR BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 614 530 5185
95
CREATED WEALTH ADVISORY — (VENICE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 310-424-4011 · createdwealth.com
95
5280 ASSOCIATES — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 303-730-1951 · 5280associates.com
95
NOVERA WEALTH, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (646) 535-4323
95
HEIRMONT WEALTH MANAGEMENT — (UNIONDALE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 516-206-2215 · heirmontwealth.com
95
FINANCIAL CELEBRATIONS — (VACAVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 7074467623 · financialcelebrations.com
95
NEXTREG ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 7863160577 · nextreg.ai
95
CLEARWATER FINANCIAL PLANNING — (LEWISTON, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 208-746-3270 · clearwaterfinancialplanning.net
95
BCM FIXED INCOME — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 404-668-9190 · bcmfi.com
95
PERSONAL WEALTH STRATEGIES — (HAMILTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 908 209-5500
95
OMNIMINT ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 3018757031
95
LELAND WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 650-232-2023
95
EVEROAK WEALTH CO — (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · 719-300-6700 · everoakwealth.com
95
BROOKSTONE WEALTH MANAGEMENT, INC. — (OXFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 508-987-0700 · brookstonewealthmanagement.com
95
VOCARE WEALTH ADVISORS — (RESTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (571) 529-6205 · vocarewealthadvisors.com
85
WEDBUSH SECURITIES INC. — grew from 202 to 288 advisory reps. IAPD ↗
$6.75B RAUM · 288 reps · 213-688-8000 · wedbush.com
85
CAPITAL RESEARCH AND MANAGEMENT COMPANY — grew from 393 to 411 advisory reps. IAPD ↗
$4320.75B RAUM · 411 reps · 213-486-9200 · retirementsolutions.financialtrans.com
85
PRIVATE ADVISOR GROUP, LLC — grew from 670 to 885 advisory reps. IAPD ↗
$57.70B RAUM · 885 reps · 973-538-7010
81
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. — grew from 96 to 107 advisory reps. IAPD ↗
$48.37B RAUM · 107 reps · 213-486-9200
80
TUTTLE CAPITAL MANAGEMENT, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$5.50B RAUM · 8 reps · 347-852-0548
79
XCELSIOR ADVISOR PARTNERS LLC — grew from 13 to 22 advisory reps. IAPD ↗
$2.51B RAUM · 22 reps · 480-866-8616 · xcelsiorpartners.com
75
CAPITAL BANK AND TRUST COMPANY — reported RAUM up 80% ($139.29B -> $250.98B). IAPD ↗
$250.98B RAUM · 0 reps · (949) 975-5000
75
INTELLECTUS PARTNERS, LLC — reported RAUM up 90% ($1.57B -> $2.98B). IAPD ↗
$2.98B RAUM · 6 reps · 415-795-7830
75
SIGNATURE EQUITY PARTNERS, LLC — grew from 25 to 32 advisory reps. IAPD ↗
$688.1M RAUM · 32 reps · 614-846-6000 · midwestretirementconsultants.net
75
SHARPE ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$1.23B RAUM · 4 reps · 908-455-0600
75
CROWNSTONE ADVISORY & INVESTMENT CORP — 's provisional registration is now fully approved. IAPD ↗
$3.00B RAUM · 1 reps · 858-444-5933 · crownstoneinvestmentadvisory.com
75
SCHWARZ INVESTMENT PARTNERS — now offers financial planning (Item 5G(1)). IAPD ↗
$184.9M RAUM · 2 reps · (785) 582-5805 · schwarzinvestmentpartners.com
75
STONE WEALTH PARTNERS LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$142.9M RAUM · 6 reps · 337-660-2334 · stone-wealth.com
75
SIMPLEADVISORY LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$42.1M RAUM · 2 reps · 516-464-5500 · simpleciti.com
75
FAMILY OFFICE INVESTMENT ADVISORY LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$220.0M RAUM · 3 reps · (800) 447-7090
74
WPWEALTH LLP — grew from 14 to 18 advisory reps. IAPD ↗
$1.17B RAUM · 18 reps · 817-259-9100
73
CAPSTONE INVESTMENT GROUP — reported RAUM up 94% ($176.4M -> $342.7M). IAPD ↗
$342.7M RAUM · 8 reps · 360-570-9888 · wisdomanddiscipline.com
73
PRECISE INVESTMENT MANAGEMENT, INC. — reported RAUM up 87% ($186.3M -> $349.2M). IAPD ↗
$349.2M RAUM · 6 reps · 702-906-0940
73
345 INVESTMENT ADVISORY, LLC — grew from 1 to 6 advisory reps. IAPD ↗
$295.1M RAUM · 6 reps · 480-624-5650
73
BLUE HORIZON EQUITY, INC. — 's provisional registration is now fully approved. IAPD ↗
$745.9M RAUM · 45 reps · 1 585 641 7900 · abelwealthmanagement.com
73
GENOA WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$376.7M RAUM · 2 reps · 985- 869-6070 · genoawealth.com
73
TREASURE VALLEY FINANCIAL PLANNING — 's provisional registration is now fully approved. IAPD ↗
$336.0M RAUM · 7 reps · 208-789-0888 · treasurevalleyplanning.com
73
LIFEWISE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$491.9M RAUM · 6 reps · 217 351 8755 · lifewisewealth.com
73
INTENTGEN FINANCIAL PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$756.6M RAUM · 6 reps · 630-821-6990 · intentgen.com
73
345 INVESTMENT ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
$295.1M RAUM · 6 reps · 480-624-5650
73
BROADSIDE WEALTH — 's provisional registration is now fully approved. IAPD ↗
$874.5M RAUM · 4 reps · 628-218-5315
72
NORTHERN CAPITAL MANAGEMENT, INC. — reported RAUM up 74% ($526.7M -> $918.2M). IAPD ↗
$918.2M RAUM · 8 reps · 509-456-2526 · northernwelcome.com
72
THURSTON SPRINGER ADVISORS — reported RAUM up 63% ($3.68B -> $6.01B). IAPD ↗
$6.01B RAUM · 86 reps · 317.581.4000 · thurstonspringer.com
72
CLARK ASSET MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$1.32B RAUM · 8 reps · 603-237-1341
72
SHARPE ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$1.23B RAUM · 4 reps · 908-455-0600
71
PROFICIO CAPITAL PARTNERS LLC — reported RAUM up 55% ($5.27B -> $8.17B). IAPD ↗
$8.17B RAUM · 11 reps · 617-340-8425 · proficiocap.com
71
STRATEGIC PLANNING GROUP — grew from 5 to 8 advisory reps. IAPD ↗
$910.3M RAUM · 8 reps · 801-627-2200 · spgutah.com
71
AVIVAR CAPITAL, LLC — grew from 13 to 16 advisory reps. IAPD ↗
$362.1M RAUM · 16 reps · 818-681-6833
71
SKYBOUND WEALTH USA — grew from 6 to 12 advisory reps. IAPD ↗
$166.5M RAUM · 12 reps · 1-346-845-0001
71
BROADSIDE WEALTH — grew from 1 to 4 advisory reps. IAPD ↗
$874.5M RAUM · 4 reps · 628-218-5315
71
EHG WEALTH MANAGEMENT — grew from 4 to 10 advisory reps. IAPD ↗
$0 RAUM · 10 reps · 3176232007
70
ALEXANDER INVESTMENT SERVICES CO. — crossed $500M in regulatory AUM ($496.3M -> $576.8M). IAPD ↗
$576.8M RAUM · 9 reps · 502-459-4414 · aisretirement.com
70
QUINT CAPITAL MANAGEMENT — crossed $500M in regulatory AUM ($162.1M -> $875.0M). IAPD ↗
$875.0M RAUM · 9 reps · 212-682-5090
70
HMV WEALTH ADVISORS, LLC — crossed $500M in regulatory AUM ($464.8M -> $567.4M). IAPD ↗
$567.4M RAUM · 3 reps · 318-517-6255 · hmvwealth.com
70
LAVELLE CAPITAL — crossed $500M in regulatory AUM ($410.1M -> $508.2M). IAPD ↗
$508.2M RAUM · 2 reps · 415-501-9987
70
SIGNATURE EQUITY PARTNERS, LLC — crossed $500M in regulatory AUM ($330.6M -> $688.1M). IAPD ↗
$688.1M RAUM · 32 reps · 614-846-6000 · midwestretirementconsultants.net
70
LRZ CAPITAL LLC — crossed $500M in regulatory AUM ($370.0M -> $500.8M). IAPD ↗
$500.8M RAUM · 4 reps · 305-615-0215 · lrzcapital.com
70
SKY VISION WEALTH MANAGEMENT CORP. — reported RAUM up 92% ($52.8M -> $101.4M). IAPD ↗
$101.4M RAUM · 2 reps · 626-437-1436
70
EAGLE'S CREST ADVISORS, LLC — reported RAUM up 93% ($65.3M -> $125.9M). IAPD ↗
$125.9M RAUM · 3 reps · 646-627-6030
70
GRANT STREET ASSET MANAGEMENT INC — grew from 6 to 8 advisory reps. IAPD ↗
$768.9M RAUM · 8 reps · 412-257-8060
70
PRECISE INVESTMENT MANAGEMENT, INC. — grew from 4 to 6 advisory reps. IAPD ↗
$349.2M RAUM · 6 reps · 702-906-0940
70
WEALTH MANAGEMENT CPAS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$329.2M RAUM · 7 reps · 801-272-4357 · wealthcpas.com
70
GFG SOLUTIONS — grew from 4 to 6 advisory reps. IAPD ↗
$306.6M RAUM · 6 reps · 407-627-0091 · gfgsolutions.com
70
WAVVEST WEALTH — grew from 3 to 5 advisory reps. IAPD ↗
$339.9M RAUM · 5 reps · 630-699-8602
70
IM WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$123.9M RAUM · 8 reps · 610-650-1848 · imwealthpartners.com
70
ASCENT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$110.8M RAUM · 8 reps · 952-444-3100
70
HOLON WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$124.0M RAUM · 1 reps · (541) 200-0975
70
FAMILY OFFICE INVESTMENT ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
$220.0M RAUM · 3 reps · (800) 447-7090
70
STERLING LABS — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 4 reps · 3479242009 · sterlinglabs.co
70
R.I.T. WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$235.4M RAUM · 1 reps · (949) 340-1701 · ritwealth.com
70
ANCHR TECHNOLOGIES RIA LLC — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 2 reps · (646) 543-4771
70
ALTRUIST ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$190.0M RAUM · 6 reps · 202 494 0435 · altruist.com
70
CHARLESBRIDGE ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$108.5M RAUM · 4 reps · (781) 682-3299
70
HYCO RIVER INVESTMENTS, INCORPORATED — 's provisional registration is now fully approved. IAPD ↗
$168.6M RAUM · 2 reps · 703-338-9419 · hycoinvestments.com
70
KEYSTONE FINANCIAL RESOURCES, LLC — 's provisional registration is now fully approved. IAPD ↗
$178.5M RAUM · 4 reps · 707-932-5849 · keystonewealtalliance.com
70
UNIFIED RETIREMENT PLANNING GROUP — 's provisional registration is now fully approved. IAPD ↗
$197.0M RAUM · 1 reps · 914 432-5800 · myurpg.com
70
COSMOS WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$191.5M RAUM · 2 reps · 8582903300 · cosmoswealth.com
70
NORTHWIND FINANCIAL LLC — 's provisional registration is now fully approved. IAPD ↗
$142.2M RAUM · 2 reps · 541-318-7871 · northwindfinancial.com
70
3D ADVISOR GROUP, INC. — 's provisional registration is now fully approved. IAPD ↗
$194.3M RAUM · 2 reps · (508) 808-1423 · 3dadvisorgroup.com
70
MILLER WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$100.4M RAUM · 1 reps · 480-613-7400
70
SCHONFELD WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$132.9M RAUM · 2 reps · 718-963-9700 · schonfeldwm.com
70
HERITAGE HAUS WEALTH PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$241.1M RAUM · 3 reps · 830-316-3590 · heritagehauswealth.com
69
ALTRUIST ADVISORS LLC — grew from 2 to 6 advisory reps. IAPD ↗
$190.0M RAUM · 6 reps · 202 494 0435 · altruist.com
68
TUTTLE CAPITAL MANAGEMENT, LLC — reported RAUM up 41% ($3.91B -> $5.50B). IAPD ↗
$5.50B RAUM · 8 reps · 347-852-0548
68
FOUNDRY FINANCIAL LLC — grew from 7 to 10 advisory reps. IAPD ↗
$232.6M RAUM · 10 reps · (213) 802-8662 · foundryfinancial.org
67
A BETTER WAY FINANCIAL, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$109.0M RAUM · 5 reps · 610-440-1700
67
KOEHLER ASSET MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$111.0M RAUM · 4 reps · 631-332-2310
66
PRIVATE ADVISOR GROUP, LLC — reported RAUM up 30% ($44.33B -> $57.70B). IAPD ↗
$57.70B RAUM · 885 reps · 973-538-7010
65
A.G.P / ALLIANCE GLOBAL PARTNERS — reported RAUM up 28% ($2.30B -> $2.95B). IAPD ↗
$2.95B RAUM · 144 reps · 800-727-7922 · agplowcountry.com
65
FORTITUDE FAMILY OFFICE — reported RAUM up 27% ($1.00B -> $1.27B). IAPD ↗
$1.27B RAUM · 14 reps · (602) 834-0089
64
WESTERN FINANCIAL CORPORATION — reported RAUM up 34% ($309.2M -> $414.4M). IAPD ↗
$414.4M RAUM · 2 reps · 619-544-0260
63
WAVVEST WEALTH — reported RAUM up 27% ($268.5M -> $339.9M). IAPD ↗
$339.9M RAUM · 5 reps · 630-699-8602
62
STIRLINGSHIRE INVESTMENTS — reported RAUM up 36% ($179.8M -> $244.6M). IAPD ↗
$244.6M RAUM · 26 reps · 877-600-7026
62
TUTTLE WEALTH PARTNERS LLC — reported RAUM up 39% ($75.1M -> $104.2M). IAPD ↗
$104.2M RAUM · 2 reps · (800) 781-1219 · tuttlewealth.com
62
GUARDANT WEALTH ADVISORS — reported RAUM up 37% ($149.3M -> $204.4M). IAPD ↗
$204.4M RAUM · 3 reps · 305-845-7511 · guardantwealthadvisors.com
60
CSP FINANCIAL GROUP LLC — reported RAUM up 26% ($119.2M -> $150.6M). IAPD ↗
$150.6M RAUM · 21 reps · 480-600-9626 · cspfgllc.com
60
BOUCHEY FINANCIAL GROUP, LTD. — BOUCHEY FINANCIAL GROUP LTD is now doing business as . IAPD ↗
$1.61B RAUM · 11 reps · 518-720-3333 · boucheyfinancial.com
60
FALCON WEALTH PLANNING, LLC — FALCON WEALTH PLANNING, INC. is now doing business as . IAPD ↗
$1.96B RAUM · 22 reps · 855-963-2526
60
MERISTEAD WEALTH, LLC — STANSBERRY ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗
$1.29B RAUM · 14 reps · 646-854-4370 · meristead.com
58
CAIRN WEALTH MANAGEMENT — CAIRN INVESTMENT GROUP is now doing business as . IAPD ↗
$385.0M RAUM · 3 reps · 503-241-4901
58
ASENDO WEALTH ADVISORY — TSG ADVICE PARTNERS, LLC is now doing business as . IAPD ↗
$866.5M RAUM · 12 reps · (614) 697-2750
55
A.G.P / ALLIANCE GLOBAL PARTNERS — added office(s): 17 -> 19 additional locations. IAPD ↗
$2.95B RAUM · 144 reps · 800-727-7922 · agplowcountry.com
55
PROSPERA FINANCIAL SERVICES, INC. — added office(s): 139 -> 149 additional locations. IAPD ↗
$14.39B RAUM · 211 reps · 972-581-3000
55
SATURNA CAPITAL CORPORATION — added office(s): 0 -> 1 additional locations. IAPD ↗
$10.48B RAUM · 12 reps · 360-734-9900 · saturna.com
55
NBT CAPITAL MANAGEMENT, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.61B RAUM · 6 reps · 607-584-4141 · clevelandhauswirth.com
55
MELLON INVESTMENTS CORPORATION — added office(s): 3 -> 4 additional locations. IAPD ↗
$873.87B RAUM · 61 reps · 617-248-3682
55
LEAVELL INVESTMENT MANAGEMENT, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$3.40B RAUM · 24 reps · 251-433-3709 · leavellinvestments.com
55
BAILARD, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$7.56B RAUM · 42 reps · 650-571-5800
55
LVM CAPITAL MANAGEMENT LTD — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.56B RAUM · 8 reps · 269-321-8120
55
ORLEANS CAPITAL MANAGEMENT CORP — added office(s): 5 -> 6 additional locations. IAPD ↗
$2.13B RAUM · 6 reps · 504-592-4680 · orleanscapital.com
55
COOPER MCMANUS — added office(s): 26 -> 29 additional locations. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · crossfinancial.com
55
ADVISORS CAPITAL MANAGEMENT, LLC — added office(s): 22 -> 23 additional locations. IAPD ↗
$12.20B RAUM · 57 reps · 201-447-3400 · bridgeviewwealth.com
55
DINUZZO PRIVATE WEALTH, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.18B RAUM · 8 reps · 724-728-6564
55
STEEL GROVE CAPITAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.64B RAUM · 7 reps · 901-498-6300 · steelgrove.com
55
BAKERAVENUE — added office(s): 6 -> 13 additional locations. IAPD ↗
$5.09B RAUM · 29 reps · 415-986-1110 · bakerave.com
55
WATERLOO CAPITAL — added office(s): 12 -> 13 additional locations. IAPD ↗
$2.26B RAUM · 44 reps · 512-777-5900 · hapinvestments.com
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$8.29B RAUM · 54 reps · 303-382-2880
55
WPWEALTH LLP — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.17B RAUM · 18 reps · 817-259-9100
55
MERCER GLOBAL ADVISORS INC. — added office(s): 257 -> 268 additional locations. IAPD ↗
$84.40B RAUM · 632 reps · (888) 885-8101 · confluencefa.com
55
PRIVATE ADVISOR GROUP, LLC — added office(s): 476 -> 569 additional locations. IAPD ↗
$57.70B RAUM · 885 reps · 973-538-7010
55
WITHUM WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$2.34B RAUM · 11 reps · 732-450-0147 · withumwealth.com
55
TUTTLE CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$5.50B RAUM · 8 reps · 347-852-0548
55
APTUS CAPITAL ADVISORS, LLC — added office(s): 16 -> 17 additional locations. IAPD ↗
$14.14B RAUM · 26 reps · 251-517-7198 · aptuscapitaladvisors.com
55
DRIVE WEALTH ADVISERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.50B RAUM · 15 reps · 801-901-6150 · drivewealthadvisers.com
55
ARCA WEALTH, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.27B RAUM · 11 reps · 603-610-8881
55
MG&A WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.02B RAUM · 6 reps · 954-289-9000 · meggreen.com
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 27 -> 38 additional locations. IAPD ↗
$5.10B RAUM · 76 reps · 205-982-5515 · reinholdfinancial.com
55
THURSTON SPRINGER ADVISORS — added office(s): 20 -> 33 additional locations. IAPD ↗
$6.01B RAUM · 86 reps · 317.581.4000 · thurstonspringer.com
55
BISON WEALTH, LLC — added office(s): 14 -> 19 additional locations. IAPD ↗
$2.74B RAUM · 65 reps · 404-841-2224 · mc2wealthmgmt.com
55
MADISON PARTNERS — added office(s): 6 -> 26 additional locations. IAPD ↗
$1.30B RAUM · 17 reps · 608-210-1021 · themadisonpartners.com
55
ONEPOINT BFG WEALTH PARTNERS — added office(s): 22 -> 23 additional locations. IAPD ↗
$15.13B RAUM · 104 reps · (973) 575-4180
55
DAYMARK WEALTH PARTNERS, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$5.04B RAUM · 21 reps · 513-838-2520 · music.amazon.com
55
TITLEIST ASSET MANAGEMENT, LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
$2.79B RAUM · 25 reps · 210-826-2424 · blumandwhite.com
55
MARIDEA WEALTH MANAGEMENT — added office(s): 19 -> 21 additional locations. IAPD ↗
$1.97B RAUM · 26 reps · 347-289-5227
55
PCM ENCORE, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$2.05B RAUM · 9 reps · 425-214-1755 · encoreinvestment.com
55
EVERTERN WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.56B RAUM · 2 reps · 239-508-7700 · everternwealth.com
55
LARGE AND GILBERT WEALTH ADVISORY — KEYSTONE FINANCIAL GROUP, INC. is now doing business as . IAPD ↗
$247.4M RAUM · 5 reps · 770-698-9816 · keystonefg.com
55
AJO VISTA, AN EMERALD COMPANY — EMSTONE ADVISERS, LLC is now doing business as . IAPD ↗
$29.3M RAUM · 1 reps · 717-556-8900 · emstoneadvisers.com
55
HAPPINESS IN RETIREMENT — DEL-SETTE CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
$192.5M RAUM · 5 reps · 518-793-3851
55
SIMETRIA ADVISORY GROUP LLC — BRASIL PLURAL INVESTMENT ADVISOR LLC is now doing business as . IAPD ↗
$201.6M RAUM · 14 reps · (305) 860-0770
55
DELOS PRIVATE CLIENT GROUP, LLC — DELOS CAPITAL ADVISORS is now doing business as . IAPD ↗
$185.6M RAUM · 7 reps · 972-810-1610
55
ZERMATT WEALTH ADVISORS — WFA OF SAN DIEGO is now doing business as . IAPD ↗
$206.9M RAUM · 2 reps · (619) 491-0225
55
HARBORPOINT WEALTH PARTNERS — HENDERSON FINANCIAL GROUP LLC is now doing business as . IAPD ↗
$136.4M RAUM · 3 reps · 757-314-4638 · hendersonfg.com
55
IVES HILL WEALTH MANAGEMENT — GREG JENNINGS, LLC is now doing business as . IAPD ↗
$183.1M RAUM · 2 reps · 315-446-8720
55
SPRINGHILL WEALTH MANAGEMENT — LLC is now doing business as SPRINGHILL WEALTH MANAGEMENT. IAPD ↗
$82.0M RAUM · 1 reps · 406-750-3515 · springhillwealth.com
55
MIFEL WEALTH — MIFEL CAPITAL PARTNERS LLC is now doing business as . IAPD ↗
$0 RAUM · 1 reps · 786 702 0078
53
ALEXANDER INVESTMENT SERVICES CO. — added office(s): 1 -> 2 additional locations. IAPD ↗
$576.8M RAUM · 9 reps · 502-459-4414 · aisretirement.com
53
WESTERN FINANCIAL CORPORATION — added office(s): 1 -> 2 additional locations. IAPD ↗
$414.4M RAUM · 2 reps · 619-544-0260
53
AMERICAN WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$310.0M RAUM · 9 reps · 770-392-8741 · americanwealthmanagement.com
53
ROSENBLUM SILVERMAN SUTTON SF INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$486.6M RAUM · 3 reps · 415-771-4500 · rssic.com
53
LEVEL FINANCIAL ADVISORS, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$975.2M RAUM · 10 reps · 716-634-6113 · levelfa.com
53
FIRSTRUST — added office(s): 0 -> 2 additional locations. IAPD ↗
$250.0M RAUM · 5 reps · 386-788-3737 · financialteam.com
53
CHANEY CAPITAL MANAGEMENT INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$455.5M RAUM · 6 reps · 425-673-4060 · chaneycapital.com
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
53
INVESTOLOGY INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$250.0M RAUM · 3 reps · 703-429-1975 · investologyinc.net
53
UNITED WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$406.6M RAUM · 5 reps · 434-923-8112 · unitedwealthmanagement.com
53
CENTENNIAL WEALTH ADVISORY, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
53
SOLITUDE FINANCIAL SERVICES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$363.5M RAUM · 6 reps · (434) 218-2201 · solitudefinancial.com
53
BANKPLUS WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$263.8M RAUM · 14 reps · 601-607-4290 · bankplus.net
53
CAPSTONE INVESTMENT GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$342.7M RAUM · 8 reps · 360-570-9888 · wisdomanddiscipline.com
53
SEROS WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$359.2M RAUM · 7 reps · 480-967-1155
53
O'CONNOR FINANCIAL GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$275.3M RAUM · 4 reps · (217) 223-0113
53
LONG ISLAND WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$291.7M RAUM · 1 reps · 516-238-7629 · liwealth.com
53
STONE CREEK GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$250.6M RAUM · 1 reps · 303-226-7370 · stonecreekgroup.com
53
PSI ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$800.9M RAUM · 12 reps · 813-444-0337 · ericeatonfinancial.com
53
BROOKLYN FI, LLC — added office(s): 11 -> 16 additional locations. IAPD ↗
$563.1M RAUM · 10 reps · (332) 296-1660
53
AVAII WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$602.8M RAUM · 10 reps · (920) 214-1212
53
VITAL INVESTMENT MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$283.9M RAUM · 5 reps · 970-776-3316 · vimadvisor.com
53
CREEKMUR ASSET MANAGEMENT, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$800.0M RAUM · 15 reps · 309-925-2043
53
THE INVICTUS COLLECTIVE, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$476.0M RAUM · 3 reps · (866) 636-3468
53
WEATHERVANE ASSET MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$384.1M RAUM · 2 reps · 516-305-9438
53
COGENTBLUE — added office(s): 0 -> 1 additional locations. IAPD ↗
$606.0M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
53
WEST WEALTH GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$616.7M RAUM · 13 reps · 949-682-9105 · yelp.com
53
724 CAPITAL, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$258.9M RAUM · 15 reps · 517-256-4319 · 724cap.com
53
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$342.8M RAUM · 4 reps · 626-689-7181
53
ACCELERATE RETIREMENT — added office(s): 18 -> 19 additional locations. IAPD ↗
$315.4M RAUM · 31 reps · 888-439-7071 · lbgadvisors.com
53
SIGNATURE EQUITY PARTNERS, LLC — added office(s): 14 -> 17 additional locations. IAPD ↗
$688.1M RAUM · 32 reps · 614-846-6000 · midwestretirementconsultants.net
53
MKT AND ASSOCIATES LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$378.7M RAUM · 3 reps · 253-252-2359 · mktandassociates.com
53
ARENA PRIVATE WEALTH — added office(s): 7 -> 8 additional locations. IAPD ↗
$404.7M RAUM · 8 reps · 312-798-9045
53
BROADVIEW WEALTH PARTNERS — added office(s): 0 -> 3 additional locations. IAPD ↗
$304.7M RAUM · 7 reps · 303-323-4293 · broadviewwp.com
53
ASSET ONE WEALTH MANAGEMENT, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$982.5M RAUM · 9 reps · (425) 504-8200 · assetone.com
53
ADVISORY SOLUTIONS GROUP — added office(s): 13 -> 14 additional locations. IAPD ↗
$408.4M RAUM · 33 reps · 763-417-1700 · meridianwealthalliance.com
53
BROADSIDE WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$874.5M RAUM · 4 reps · 628-218-5315
50
HULSEY CAPITAL MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$113.2M RAUM · 1 reps · 501-362-1681
50
KELLEY INVESTMENTS — added office(s): 0 -> 1 additional locations. IAPD ↗
$238.0M RAUM · 3 reps · 858-350-1010 · kelleyinvestments.com
50
BENCHMARK CAPITAL GROUP LTD. — added office(s): 1 -> 2 additional locations. IAPD ↗
$173.6M RAUM · 2 reps · 815-777-0600 · benchmarkcapitalgroup.com
50
PRIVATE LANE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$144.1M RAUM · 1 reps · 703-679-7394 · privatelanecapital.com
50
MINERVA PLANNING GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$236.9M RAUM · 4 reps · 404-816-6688
50
FMSA — added office(s): 5 -> 12 additional locations. IAPD ↗
$216.4M RAUM · 20 reps · 5612892602 · myfmsa.com
50
SIMPLYRIA ADVISOR NETWORK — added office(s): 11 -> 13 additional locations. IAPD ↗
$214.9M RAUM · 25 reps · 810-355-1325 · simplyria.com
50
THE ARCHER CONSULTING GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$192.2M RAUM · 2 reps · 985-227-4019 · archerconsulting.com
50
HIPPOCRATIC FINANCIAL ADVISORS — added office(s): 3 -> 5 additional locations. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
50
TRUADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$132.7M RAUM · 4 reps · (813) 212-4000 · truadvisors.com
50
TRADEMARK CAPITAL MANAGEMENT INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$150.8M RAUM · 4 reps · 706-534-2351
50
APTUS FINANCIAL, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$0 RAUM · 11 reps · 501-907-1993
50
SHERMAN WEALTH MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$160.3M RAUM · 3 reps · (240) 428-1622
50
OREGON PACIFIC WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$156.3M RAUM · 4 reps · 541-858-0166 · oregonpacificwealth.com
50
VANGUARD CAPITAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$190.4M RAUM · 0 reps · 844-861-7504 · vcapwa.com
50
CASTLE ISLAND WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$117.2M RAUM · 3 reps · 561-208-3883 · castleislandwealth.com
50
COLUMBIA RIVER FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$194.8M RAUM · 4 reps · 3603353350
50
TRAILS EDGE WEALTH ADVISERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$153.7M RAUM · 1 reps · 847-682-0105 · trailswealth.com.
50
FOUNDRY FINANCIAL LLC — added office(s): 7 -> 10 additional locations. IAPD ↗
$232.6M RAUM · 10 reps · (213) 802-8662 · foundryfinancial.org
50
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$135.1M RAUM · 5 reps · 703-796-0957
50
MESSMER CAPITAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$130.4M RAUM · 2 reps · 740-972-1196 · messmercapital.com
50
FOREFRONT — added office(s): 4 -> 5 additional locations. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
50
GLOVER PARK WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$144.3M RAUM · 2 reps · (202) 926-3636
50
SKY VISION WEALTH MANAGEMENT CORP. — added office(s): 0 -> 1 additional locations. IAPD ↗
$101.4M RAUM · 2 reps · 626-437-1436
50
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$147.1M RAUM · 10 reps · 864-920-3155 · bigmoneyretirement.com
50
WHARTON WEALTH PLANNING, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$36.9M RAUM · 1 reps · 646-450-7021 · whartonwealthplanning.com
50
TAILWINDS WEALTH, LLC — added office(s): 0 -> 7 additional locations. IAPD ↗
$192.7M RAUM · 7 reps · 651-243-0535 · tailwindswealth.com
50
CLARITY FINANCIAL ADVISORS LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$149.5M RAUM · 6 reps · (816) 786-5031 · theclarityfinancial.com
50
ONEWELTH INC — added office(s): 1 -> 2 additional locations. IAPD ↗
$101.9M RAUM · 2 reps · 212-750-0718 · onewelth.com
50
VISDOM INVESTMENT GROUP LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
$53.1M RAUM · 4 reps · 203.429.5633
50
STIRLINGSHIRE INVESTMENTS — added office(s): 22 -> 24 additional locations. IAPD ↗
$244.6M RAUM · 26 reps · 877-600-7026
50
TRIO WEALTH MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$134.0M RAUM · 3 reps · (703) 459-9171
50
EAGLE'S CREST ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$125.9M RAUM · 3 reps · 646-627-6030
50
CONNECTIVE WEALTH PARTNERS, LLC — added office(s): 10 -> 12 additional locations. IAPD ↗
$77.6M RAUM · 10 reps · (603) 498-1854 · connectivewealth.ai
50
PEAK ALTITUDE PARTNERS, LP — added office(s): 3 -> 5 additional locations. IAPD ↗
$68.1M RAUM · 5 reps · 212-970-6451 · peakalts.com
50
POWERHOUSE FINANCIAL ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$108.2M RAUM · 1 reps · 775-266-8867
50
SCHONFELD WEALTH MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$132.9M RAUM · 2 reps · 718-963-9700 · schonfeldwm.com
50
DITTO & POWERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 410-371-8705
50
COVA PRIVATE WEALTH LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 7 reps · 631-831-9669
50
ALDEBARAN CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 2 reps · (504) 258-7110 · aldebarancapital.net
88
HILCO INVESTMENT ADVISORS, LLC — (NORTHBROOK, IL) is newly SEC-registered with $313.1M RAUM and 44 advisory reps. IAPD ↗institutional
$313.1M RAUM · 44 reps · 847-509-1100
88
FUNDSMITH PARTNERS US LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $435.3M RAUM and 4 advisory reps. IAPD ↗institutional
$435.3M RAUM · 4 reps · 203-594-1863
85
COLLABORATIVE FUND MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $1.84B RAUM and 16 advisory reps. IAPD ↗fund
$1.84B RAUM · 16 reps · 917-275-7559
85
FMAC MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 212-798-6100 · fortress.com
85
FORVM GLOBAL INVESTMENTS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-713-1680 EXT 3 · forvmglobal.com
85
BYREFORGE MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 917-439-8781 · byreforge.com
85
CC USA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 646 649 9323
85
BOARDWALK INVESTMENT GROUP LP — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 305-549-5190 · boardwalkig.com
85
KARE MANAGER HOLDINGS, L.P. — (BOCA RATON, FL) is newly SEC-registered with $19.82B RAUM and 85 advisory reps. IAPD ↗fund
$19.82B RAUM · 85 reps · (561) 300-6200
85
TECHBRIDGE INVESTMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 7077857755
85
OLD MISSION ASSET MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $34.13B RAUM and 91 advisory reps. IAPD ↗fund
$34.13B RAUM · 91 reps · 312-260-3038
85
CAMBIAL PARTNERS LP — (NEW YORK, NY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 929-367-0926
85
MILEMARKER INVESTMENT SOLUTIONS, LLC — (LINCOLN, NE) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 402-476-8844
85
INVISCID — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 646-535-0822 · inviscid.capital
85
INTEGRATED MANAGEMENT SYSTEMS CAPITAL MANAGEMENT LLC — (EAST ORANGE, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 852 3611-0130 · imscapitalmanagement.com
85
MFO HEALTHCARE PARTNERS — (BOCA RATON, FL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 954-289-0987 · mfohealthcarepartners.com
85
SR ABF ADVISORS LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 25 advisory reps. IAPD ↗institutional
$0 RAUM · 25 reps · 212-790-0000
85
ARK CAPITAL INVESTMENTS LLC — (ST PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 727-810-8160
85
NEL MEZZO LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-533-4661
85
ISTARI CAPITAL MANAGEMENT LP — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 424-200-6640
85
MANIFOLD INVESTMENT PARTNERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 3125432211 · manifoldpartners.com
85
LORUM ADVISORY LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · +43 676 7658461 · lorum.com
85
LR3 PARTNERS — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 267-467-5102 · lr3partners.com
85
BLUEROCK ETF ADVISOR, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (212) 843-1601
85
24A CAPITAL MANAGEMENT LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 713-398-9354 · 24acapital.com
83
COEFFICIENT CAPITAL — (NEW YORK, NY) is newly SEC-registered with $734.6M RAUM and 7 advisory reps. IAPD ↗fund
$734.6M RAUM · 7 reps · 212-653-0046 · coefficientcap.com
83
COMMONWEALTH ASSET MANAGEMENT LP — (LOS ANGELES, CA) is newly SEC-registered with $295.7M RAUM and 3 advisory reps. IAPD ↗fund
$295.7M RAUM · 3 reps · 424-363-0170
83
ISLANDER CAPITAL PARTNERS, L.P. — (SAN FRANCISCO, CA) is newly SEC-registered with $345.0M RAUM and 3 advisory reps. IAPD ↗fund
$345.0M RAUM · 3 reps · 415-636-5470
83
GATSBY MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $921.9M RAUM and 1 advisory reps. IAPD ↗fund
$921.9M RAUM · 1 reps · 818-618-0569 · gatsbyinc.co
83
OLIVE PARTNERS MANAGEMENT — (PALO ALTO, CA) is newly SEC-registered with $465.2M RAUM and 6 advisory reps. IAPD ↗fund
$465.2M RAUM · 6 reps · (650) 665-7252 · olivepartners.co
83
ARC CAPITAL PARTNERS — (LOS ANGELES, CA) is newly SEC-registered with $862.5M RAUM and 12 advisory reps. IAPD ↗fund
$862.5M RAUM · 12 reps · (310) 954-9060 · arccapitalpartners.com
83
MAYBOURNE PARTNERS MANAGEMENT LP — (location n/a) is newly SEC-registered with $500.0M RAUM and 1 advisory reps. IAPD ↗fund
$500.0M RAUM · 1 reps · 469-623-0314
80
FLEXSTONE PARTNERS, LLC — filed an Item 4A succession naming GLOUSTON CAPITAL PARTNERS, LLC (CRD 133792) — one firm absorbed the other. IAPD ↗fund
$7.20B RAUM · 21 reps · 212-703-0300
80
ACUTA CAPITAL PARTNERS, LLC — (REDWOOD CITY, CA) is newly SEC-registered with $172.5M RAUM and 3 advisory reps. IAPD ↗fund
$172.5M RAUM · 3 reps · 650-486-0508 · acutacapital.com
80
RIVONIA ROAD CAPITAL LLC — (SANTA MONICA, CA) is newly SEC-registered with $246.0M RAUM and 8 advisory reps. IAPD ↗fund
$246.0M RAUM · 8 reps · 310-579-0890
80
BLUE ORCA, LLC — (AUSTIN, TX) is newly SEC-registered with $232.2M RAUM and 5 advisory reps. IAPD ↗fund
$232.2M RAUM · 5 reps · 512-934-4736
80
CARLO CAPITAL — (location n/a) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗fund
$100.2M RAUM · 1 reps · 970-763-8837
75
EURAZEO NORTH AMERICA, INC. — grew from 10 to 32 advisory reps. IAPD ↗institutional
$1.61B RAUM · 32 reps · 2126106060
70
COVALIS CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $4.79B RAUM and 17 advisory reps. IAPD ↗foreign
$4.79B RAUM · 17 reps · +44 204 520 5285
68
SAGEONE INVESTMENT MANAGERS LLP — (PUNE, India) is newly SEC-registered with $690.9M RAUM and 2 advisory reps. IAPD ↗foreign
$690.9M RAUM · 2 reps · +91 20 69095000
67
FLEXSTONE PARTNERS, LLC — grew from 9 to 21 advisory reps. IAPD ↗fund
$7.20B RAUM · 21 reps · 212-703-0300
65
NWEALTH INC — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 312-940-7874 · nsave.com
65
ARCTOS CAPITAL PARTNERS AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 41 78 619 42 29 · arctoscp.com
65
ULLMAN INVESTMENT COUNSEL LLC — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗foreign
$0 RAUM · 8 reps · 877-226-2256 · ullmaninvestmentcounsel.com
65
KYNANCE COVE CAPITAL LLC — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · +44 20 4646 9274
65
LARRAINVIAL US IA LLC — (SANTIAGO, Chile) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗foreign
$0 RAUM · 7 reps · +56223398686
65
NPW USA — (OAKVILLE, ONTARIO, Canada) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗foreign
$0 RAUM · 5 reps · 905.845.9090 · nourprivatewealth.com
65
AWEALTH INTERNATIONAL AG — (ZOLLIKON, ZH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · +41448882005 · awealth-international.com
63
INVESTCORP INVESTMENT SOLUTIONS LLC — reported RAUM up 70% ($2.79B -> $4.72B). IAPD ↗institutional
$4.72B RAUM · 5 reps · 212-599-4700
63
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — reported RAUM up 88% ($176.4M -> $331.3M). IAPD ↗institutional
$331.3M RAUM · 1 reps · 888-225-7216 · advisorengine-portfolio-solutions.com
63
KUTUMB INVESTMENTS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$250.0M RAUM · 3 reps · 212-970-5590 · kutumbinvestments.com
62
SMBC ASSET MANAGEMENT, INC. — grew from 3 to 10 advisory reps. IAPD ↗institutional
$199.8M RAUM · 10 reps · 212-418-3030
61
CF PRIVATE EQUITY, INC. — grew from 38 to 44 advisory reps. IAPD ↗fund
$17.53B RAUM · 44 reps · 203-563-5000 · cfprivateequity.com
60
ISAM FUNDS (USA) LLC — reported RAUM up 127% ($2.63B -> $5.95B). IAPD ↗fund
$5.95B RAUM · 3 reps · +1 212 561 1200 · isamfunds.com
60
GRIZZLE INVESTMENT MANAGEMENT LLC — reported RAUM up 596% ($4.9M -> $34.2M). IAPD ↗institutional
$34.2M RAUM · 2 reps · (267) 419-7469
60
CAPITAL RESEARCH COMPANY — grew from 118 to 123 advisory reps. IAPD ↗institutional
$0 RAUM · 123 reps · 213-486-9200 · capitalgroup.com
60
SMBC ASSET MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗institutional
$199.8M RAUM · 10 reps · 212-418-3030
60
FOURNORTH CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$117.7M RAUM · 2 reps · 215-217-2360
59
JLENS — reported RAUM up 56% ($183.3M -> $286.2M). IAPD ↗institutional
$286.2M RAUM · 5 reps · 212-885-7870 · jlensnetwork.org
59
MARCYPEN CAPITAL PARTNERS LLC — grew from 13 to 17 advisory reps. IAPD ↗fund
$1.12B RAUM · 17 reps · 424-421-6040 · marcypen.com
58
PARK ROAD PARTNERS LP — 's provisional registration is now fully approved. IAPD ↗fund
$691.3M RAUM · 6 reps · 203-437-0692 · parkrd.com
58
MERAKI CAPITAL PARTNERS LP — 's provisional registration is now fully approved. IAPD ↗fund
$584.5M RAUM · 5 reps · 332-249-4944 · meraki-cap.com
57
ADP STRATEGIC PLAN SERVICES, LLC — reported RAUM up 36% ($23.78B -> $32.40B). IAPD ↗institutional
$32.40B RAUM · 6 reps · (973) 712-2000 · adpstrategicplanservices.com
57
LATTIS MANAGEMENT LP — reported RAUM up 74% ($210.7M -> $367.2M). IAPD ↗fund
$367.2M RAUM · 5 reps · +1 212 204 1688
55
EPOCH CAPITAL, US — crossed $500M in regulatory AUM ($366.1M -> $978.5M). IAPD ↗fund
$978.5M RAUM · 6 reps · 347-754-4874
55
U.S. GLOBAL INVESTORS, INC. — reported RAUM up 26% ($1.32B -> $1.67B). IAPD ↗institutional
$1.67B RAUM · 7 reps · 210-308-1234 · usfunds.com
55
OPTIMIZED INVESTMENT PARTNERS, LLC — reported RAUM up 38% ($525.0M -> $722.0M). IAPD ↗institutional
$722.0M RAUM · 2 reps · 858-335-1141 · optimizedip.com
55
IFM INVESTORS PTY LTD — grew from 183 to 277 advisory reps. IAPD ↗foreign
$202.97B RAUM · 277 reps · 61 1300 651 607
55
AMBROSE CAPITAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$228.2M RAUM · 15 reps · 1 317-573-4600 · ambrosepg.com
54
ANCIENT MANAGEMENT LP D/B/A ANCIENT — reported RAUM up 58% ($531.5M -> $838.6M). IAPD ↗fund
$838.6M RAUM · 5 reps · 212-813-1610 · ancientlp.com
53
BEDFORD RIDGE CAPITAL — reported RAUM up 44% ($2.61B -> $3.76B). IAPD ↗fund
$3.76B RAUM · 3 reps · 312-530-9983 · bedfordridgecapital.com
53
MOORSTONE, L.P. — reported RAUM up 43% ($2.18B -> $3.11B). IAPD ↗fund
$3.11B RAUM · 5 reps · 646-602-4800
53
AMBER ROAD INVESTORS LP — grew from 1 to 4 advisory reps. IAPD ↗fund
$107.0M RAUM · 4 reps · 917-819-5512 · ar-investors.com
52
MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC. — reported RAUM up 36% ($119.3M -> $162.2M). IAPD ↗institutional
$162.2M RAUM · 3 reps · 847-509-9860 · us.magellaninvestmentpartners.com
52
FLEXSTONE PARTNERS, LLC — reported RAUM up 36% ($5.30B -> $7.20B). IAPD ↗fund
$7.20B RAUM · 21 reps · 212-703-0300
50
SPIDER MANAGEMENT COMPANY, LLC — reported RAUM up 26% ($6.41B -> $8.11B). IAPD ↗fund
$8.11B RAUM · 9 reps · 804-289-6010 · smc.richmond.edu
50
HALO INVESTMENT SERVICES, LLC — reported RAUM up 25% ($60.0M -> $75.2M). IAPD ↗institutional
$75.2M RAUM · 21 reps · 312-586-2790
50
COLLER EQT — COLLER CAPITAL INC is now doing business as . IAPD ↗institutional
$11.95B RAUM · 25 reps · 1 212 644 8500 · linkedin.com coller capital
50
COLLER EQT — COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC is now doing business as . IAPD ↗institutional
$1.85B RAUM · 0 reps · 212 644 8500 · pwss.collercapital.com
49
1 MAIN CAPITAL MANAGEMENT, LLC — reported RAUM up 47% ($80.5M -> $118.7M). IAPD ↗fund
$118.7M RAUM · 2 reps · 305-710-8509 · 1maincapital.com
49
ISAM FUNDS (UK) LIMITED — grew from 44 to 53 advisory reps. IAPD ↗foreign
$5.95B RAUM · 53 reps · 44 207 258 9940 · isam.com
46
ASHMORE INVESTMENT MANAGEMENT LTD — grew from 44 to 50 advisory reps. IAPD ↗foreign
$47.36B RAUM · 50 reps · +44(0)20-3077-6000
46
ANTIPODES PARTNERS LIMITED — grew from 60 to 66 advisory reps. IAPD ↗foreign
$14.63B RAUM · 66 reps · +612 8970 7718
45
BRONTE CAPITAL — reported RAUM up 102% ($1.15B -> $2.32B). IAPD ↗foreign
$2.32B RAUM · 11 reps · + 61 2 9389 3293
45
ISAM FUNDS (UK) LIMITED — reported RAUM up 127% ($2.63B -> $5.95B). IAPD ↗foreign
$5.95B RAUM · 53 reps · 44 207 258 9940 · isam.com
45
VINVA INVESTMENT MANAGEMENT — reported RAUM up 143% ($17.64B -> $42.90B). IAPD ↗foreign
$42.90B RAUM · 15 reps · +612 8298 4700 · vinva.com
45
REX ADVISERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$1.84B RAUM · 5 reps · 305-742-0151
45
J.P. MORGAN NATURAL CAPITAL — CAMPBELL GLOBAL is now doing business as . IAPD ↗fund
$7.02B RAUM · 31 reps · 503-275-9675
45
MAIN STREET CAPITAL PARTNERS — MSC ADVISER I, LLC is now doing business as . IAPD ↗fund
$1.73B RAUM · 54 reps · 713-350-6000 · mainstcapital.com
45
CCAVENTUS ASSET MANAGEMENT LP — ARENA INVESTORS, LP is now doing business as . IAPD ↗fund
$2.99B RAUM · 34 reps · 212-612-3205
45
PORTFOLIO POV — EF PORTFOLIO is now doing business as . IAPD ↗institutional
$0 RAUM · 2 reps · 669-326-7221 · portfolio-pov.com
45
LEGGETT CAPITAL PARTNERS — LEGGETT VENTURES is now doing business as . IAPD ↗institutional
$0 RAUM · 1 reps · 832-804-8301 · leggettventures.com
44
CLARITY INVESTMENT MANAGEMENT INC. — reported RAUM up 72% ($1.13B -> $1.94B). IAPD ↗foreign
$1.94B RAUM · 3 reps · 604-200-2405 · clarity.com
44
ABBEY CAPITAL LIMITED — grew from 19 to 23 advisory reps. IAPD ↗foreign
$7.58B RAUM · 23 reps · 00-353-1-8280400
44
UG INVESTMENT ADVISERS LTD. — grew from 12 to 16 advisory reps. IAPD ↗foreign
$3.51B RAUM · 16 reps · 886-9-2042-9057 · ugfunds.com
43
LIFE CYCLE INVESTMENT PARTNERS LIMITED — reported RAUM up 70% ($17.30B -> $29.38B). IAPD ↗foreign
$29.38B RAUM · 8 reps · 44-20-4591-8446 · lcip.com
43
RESOLUTION CAPITAL LIMITED — grew from 15 to 18 advisory reps. IAPD ↗foreign
$8.40B RAUM · 18 reps · 61 2 8258 9188 · rescap.com
43
MONARCH PLAN ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$792.6M RAUM · 5 reps · (818) 444-0376
43
OPTIMIZED INVESTMENT PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$722.0M RAUM · 2 reps · 858-335-1141 · optimizedip.com
43
RS2 HEALTHCARE PARTNERS — RIVERSIDE PARTNERS, LLC is now doing business as . IAPD ↗fund
$923.7M RAUM · 13 reps · 617-351-2800
43
PALLADIN CONSUMER PARTNERS, LLC — PALLADIN CONSUMER RETAIL PARTNERS, LLC is now doing business as . IAPD ↗fund
$457.3M RAUM · 8 reps · 617-585-3800 · palladincapital.com
42
PACIFIC ASSET MANAGEMENT — reported RAUM up 61% ($12.88B -> $20.69B). IAPD ↗foreign
$20.69B RAUM · 21 reps · +44 203 970 3100
42
Q WEALTH USA INC. — grew from 4 to 11 advisory reps. IAPD ↗foreign
$0 RAUM · 11 reps · 1-833-793-2584
40
FLEXSTONE PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$7.20B RAUM · 21 reps · 212-703-0300
40
ARGA INVESTMENT MANAGEMENT, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$24.57B RAUM · 25 reps · 645-229-5501
40
BC PARTNERS ADVISORS L.P. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$6.69B RAUM · 46 reps · 212-891-2880
40
STG PARTNERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$13.43B RAUM · 87 reps · 650-935-9500 · stgpartners.com
40
MARCYPEN CAPITAL PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.12B RAUM · 17 reps · 424-421-6040 · marcypen.com
40
WARDROOM PARTNERS — KELSON ASSET MANAGEMENT LLC is now doing business as . IAPD ↗fund
$205.6M RAUM · 3 reps · 917-691-8007
39
MORANT WRIGHT MANAGEMENT LIMITED — reported RAUM up 48% ($7.43B -> $10.99B). IAPD ↗foreign
$10.99B RAUM · 8 reps · 011-44-20-7499-9980 · morantwright.co.uk
38
GRAND ALLIANCE ASSET MANAGEMENT LTD. — reported RAUM up 42% ($1.81B -> $2.56B). IAPD ↗foreign
$2.56B RAUM · 28 reps · (852) 3852 6351 · gaamhk.com
38
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED — reported RAUM up 42% ($9.80B -> $13.92B). IAPD ↗foreign
$13.92B RAUM · 25 reps · 4402080668340 · coolabahcapital.com
38
SYMPHONY TECHNOLOGY GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$307.3M RAUM · 88 reps · 650-935-9500
36
IFM INVESTORS PTY LTD — reported RAUM up 33% ($152.93B -> $202.97B). IAPD ↗foreign
$202.97B RAUM · 277 reps · 61 1300 651 607
30
CLARITY INVESTMENT MANAGEMENT INC. — HIIVE ADVISORS INC. is now doing business as . IAPD ↗foreign
$1.94B RAUM · 3 reps · 604-200-2405 · clarity.com
25
IFM INVESTORS PTY LTD — added office(s): 1 -> 5 additional locations. IAPD ↗foreign
$202.97B RAUM · 277 reps · 61 1300 651 607
25
GRAND ALLIANCE ASSET MANAGEMENT LTD. — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$2.56B RAUM · 28 reps · (852) 3852 6351 · gaamhk.com
25
TAULA CAPITAL MANAGEMENT (US) LLC — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$210.93B RAUM · 13 reps · 44-20-4570-2067 · taulacapital.com
23
SARONA ASSET MANAGEMENT INC. — added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$339.2M RAUM · 10 reps · 1-519-883-7557 · emiif.fund
20
LEGACY PRIVATE CLIENT SERVICES — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966 · legacyprivateclientservices.com
20
BLUE3 INVESTMENTS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 2 reps · +55 11 4858-3040 · blue3investments.com
20
DELTA CAPITAL — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$11.1M RAUM · 2 reps · 2107990214 · deltacapitalpro.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.