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WILLIS TOWERS WATSON SECURITIES, LLC

CHICAGO, IL · CRD 317602 · IAPD ↗ · viaretirement.com · 516-375-0126

$0Regulatory AUM
0Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
October 2026 — WILLIS TOWERS WATSON SECURITIES, LLC (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.