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HERNDON PLANT OAKLEY LTD

CORPUS CHRISTI, TX · CRD 44971 · IAPD ↗ · hpo.com · 361-888-7611

$155.4MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
3States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
October 2026 — HERNDON PLANT OAKLEY LTD (CORPUS CHRISTI, TX) is newly SEC-registered with $155.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.