← Tributary

CARLO CAPITAL

· CRD 331801 · IAPD ↗ · 970-763-8837

$100.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

80
October 2026 — CARLO CAPITAL (location n/a) is newly SEC-registered with $100.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.