← Tributary

SOMERSET ADVISORY, LLC

BIRMINGHAM, AL · CRD 343852 · IAPD ↗ · 888.501.2607

$0Regulatory AUM
5Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

95
October 2026 — SOMERSET ADVISORY, LLC (BIRMINGHAM, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.