← Tributary

LIVE OAK FAMILY OFFICES LLC

· CRD 141570 · IAPD ↗ · lofollc.com · (614) 266-8192

$0Regulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
1States
2Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

95
October 2026 — LIVE OAK FAMILY OFFICES LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
January 2026 — LIVE OAK FAMILY OFFICES LLC (ST. PETERSBURG, FL) left the SEC roster (was $158.3M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.