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UG INVESTMENT ADVISERS LTD.

TAIPEI, Taiwan, Republic of China · CRD 167183 · IAPD ↗ · ugfunds.com · 886-9-2042-9057

$3.51BRegulatory AUM
16Advisory reps
40Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

44
October 2026 — UG INVESTMENT ADVISERS LTD. grew from 12 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
38
December 2025 — UG INVESTMENT ADVISERS LTD. reported RAUM up 45% ($3.23B -> $4.68B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.