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ASK CAPITAL INVESTMENT MANAGERS

AMARILLO, TX · CRD 287711 · IAPD ↗ · 806-322-7526

$110.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
October 2026 — ASK CAPITAL INVESTMENT MANAGERS (AMARILLO, TX) is newly SEC-registered with $110.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.