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SEROS WEALTH PARTNERS

GILBERT, AZ · CRD 166808 · IAPD ↗ · 480-967-1155

$359.2MRegulatory AUM
7Advisory reps
10Employees
10Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — SEROS WEALTH PARTNERS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
May 2026 — SEROS FINANCIAL, LLC is now doing business as SEROS WEALTH PARTNERS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
48
April 2026 — SEROS FINANCIAL, LLC moved its main office from TEMPE, AZ to GILBERT, AZ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
72
April 2026 — SEROS FINANCIAL, LLC grew from 3 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
64
April 2024 — SEROS FINANCIAL, LLC reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — SEROS FINANCIAL, LLC reported RAUM up 39% ($187.5M -> $260.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.