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A BETTER WAY FINANCIAL, LLC

ALLENTOWN, PA · CRD 304914 · IAPD ↗ · 610-440-1700

$109.0MRegulatory AUM
5Advisory reps
10Employees
0Clients
101-250Planning clients
0Private funds
2States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — A BETTER WAY FINANCIAL, LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
67
October 2026 — A BETTER WAY FINANCIAL, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
July 2026 — A BETTER WAY FINANCIAL, LLC (ALLENTOWN, PA) is newly SEC-registered with $109.0M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.