← Tributary

PROFESSIONAL PLANNING & WEALTH

GREENVILLE, SC · CRD 342089 · IAPD ↗ · 864-626-4380

$0Regulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

95
October 2026 — PROFESSIONAL PLANNING & WEALTH (GREENVILLE, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.