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PLETTENBERG CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 342946 · IAPD ↗ · plettenbergcapital.com · 267-574-2319

$50.5MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
6Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
October 2026 — PLETTENBERG CAPITAL MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $50.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.