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LAVELLE CAPITAL

SAN FRANCISCO, CA · CRD 316754 · IAPD ↗ · 415-501-9987

$508.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
5Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
October 2026 — LAVELLE CAPITAL now reports custody of client assets ($119.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
October 2026 — LAVELLE CAPITAL crossed $500M in regulatory AUM ($410.1M -> $508.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
64
April 2026 — LAVELLE CAPITAL reported RAUM up 34% ($305.5M -> $410.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
November 2024 — LAVELLE CAPITAL notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2024 — LAVELLE CAPITAL reported RAUM up 80% ($148.6M -> $267.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.