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EPOCH CAPITAL, US

NEW YORK, NY · CRD 315254 · IAPD ↗ · 347-754-4874

$978.5MRegulatory AUM
6Advisory reps
12Employees
0Clients
n/aPlanning clients
2Private funds
0States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
October 2026 — EPOCH CAPITAL, US's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2026 — EPOCH CAPITAL, US crossed $500M in regulatory AUM ($366.1M -> $978.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
December 2025 — EPOCH CAPITAL, US reported RAUM up 226% ($112.3M -> $366.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.