CRM — December 2024
CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).
300 firms opened this window in the December 2024 SEC roster: 96 new registration, 91 new office, 34 pending approved, 28 headcount up, 25 rename, 22 aum up, 2 planning started, 2 aum crossed 500m.
98
KERBEROS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $270.0M RAUM and 4 advisory reps. IAPD ↗
95
MCMAHAN CAPITAL MANAGEMENT — (CARMEL, IN) is newly SEC-registered with $112.5M RAUM and 2 advisory reps. IAPD ↗
95
LEATHE & ASSOCIATES, LLC — (location n/a) is newly SEC-registered with $122.8M RAUM and 1 advisory reps. IAPD ↗
95
LIFEPLAN FINANCIAL, LLC — (MANKATO, MN) is newly SEC-registered with $125.2M RAUM and 3 advisory reps. IAPD ↗
95
INTEGRAL FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $124.0M RAUM and 1 advisory reps. IAPD ↗
95
S HARRIS FINANCIAL GROUP, LLC — (SAN ANTONIO, TX) is newly SEC-registered with $218.7M RAUM and 7 advisory reps. IAPD ↗
95
O'CONNOR WEALTH MANAGEMENT, INC. — (MONROVIA, CA) is newly SEC-registered with $153.7M RAUM and 2 advisory reps. IAPD ↗
95
DOWNING STREET WEALTH MANAGEMENT LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $152.1M RAUM and 2 advisory reps. IAPD ↗
95
BAUMAN WEALTH ADVISORS — (LAS VEGAS, NV) is newly SEC-registered with $104.7M RAUM and 4 advisory reps. IAPD ↗
95
REH WEALTH ADVISORS LLC — (RALEIGH, NC) is newly SEC-registered with $106.2M RAUM and 1 advisory reps. IAPD ↗
95
KAGAN COCOZZA ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $130.6M RAUM and 2 advisory reps. IAPD ↗
95
GUARDIAN CAPITAL, LLC — (WEXFORD, PA) is newly SEC-registered with $105.9M RAUM and 3 advisory reps. IAPD ↗
95
SEABORN FINANCIAL, LLC — (location n/a) is newly SEC-registered with $107.2M RAUM and 1 advisory reps. IAPD ↗
95
LAVA WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $30.5M RAUM and 1 advisory reps. IAPD ↗
95
OCTO CAPITAL, LLC — (BINGHAM FARMS, MI) is newly SEC-registered with $133.9M RAUM and 1 advisory reps. IAPD ↗
95
BROADVIEW WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
95
STONE STEPS FINANCIAL, LLC — (ENCINITAS, CA) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL AURORA, LLC. — (AUSTIN, TX) is newly SEC-registered with $105.0M RAUM and 1 advisory reps. IAPD ↗
95
GUNCHEON FINANCIAL, LLC — (location n/a) is newly SEC-registered with $108.2M RAUM and 4 advisory reps. IAPD ↗
95
COPIA WEALTH MANAGEMENT — (BEND, OR) is newly SEC-registered with $119.6M RAUM and 4 advisory reps. IAPD ↗
95
SOUTH COVE FINANCIAL, LLC — (location n/a) is newly SEC-registered with $130.0M RAUM and 3 advisory reps. IAPD ↗
95
AFFINITY WEALTH LLC — (CANTON, OH) is newly SEC-registered with $155.4M RAUM and 1 advisory reps. IAPD ↗
95
INTELLIGENT INVESTING — (location n/a) is newly SEC-registered with $108.5M RAUM and 1 advisory reps. IAPD ↗
95
CMG FINANCIAL CONSULTING — (location n/a) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
95
RICHMOND QUANTITATIVE ADVISORS, LLC — (location n/a) is newly SEC-registered with $19.9M RAUM and 2 advisory reps. IAPD ↗
95
KW WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
95
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC — (RESTON, VA) is newly SEC-registered with $112.1M RAUM and 2 advisory reps. IAPD ↗
95
BLUEDOOR PRIVATE WEALTH, LLC — (BEVERLY, MA) is newly SEC-registered with $102.7M RAUM and 1 advisory reps. IAPD ↗
95
WHEELS UP WEALTH, INC. — (BENICIA, CA) is newly SEC-registered with $104.0M RAUM and 3 advisory reps. IAPD ↗
95
STARK WEALTH MANAGEMENT LLC — (BETHLEHEM, PA) is newly SEC-registered with $131.7M RAUM and 1 advisory reps. IAPD ↗
95
TOBERMAN BECKER WEALTH, LLC — (ST. LOUIS, MO) is newly SEC-registered with $101.6M RAUM and 2 advisory reps. IAPD ↗
95
EMETH VALUE CAPITAL, LLC — (NEW ORLEANS, LA) is newly SEC-registered with $119.5M RAUM and 1 advisory reps. IAPD ↗
95
SIGNAL TREE FINANCIAL PARTNERS LLC — (COPLEY, OH) is newly SEC-registered with $134.7M RAUM and 3 advisory reps. IAPD ↗
95
CHARIS LEGACY PARTNERS — (BRYAN, TX) is newly SEC-registered with $102.4M RAUM and 1 advisory reps. IAPD ↗
95
OMNI FINANCIAL LLC — (MADISON, WI) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
95
LT ADVISORS LLC — (location n/a) is newly SEC-registered with $42.6M RAUM and 1 advisory reps. IAPD ↗
95
CAPITAL SQUARED FINANCIAL LLC — (ROCKVILLE, MD) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
95
DLK INVESTMENT ADVISORS, LLC — (MERCER ISLAND, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARICOPA CAPITAL PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AIML TRADING PARTNERS — (COLD SPRING HARBOR, NY) is newly SEC-registered with $35.0M RAUM and 1 advisory reps. IAPD ↗
95
WHITWELL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $55.4M RAUM and 3 advisory reps. IAPD ↗
95
ARCHLIGHT WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
95
MESSINA WEALTH MANAGEMENT, LLC — (SPRING HILL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
INDIVISIBLE PARTNERS — (CLEARWATER, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HOLISTIC WEALTH ADVISORS — (CLIFTON PARK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
HENDERSON FINANCIAL GROUP LLC — (VIRGINIA BEACH, VA) is newly SEC-registered with $105.5M RAUM and 3 advisory reps. IAPD ↗
95
INFLECTION CAPITAL MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GEN INVEST LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CANDLESTICK AI — (NUTLEY, NJ) is newly SEC-registered with $1,000 RAUM and 2 advisory reps. IAPD ↗
95
MDT FINANCIAL ADVISORS — (WEBSTER, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
INVESTABLE — (DAYTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VALOIR WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CHICAGO OAKBROOK FINANCIAL GROUP — (OAK BROOK, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
GBG WEALTH MANAGEMENT LLC — (LONE TREE, CO) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
GPS INVESTMENTS — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PRESIDIO WEALTH MANAGEMENT — (MIDVALE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BASTION FIDUCIARY — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
DICK ADVISORY GROUP — (TEWKSBURY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLARION CALL CAPITAL — (NEW YORK, NY) is newly SEC-registered with $54.3M RAUM and 1 advisory reps. IAPD ↗
95
GLOBAL TRUST WEALTH MANAGEMENT LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SANKOTA CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $26.0M RAUM and 2 advisory reps. IAPD ↗
95
IGW ADVISORY INVESTMENT MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
APEX INVESTMENT GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AERIE ADVISORY GROUP LLC — (GIG HARBOR, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PIEDMONT WEALTH ADVISORY — (RESTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
85
STATE FARM INVESTMENT MANAGEMENT CORP. — grew from 22 to 110 advisory reps. IAPD ↗
85
WAVERLY ADVISORS, LLC — grew from 119 to 139 advisory reps. IAPD ↗
85
VANDERBILT ADVISORY SERVICES — grew from 107 to 124 advisory reps. IAPD ↗
85
THE COLONY GROUP, LLC — grew from 688 to 730 advisory reps. IAPD ↗
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 138 to 184 advisory reps. IAPD ↗
80
BAHL & GAYNOR INC — grew from 36 to 46 advisory reps. IAPD ↗
78
ASSETBUILDER, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
75
VESTGEN ADVISORS, LLC — grew from 13 to 20 advisory reps. IAPD ↗
75
CALIBER WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
75
SERENUS WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
75
IFC ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
75
UNITING WEALTH PARTNERS — now offers financial planning (Item 5G(1)). IAPD ↗
73
U. S. BOSTON CAPITAL CORPORATION — reported RAUM up 156% ($131.1M -> $335.5M). IAPD ↗
73
SERENUS WEALTH ADVISORS, LLC — grew from 1 to 4 advisory reps. IAPD ↗
73
BRIDGE GENERATIONS WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
73
BEARING POINT CAPITAL — 's provisional registration is now fully approved. IAPD ↗
73
MAY HILL CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
73
ARGENTARII, LLC — 's provisional registration is now fully approved. IAPD ↗
73
SYRIOS WEALTH MANAGEMENT GROUP — 's provisional registration is now fully approved. IAPD ↗
73
CURA WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
72
RVW WEALTH LLC — grew from 10 to 12 advisory reps. IAPD ↗
72
HOOPOE ADVISORS — grew from 5 to 9 advisory reps. IAPD ↗
72
UNITING WEALTH PARTNERS — grew from 0 to 7 advisory reps. IAPD ↗
70
SEARLE & CO. — crossed $500M in regulatory AUM ($397.4M -> $649.0M). IAPD ↗
70
5C CAPITAL MANAGEMENT, LLC — crossed $500M in regulatory AUM ($474.8M -> $525.0M). IAPD ↗
70
INVESTALL, INC. — reported RAUM up 100% ($26.6M -> $53.1M). IAPD ↗
70
E6 PORTFOLIOS — reported RAUM up 2409% ($4.8M -> $120.1M). IAPD ↗
70
MIDWEST HERITAGE FINANCIAL ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
70
KEYVANTAGE WEALTH ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
70
VISDOM INVESTMENT GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
70
MURPHY & MULLICK CAPITAL MANAGEMENT CORP — 's provisional registration is now fully approved. IAPD ↗
70
PROSPERA CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
GREENPORTFOLIO INC. — 's provisional registration is now fully approved. IAPD ↗
70
STURMAN WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
MOMENTUM WEALTH PLANNING — 's provisional registration is now fully approved. IAPD ↗
70
HAMPTON ROCK WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
BLUEHEEL LLC — 's provisional registration is now fully approved. IAPD ↗
70
PREMIER PRIVATE WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
WAVVEST WEALTH — 's provisional registration is now fully approved. IAPD ↗
70
PARK SQUARE FINANCIAL GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
70
ADVISIFI LLC — 's provisional registration is now fully approved. IAPD ↗
70
BEACON CAPITAL ADVISORY GROUP — 's provisional registration is now fully approved. IAPD ↗
69
VANDERBILT ADVISORY SERVICES — reported RAUM up 47% ($1.10B -> $1.62B). IAPD ↗
69
TURNER FINANCIAL GROUP, INC. — grew from 4 to 8 advisory reps. IAPD ↗
68
TITLEIST ASSET MANAGEMENT, LLC — reported RAUM up 41% ($1.40B -> $1.98B). IAPD ↗
68
THECE WEALTH MANAGEMENT — grew from 1 to 4 advisory reps. IAPD ↗
67
CX INSTITUTIONAL, LLC — reported RAUM up 39% ($2.39B -> $3.31B). IAPD ↗
67
KERA CAPITAL PARTNERS — reported RAUM up 50% ($507.6M -> $760.8M). IAPD ↗
67
NORTON CAPITAL MANAGEMENT, INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
VISION RETIREMENT — grew from 3 to 5 advisory reps. IAPD ↗
67
ROUTE 20 PRIVATE WEALTH INC. — grew from 2 to 4 advisory reps. IAPD ↗
66
HBW ADVISORY SERVICES LLC — reported RAUM up 30% ($1.13B -> $1.48B). IAPD ↗
66
MIDWEST HERITAGE FINANCIAL ADVISORS — reported RAUM up 41% ($223.0M -> $314.2M). IAPD ↗
66
COPE CORRALES — reported RAUM up 60% ($153.4M -> $244.9M). IAPD ↗
64
FPC INVESTMENT ADVISORY, INC. — reported RAUM up 32% ($225.3M -> $297.2M). IAPD ↗
64
RADIANT GLOBAL INVESTORS LLC — reported RAUM up 48% ($25.1M -> $37.0M). IAPD ↗
63
ELITE LIFE MANAGEMENT LLC — reported RAUM up 45% ($88.4M -> $127.9M). IAPD ↗
60
TERRAFIRMA WEALTH PARTNERS — reported RAUM up 29% ($62.0M -> $80.0M). IAPD ↗
60
INTEGRITY ALLIANCE, LLC — BROKERS FINANCIAL is now doing business as . IAPD ↗
60
GUIDELINE INVESTMENTS, LLC — GUIDELINE, INC. is now doing business as . IAPD ↗
60
GC WEALTH MANAGEMENT RIA, LLC — CATALYTIC WEALTH MANAGEMENT is now doing business as . IAPD ↗
58
MCCARTER PRIVATE WEALTH SERVICES LLC — BURNS & LEVINSON ASSET MANAGEMENT is now doing business as . IAPD ↗
58
COMPREHENSIVE FINANCIAL PLANNING, INC. — COMPREHENSIVE FINANCIAL PLANNING INC is now doing business as . IAPD ↗
58
WEST MICHIGAN ADVISORS — LLC is now doing business as WEST MICHIGAN ADVISORS. IAPD ↗
55
HALBERT HARGROVE — added office(s): 9 -> 15 additional locations. IAPD ↗
55
HBKS WEALTH ADVISORS — added office(s): 12 -> 13 additional locations. IAPD ↗
55
WAVERLY ADVISORS, LLC — added office(s): 25 -> 28 additional locations. IAPD ↗
55
VANDERBILT ADVISORY SERVICES — added office(s): 25 -> 43 additional locations. IAPD ↗
55
PINKERTON RETIREMENT SPECIALISTS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
55
TORTOISE INVESTMENT MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
J. SAFRA ASSET MANAGEMENT CORPORATION — added office(s): 1 -> 2 additional locations. IAPD ↗
55
HBW ADVISORY SERVICES LLC — added office(s): 47 -> 50 additional locations. IAPD ↗
55
PURE FINANCIAL ADVISORS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
55
SENDERO WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
55
CHICAGO PARTNERS INVESTMENT GROUP LLC — added office(s): 10 -> 19 additional locations. IAPD ↗
55
BTG PACTUAL ASSET MANAGEMENT US , LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
55
VIVALDI CAPITAL MANAGEMENT LP — added office(s): 4 -> 5 additional locations. IAPD ↗
55
RMR WEALTH BUILDERS, INC. — added office(s): 24 -> 25 additional locations. IAPD ↗
55
KEYSTONE FINANCIAL GROUP, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
55
COMPOUND PLANNING — added office(s): 40 -> 44 additional locations. IAPD ↗
55
GLOBAL STRATEGIC INVESTMENT SOLUTIONS — added office(s): 0 -> 2 additional locations. IAPD ↗
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC — added office(s): 35 -> 40 additional locations. IAPD ↗
55
THE FIDUCIARY ALLIANCE — added office(s): 15 -> 18 additional locations. IAPD ↗
55
CRESSET ASSET MANAGEMENT, LLC — added office(s): 22 -> 25 additional locations. IAPD ↗
55
CX INSTITUTIONAL, LLC — added office(s): 8 -> 11 additional locations. IAPD ↗
55
PMA ASSET MANAGEMENT, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
QUOTIENT WEALTH PARTNERS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
55
IFC ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
EPIC PRIVATE WEALTH — EPIC TRUST INVESTMENT ADVISORS LLC is now doing business as . IAPD ↗
55
ARI GROUP, LLC — APPLIED RESEARCH INVESTMENTS, LLC is now doing business as . IAPD ↗
55
ADVISOR SHARE WEALTH MANAGEMENT, LLC — ADVISOR SHARE WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC — TRU INDEPENDENCE ASSET MANAGEMENT 2 is now doing business as . IAPD ↗
55
LUMINVEST WEALTH MANAGEMENT LLC — OMNIA WEALTH MANAGEMENT LLC is now doing business as . IAPD ↗
55
EVERGREEN WEALTH ADVISORS — EVERGREEN MONEY ADVISORS is now doing business as . IAPD ↗
55
RICHMOND CAPITAL — ADVISORS LLC is now doing business as RICHMOND CAPITAL. IAPD ↗
55
QTR FAMILY WEALTH, LLC — ALECTRA WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
55
ELLIS FINANCIAL PLANNING — BRAMBLE WEALTH PLANNING is now doing business as . IAPD ↗
55
WALLEYE PARTNERS LLC — GOETZKE CAPITAL LLC is now doing business as . IAPD ↗
53
FINANCIAL CONSULATE — added office(s): 3 -> 13 additional locations. IAPD ↗
53
NORTHSTAR ASSET MANAGEMENT INC — added office(s): 0 -> 3 additional locations. IAPD ↗
53
CAMARDA WEALTH ADVISORY GROUP — added office(s): 5 -> 7 additional locations. IAPD ↗
53
PLANNING DIRECTIONS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
MARIN WEALTH ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SEVEN SPRINGS WEALTH GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
53
HOPWOOD FINANCIAL SERVICES, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
53
PERENNIAL ADVISORS GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
NVEST FINANCIAL, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
FINANCIAL PERSPECTIVES — added office(s): 0 -> 3 additional locations. IAPD ↗
53
Q3 ASSET MANAGEMENT CORPORATION — added office(s): 2 -> 3 additional locations. IAPD ↗
53
STRATEGIC FINANCIAL CONCEPTS, LLC — added office(s): 24 -> 25 additional locations. IAPD ↗
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 20 -> 21 additional locations. IAPD ↗
53
JACKSON WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
DENTIST ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
53
IRONVIEW CAPITAL MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
53
VISIONARY HORIZONS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
53
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SMART MONEY GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SOVEREIGN FINANCIAL GROUP, INC. — added office(s): 18 -> 19 additional locations. IAPD ↗
53
CONVERGENCE FINANCIAL — added office(s): 8 -> 9 additional locations. IAPD ↗
53
MIDWEST HERITAGE FINANCIAL ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
53
ATTESSA CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
ELK RIVER WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
SERENITY INVESTMENT ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
53
OLDE WEALTH MANAGEMENT, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
53
MOTIVE WEALTH ADVISORS, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
53
VESTGEN ADVISORS, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
53
LRI INVESTMENTS — added office(s): 1 -> 3 additional locations. IAPD ↗
53
HEDONOVA ADVISORS LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
50
SCHAEFFER FINANCIAL LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
50
PARKWORTH WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
50
TURNER FINANCIAL GROUP, INC. — added office(s): 3 -> 5 additional locations. IAPD ↗
50
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
MAYA ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
PROSPETTIVA FINANCIAL — added office(s): 3 -> 4 additional locations. IAPD ↗
50
CLARITY INVESTMENTS + PLANNING LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
TRITON FINANCIAL GROUP, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
NOVUS ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
50
TENCAP WEALTH COACHING — added office(s): 10 -> 11 additional locations. IAPD ↗
50
SHORE POINT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
50
TRANSCEND ADVISOR GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
AVAIL INVESTMENT PARTNERS, LLC — added office(s): 1 -> 4 additional locations. IAPD ↗
50
AXIM PLANNING & WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
50
BASE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
50
RETIREMENT FINANCIAL GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
ACCELERATE RETIREMENT — added office(s): 10 -> 11 additional locations. IAPD ↗
50
MDRN CAPITAL — added office(s): 8 -> 9 additional locations. IAPD ↗
50
APERTURE ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
CATALYST WEALTH MANAGEMENT LLC — added office(s): 16 -> 18 additional locations. IAPD ↗
50
BLUE JEAN FINANCIAL LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
50
PREMIER PRIVATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
UNITING WEALTH PARTNERS — added office(s): 1 -> 4 additional locations. IAPD ↗
50
BEACON CAPITAL ADVISORY GROUP — added office(s): 0 -> 3 additional locations. IAPD ↗
50
PCM ENCORE, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
90
BC PARTNERS PE L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $33.34B RAUM and 30 advisory reps. IAPD ↗institutional
85
SIMA RETIREMENT SOLUTIONS, LLC — (NORTH CHESTERFIELD, VA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
GLOBAL STRATEGIC RISK MANAGEMENT, LLC — (PROVIDENCE, RI) is newly SEC-registered with $1.52B RAUM and 7 advisory reps. IAPD ↗fund
85
KATE CAPITAL LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COASTAL EQUITY MANAGEMENT, LLC — (PENSACOLA, FL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
85
HARBOURVEST REGISTERED ADVISERS — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 293 advisory reps. IAPD ↗institutional
85
M83 INVESTMENT GROUP, LLC — (CALABASAS, CA) is newly SEC-registered with $112.4M RAUM and 4 advisory reps. IAPD ↗institutional
85
MRBL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
CAPRA IBEX CREDIT OPPORTUNITIES, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
LORD ABBETT FIF ADVISOR LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 264 advisory reps. IAPD ↗institutional
85
FLAGSHIP INVESTMENT MANAGEMENT LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
85
MARCELLUS INTERNATIONAL INVESTMENT MANAGERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PSP RESEARCH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ERIC M FLANAGAN TRADING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
KING RIDGE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BAYHUNT CAPITAL LLC — (MILL VALLEY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
KARL KAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
PAINSWICK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
FORTUNA FUNDS, LLC — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
NEXTGEN EMP — (COLUMBUS, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
83
MCP ADVISERS, LLC — (ATLANTA, GA) is newly SEC-registered with $400.0M RAUM and 1 advisory reps. IAPD ↗fund
80
HC2 CAPITAL, LLC — (DALLAS, TX) is newly SEC-registered with $195.1M RAUM and 4 advisory reps. IAPD ↗fund
80
GRIZZLY CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $40.8M RAUM and 7 advisory reps. IAPD ↗fund
80
TCW PT MANAGEMENT COMPANY LLC — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 28 advisory reps. IAPD ↗fund
80
ABF INVESTMENT MANAGEMENT, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗fund
70
AVIVA INVESTORS CANADA INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $8.25B RAUM and 5 advisory reps. IAPD ↗foreign
68
GUARDIAN PARTNERS INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $388.2M RAUM and 8 advisory reps. IAPD ↗foreign
65
HIGHER PARK LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗foreign
65
ARINI CAPITAL MANAGEMENT US LLC — 's provisional registration is now fully approved. IAPD ↗institutional
63
OPTIMIZED INVESTMENT PARTNERS, LLC — reported RAUM up 171% ($140.0M -> $380.0M). IAPD ↗institutional
63
3FOURTEEN & SMI ADVISORY SERVICES, LLC — reported RAUM up 194% ($160.0M -> $470.8M). IAPD ↗institutional
62
60
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60
60
60
58
58
56
55
55
55
55
55
55
55
54
53
52
51
45
45
45
THOMASLLOYD CLIMATE SOLUTIONS LLC — THOMASLLOYD GLOBAL ASSET MANAGEMENT (AMERICAS) LLC is now doing business as . IAPD ↗institutional
43
43
43
43
40
40
40
40
40
40
38
38
37
35
35
33
30
30
WFM ASIA (BVI) LIMITED — WARD FERRY MANAGEMENT (BVI) LIMITED is now doing business as . IAPD ↗foreign
30
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.