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PROSPETTIVA FINANCIAL

SAN FRANCISCO, CA · CRD 148760 · IAPD ↗ · 415-362-8636

$128.7MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
December 2024 — PROSPETTIVA FINANCIAL added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.