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APERTURE ADVISORS LLC

· CRD 327627 · IAPD ↗ · apertureadvisors.io · 917-734-2804

$16.0MRegulatory AUM
2Advisory reps
2Employees
5Clients
n/aPlanning clients
0Private funds
2States
3Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

50
July 2026 — APERTURE ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
December 2024 — APERTURE ADVISORS LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
November 2024 — APERTURE ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
65
July 2024 — APERTURE ADVISORS LLC now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
April 2024 — APERTURE ADVISORS LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.