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SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

NEWPORT BEACH, CA · CRD 144069 · IAPD ↗ · (949) 261-7726

$303.9MRegulatory AUM
15Advisory reps
15Employees
20Clients
1-10Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC notice-filed in FL, ID, NE, NJ, NV, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2026 — SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC reported RAUM up 34% ($227.6M -> $303.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
March 2026 — SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
69
March 2026 — SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC grew from 10 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
July 2025 — SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
December 2024 — SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.