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3FOURTEEN & SMI ADVISORY SERVICES, LLC

COLUMBUS, IN · CRD 331301 · IAPD ↗ · 800-796-4975

$723.0MRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
July 2025 — 3FOURTEEN & SMI ADVISORY SERVICES, LLC crossed $500M in regulatory AUM ($446.0M -> $840.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
December 2024 — 3FOURTEEN & SMI ADVISORY SERVICES, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
December 2024 — 3FOURTEEN & SMI ADVISORY SERVICES, LLC reported RAUM up 194% ($160.0M -> $470.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
June 2024 — 3FOURTEEN & SMI ADVISORY SERVICES, LLC (COLUMBUS, IN) is newly SEC-registered with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.