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ARINI CAPITAL MANAGEMENT US LLC

NEW YORK, NY · CRD 331263 · IAPD ↗ · 332-253-4524

$27.99BRegulatory AUM
13Advisory reps
24Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
April 2026 — ARINI CAPITAL MANAGEMENT US LLC reported RAUM up 83% ($15.26B -> $27.99B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
April 2026 — ARINI CAPITAL MANAGEMENT US LLC grew from 7 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
57
April 2025 — ARINI CAPITAL MANAGEMENT US LLC reported RAUM up 38% ($11.03B -> $15.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
December 2024 — ARINI CAPITAL MANAGEMENT US LLC now reports custody of client assets ($22.05B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
65
December 2024 — ARINI CAPITAL MANAGEMENT US LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
September 2024 — ARINI CAPITAL MANAGEMENT US LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.