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TORTOISE INVESTMENT MANAGEMENT, LLC

WHITE PLAINS, NY · CRD 128723 · IAPD ↗ · 914-686-0024

$2.07BRegulatory AUM
16Advisory reps
21Employees
0Clients
More than 500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — TORTOISE INVESTMENT MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
January 2025 — TORTOISE INVESTMENT MANAGEMENT, LLC added office(s): 1 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
December 2024 — TORTOISE INVESTMENT MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.