← Tributary

CRM — July 2025

CRM vendors and the consultants who implement them (Salesforce FSC, Wealthbox, Redtail, Practifi).

388 firms opened this window in the July 2025 SEC roster: 128 new registration, 116 new office, 52 headcount up, 34 aum up, 32 pending approved, 16 rename, 9 aum crossed 500m, 1 planning started.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
AIS PLANNING — (ST. CLOUD, MN) is newly SEC-registered with $485.1M RAUM and 9 advisory reps. IAPD ↗
$485.1M RAUM · 9 reps · (320) 252-6552
95
V.M. MANNING & CO., INC. — (GREENVILLE, SC) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
$115.5M RAUM · 2 reps · 864-232-8231 · vmmanning.com
95
1ST DISCOUNT BROKERAGE, INC. — (LAKE WORTH, FL) is newly SEC-registered with $108.1M RAUM and 9 advisory reps. IAPD ↗
$108.1M RAUM · 9 reps · 561-515-3200
95
HOROWITZ & COMPANY, INC. — (FORT LAUDERDALE, FL) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
$145.4M RAUM · 2 reps · 954-349-0800 · dhunplugged.com
95
LITTLEFIELD ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $124.2M RAUM and 1 advisory reps. IAPD ↗
$124.2M RAUM · 1 reps · 404-634-5404
95
HUTCHINSON FINANCIAL ADVISORS, INC — (GLEN ALLEN, VA) is newly SEC-registered with $120.9M RAUM and 1 advisory reps. IAPD ↗
$120.9M RAUM · 1 reps · 804-729-6420 · hutchinsonadvisors.com
95
COMPREHENSIVE MONEY MANAGEMENT SERVICES LLC — (location n/a) is newly SEC-registered with $162.6M RAUM and 1 advisory reps. IAPD ↗
$162.6M RAUM · 1 reps · 786-261-6100 · comprehensivemoney.com
95
SPYGLASS INVESTMENT MANAGEMENT — (TERRE HAUTE, IN) is newly SEC-registered with $140.0M RAUM and 3 advisory reps. IAPD ↗
$140.0M RAUM · 3 reps · (812) 238-8484 · spyglassinvestmentmanagement.com
95
PHILADELPHIA INVESTMENT PARTNERS, LLC — (VOORHEES, NJ) is newly SEC-registered with $140.8M RAUM and 3 advisory reps. IAPD ↗
$140.8M RAUM · 3 reps · 856-210-6779 · piplp.com
95
CAPITAL FINANCIAL, LLC — (OLNEY, MD) is newly SEC-registered with $140.8M RAUM and 1 advisory reps. IAPD ↗
$140.8M RAUM · 1 reps · 301-260-8575 · capfinllc.com
95
SHEA FINANCIAL ADVISORS — (location n/a) is newly SEC-registered with $116.5M RAUM and 2 advisory reps. IAPD ↗
$116.5M RAUM · 2 reps · 203-966-9651
95
LORETTA NOLAN ASSOCIATES, LLC — (OLD GREENWICH, CT) is newly SEC-registered with $121.6M RAUM and 1 advisory reps. IAPD ↗
$121.6M RAUM · 1 reps · 203.637.1402
95
STAWNYCHY FINANCIAL SERVICES, INC. — (KINNELON, NJ) is newly SEC-registered with $113.9M RAUM and 1 advisory reps. IAPD ↗
$113.9M RAUM · 1 reps · 973-283-0024 · stawnychyfinancial.com
95
TC FINANCIAL MANAGEMENT, CO INC. — (MARGATE CITY, NJ) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
$123.6M RAUM · 2 reps · 609-487-1805 · tcfinancialmgmt.com
95
CORNERSTONE FINANCIAL GROUP,LLC — (OMAHA, NE) is newly SEC-registered with $247.0M RAUM and 5 advisory reps. IAPD ↗
$247.0M RAUM · 5 reps · 402-758-0700
95
MCCORMACK FINANCIAL PLANNING INC. — (ATLANTA, GA) is newly SEC-registered with $103.0M RAUM and 3 advisory reps. IAPD ↗
$103.0M RAUM · 3 reps · 404-236-7316 · mccormackfp.com
95
CORNERSTONE SECURITIES LLC — (OVERLAND PARK, KS) is newly SEC-registered with $175.0M RAUM and 10 advisory reps. IAPD ↗
$175.0M RAUM · 10 reps · 913-538-5483 · tjstearns.com
95
POULOS ADVISORS, INC. — (SOUTH BURLINGTON, VT) is newly SEC-registered with $133.3M RAUM and 2 advisory reps. IAPD ↗
$133.3M RAUM · 2 reps · 802-862-7361
95
DOUGHERTY INVESTMENT ADVISORS — (SPRING HILL, FL) is newly SEC-registered with $113.9M RAUM and 4 advisory reps. IAPD ↗
$113.9M RAUM · 4 reps · (352) 238-6411
95
WISCONSIN WEALTH ADVISORS, LLC — (SUN PRAIRIE, WI) is newly SEC-registered with $114.2M RAUM and 3 advisory reps. IAPD ↗
$114.2M RAUM · 3 reps · 608-837-9099 · wiwealthadvisors.com
95
NATURAL BRIDGES FINANCIAL ADVISORS — (SANTA CRUZ, CA) is newly SEC-registered with $106.3M RAUM and 2 advisory reps. IAPD ↗
$106.3M RAUM · 2 reps · 831-421-0700
95
DICCIANNI FINANCIAL GROUP, INC. — (EAST NORRITON, PA) is newly SEC-registered with $111.2M RAUM and 2 advisory reps. IAPD ↗
$111.2M RAUM · 2 reps · 484-681-9046 · dfgpa.com
95
ST. CLAIR FINANCIAL — (ROSEVILLE, CA) is newly SEC-registered with $118.5M RAUM and 1 advisory reps. IAPD ↗
$118.5M RAUM · 1 reps · (916) 780-1848 · donstclair.com
95
LANSDOWNE WEALTH MANAGEMENT, LLC — (MYSTIC, CT) is newly SEC-registered with $214.1M RAUM and 6 advisory reps. IAPD ↗
$214.1M RAUM · 6 reps · 860-245-5078
95
CORE WEALTH ADVISORS — (INDIANAPOLIS, IN) is newly SEC-registered with $124.6M RAUM and 3 advisory reps. IAPD ↗
$124.6M RAUM · 3 reps · 317-497-0569 · mycorewealthadvisors.com
95
LIBERTAS WEALTH MANAGEMENT GROUP, INC. — (COLUMBUS, OH) is newly SEC-registered with $123.9M RAUM and 1 advisory reps. IAPD ↗
$123.9M RAUM · 1 reps · 614-543-1350 · libertaswealth.com
95
WALLICK INVESTMENTS, LLC — (COLUMBIA, SC) is newly SEC-registered with $112.4M RAUM and 2 advisory reps. IAPD ↗
$112.4M RAUM · 2 reps · 803-699-9400 · wifidelisindex.com
95
MCDONNELL CAPITAL MANAGEMENT — (FRANKFORT, IL) is newly SEC-registered with $132.7M RAUM and 2 advisory reps. IAPD ↗
$132.7M RAUM · 2 reps · 708-925-9507 · mcdonnell-capital.com
95
CARDINAL RETIREMENT PLANNING, INC. — (location n/a) is newly SEC-registered with $111.0M RAUM and 3 advisory reps. IAPD ↗
$111.0M RAUM · 3 reps · 919-439-2114 · cardinalretirementnc.com
95
SUSTAINVEST ASSET MANAGEMENT, LLC — (LINWOOD, NJ) is newly SEC-registered with $114.0M RAUM and 1 advisory reps. IAPD ↗
$114.0M RAUM · 1 reps · 609-904-6028 · sustainvest.com
95
VISION FINANCIAL MANAGEMENT, LLC — (CUYAHOGA FALLS, OH) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
$120.0M RAUM · 2 reps · 330-929-9900
95
LEWIS FINANCIAL, LLC — (SAN LUIS OBISPO, CA) is newly SEC-registered with $108.1M RAUM and 3 advisory reps. IAPD ↗
$108.1M RAUM · 3 reps · (805) 548-0900 · lewisfinancialslo.com
95
KERR WEALTH MANAGEMENT — (FRESNO, CA) is newly SEC-registered with $110.1M RAUM and 4 advisory reps. IAPD ↗
$110.1M RAUM · 4 reps · (559) 277-4772 · kerrwealth.com
95
ALUMAN — (location n/a) is newly SEC-registered with $114.1M RAUM and 2 advisory reps. IAPD ↗
$114.1M RAUM · 2 reps · 503-894-5688
95
IFC — (AUBURN, CA) is newly SEC-registered with $110.3M RAUM and 7 advisory reps. IAPD ↗
$110.3M RAUM · 7 reps · 530-886-8550 · ifcins.com
95
HARRIS CONSULTING — (ROSWELL, GA) is newly SEC-registered with $117.4M RAUM and 2 advisory reps. IAPD ↗
$117.4M RAUM · 2 reps · 770-642-2228 · harrismgt.com
95
DELTA ACCUMULATION, LLC — (SAUSALITO, CA) is newly SEC-registered with $210.0M RAUM and 3 advisory reps. IAPD ↗
$210.0M RAUM · 3 reps · 415-480-0485 · deltaaccumulation.com
95
CIRRUS CAPITAL LLC — (BIRMINGHAM, MI) is newly SEC-registered with $124.3M RAUM and 3 advisory reps. IAPD ↗
$124.3M RAUM · 3 reps · 248-290-6222 · axisfinancialgp.com
95
PROCORE ADVISORS, LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $110.9M RAUM and 5 advisory reps. IAPD ↗
$110.9M RAUM · 5 reps · 949-339-2990 · hicokfinancial.com
95
COLLECTIVE WEALTH ADVISORS LLC — (COPPELL, TX) is newly SEC-registered with $139.8M RAUM and 5 advisory reps. IAPD ↗
$139.8M RAUM · 5 reps · 214-427-1427
95
MORRISSEY WEALTH MANAGEMENT LLC — (NORTH HAVEN, CT) is newly SEC-registered with $135.6M RAUM and 2 advisory reps. IAPD ↗
$135.6M RAUM · 2 reps · (860) 986-7881 · morrisseywealthmanagement.com
95
BOLDIN ADVISORS — (MILL VALLEY, CA) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 415-462-5665 · newretirementadvisors.com
95
GREEN & DECKERT LLC — (LUBBOCK, TX) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗
$113.0M RAUM · 2 reps · 806-744-2689
95
BLUE POINT FINANCIAL, INC. — (SCARBOROUGH, ME) is newly SEC-registered with $113.3M RAUM and 2 advisory reps. IAPD ↗
$113.3M RAUM · 2 reps · 207-883-2009
95
FOUNDRY FINANCIAL LLC — (LOS ANGELES, CA) is newly SEC-registered with $104.7M RAUM and 3 advisory reps. IAPD ↗
$104.7M RAUM · 3 reps · (213) 802-8662
95
SAGE WEALTH PLANNING — (GEORGETOWN, TX) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · (231) 221-2448 · sagewealthplans.com
95
TAMALPAIS ASSET MANAGEMENT — (LARKSPUR, CA) is newly SEC-registered with $209.5M RAUM and 5 advisory reps. IAPD ↗
$209.5M RAUM · 5 reps · 415-723-8300 · tamalpaisam.com
95
GOLDFARB FINANCIAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $119.7M RAUM and 1 advisory reps. IAPD ↗
$119.7M RAUM · 1 reps · 310-402-2152
95
ILLUMINATE WEALTH MANAGEMENT — (BARRINGTON, IL) is newly SEC-registered with $120.1M RAUM and 1 advisory reps. IAPD ↗
$120.1M RAUM · 1 reps · 847-595-1315 · illuminatewm.com
95
ALLIANCE PRIVATE WEALTH, LLC — (NORTH READING, MA) is newly SEC-registered with $102.3M RAUM and 3 advisory reps. IAPD ↗
$102.3M RAUM · 3 reps · 978-276-1300
95
TRIPLETAIL WEALTH MANAGEMENT — (ORLANDO, FL) is newly SEC-registered with $109.8M RAUM and 3 advisory reps. IAPD ↗
$109.8M RAUM · 3 reps · 407-286-4072 · tripletailwealth.com
95
FOG CITY ADVISORS, LLC — (ALBANY, CA) is newly SEC-registered with $122.6M RAUM and 2 advisory reps. IAPD ↗
$122.6M RAUM · 2 reps · 650-508-2020
95
THE ZILLENNIAL ADVISORS — (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 9097759631 · thezillennialadvisors.com
95
BLUESTONE PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered with $147.9M RAUM and 2 advisory reps. IAPD ↗
$147.9M RAUM · 2 reps · 440-821-3459
95
PONTA WEALTH PARTNERS, LLC — (WINTER PARK, FL) is newly SEC-registered with $102.2M RAUM and 1 advisory reps. IAPD ↗
$102.2M RAUM · 1 reps · 407-617-5542 · pontawealth.com
95
ABUNDANT WEALTH MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 203-661-3441 · abundant-wealth.com
95
MOR WEALTH MANAGEMENT, LLC — (PHILADELPHIA, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 267-930-8300 · morwm.com
95
BQS FINANCIAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 714-488-1821 · bqsadvisors.com
95
ELKWATER CAPITAL — (NEW YORK, NY) is newly SEC-registered with $32.9M RAUM and 1 advisory reps. IAPD ↗
$32.9M RAUM · 1 reps · 212-347-7385 · elkwatercapital.com
95
RARE WOLF CAPITAL LLC — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 206-659-8704 · rarewolfcapital.com
95
A & L PERSONAL BUSINESS MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (415) 823-7035 · alpbm.com
95
BEACON ADVISORS — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 512-612-4884 · beacon-adv.com
95
COPPERLINE WEALTH MANAGEMENT & PLANNING, LLC — (CODY, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 307-586-1880 · copperlinewealth.com
95
TICINO WEALTH — (MISSION VIEJO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 949-862-1233
95
GRACE ADVISORS LLC — (WILMINGTON, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 212-540-4295 · grace.money
95
BZ WEALTH ADVISORS, LLC — (LITTLETON, CO) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 303-292-9224 · bzwealth.com
95
LEGEND CAPITAL — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (212) 606-2326 · legendcap.com
95
QUANT ALPHA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310 696 3287 · quantalpha.net
95
ASSET ONE WEALTH MANAGEMENT, LLC — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (425) 504-830
95
JUNO FINANCIAL GROUP LLC — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 804-500-6464 · junofinancialgroup.com
95
SUCCESSION FINANCIAL, INC — (MCKINNEY, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 214-334-6261
95
BORABOND, LLC — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 313-247-4604 · borabond.com
95
GEMINI PORTFOLIO MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 503 440 6077
95
PW ADVISORS — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 850-972-9725 · pwadvisors.com
95
PINCUS CAPITAL MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 646-571-1730
95
RBS WEALTH MANAGEMENT — (ALTO, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 616-591-5080 · rbswealthmgt.com
95
MERITIS WEALTH MANAGEMENT, INC. — (POTOMAC, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 240-396-6600 · meritiswealth.com
95
MAXQ ASSET MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (949) 468-3710 · maxqam.com
95
PEARL PLANNING — (DEXTER, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 734.274.6744 · pearlplan.com
95
PARK STATE ASSET MANAGEMENT LLC — (BEVERLY, MA) is newly SEC-registered with $206.6M RAUM and 3 advisory reps. IAPD ↗
$206.6M RAUM · 3 reps · 978-828-2934
95
ODYSSEY GROUP WEALTH ADVISORS — (LANCASTER, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 717-553-4722
95
SPIEGELMAN WEALTH MANAGEMENT LLC — (WALNUT CREEK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 609 881 0101
95
MILESTONE FINANCIAL ASSOCIATES, LLC — (MACUNGIE, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6098810101
95
FINANCIAL JUSTUS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 262-240-4002
95
TORREY-PAYNE WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 626-657-3451 · torreypaynewm.com
95
CHARMARLINE WEALTH MANAGEMENT — (LYNCHBURG, VA) is newly SEC-registered with $111.9M RAUM and 1 advisory reps. IAPD ↗
$111.9M RAUM · 1 reps · 434-455-3036
95
NAPIER FINANCIAL — (BRAINTREE, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 781-884-2356 · napierfinancial.com
95
SHERPA CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 302-235-1284
95
HERITAGE GROVE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $110.5M RAUM and 1 advisory reps. IAPD ↗
$110.5M RAUM · 1 reps · 925-890-8839
95
INNOVATIVE ASSET ADVISORS GROUP — (SHELTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 203-444-3599 · innovativeaag.com
95
SPREADWISE LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 561-779-1764
95
SUMMITPOINT CAPITAL MANAGEMENT — (LITTLETON, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 610-585-0905 · summitpoint-cap.com
95
BLUESTAR WEALTH MANAGEMENT — (LAKE MARY, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 888-788-6478
95
ROSCI LAMB, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 646 479 9965 · roscilamb.com
85
COLDSTREAM WEALTH MANAGEMENT — grew from 141 to 165 advisory reps. IAPD ↗
$12.44B RAUM · 165 reps · 425-283-1600
85
STEPSTONE GROUP LP — grew from 164 to 193 advisory reps. IAPD ↗
$95.63B RAUM · 193 reps · 858-558-9700 · vimeo.com
85
FOCUS PARTNERS WEALTH, LLC — grew from 945 to 980 advisory reps. IAPD ↗
$95.89B RAUM · 980 reps · (314) 725-0455
84
ARAX ADVISORY PARTNERS — grew from 38 to 52 advisory reps. IAPD ↗
$7.32B RAUM · 52 reps · 303-633-5900 · simondavisinc.com
78
NINETY ONE NORTH AMERICA, INC. — grew from 29 to 37 advisory reps. IAPD ↗
$38.74B RAUM · 37 reps · 1 917 206 5188 · ninetyone.com
76
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 137 to 143 advisory reps. IAPD ↗
$9.90B RAUM · 143 reps · 813-709-8800 · cornerstonepw.com
76
OASIS ADVISORS — grew from 11 to 22 advisory reps. IAPD ↗
$0 RAUM · 22 reps · 715-843-5518
75
ARAX ADVISORY PARTNERS — reported RAUM up 161% ($2.81B -> $7.32B). IAPD ↗
$7.32B RAUM · 52 reps · 303-633-5900 · simondavisinc.com
75
TOCQUEVILLE ASSET MANAGEMENT LP — grew from 36 to 41 advisory reps. IAPD ↗
$9.66B RAUM · 41 reps · 212-698-0800
75
LUTHER KING CAPITAL MANAGEMENT CORPORATION — grew from 67 to 72 advisory reps. IAPD ↗
$30.15B RAUM · 72 reps · 817-332-3235 · lkcm.com
75
ACORN FINANCIAL ADVISORY SERVICES, INC. — grew from 12 to 17 advisory reps. IAPD ↗
$1.23B RAUM · 17 reps · (703) 293-3100 · olddominionira.com
75
SANCTUARY ADVISORS, LLC — grew from 345 to 350 advisory reps. IAPD ↗
$27.70B RAUM · 350 reps · 317-975-7729 · newspringwealthpartners.com
75
BERMAN MCALEER — 's provisional registration is now fully approved. IAPD ↗
$1.60B RAUM · 14 reps · 410-560-9960
75
X ADVISORS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$189.9M RAUM · 8 reps · 805-465-9232 · xadvisors.co
73
MADISON ADVISORY SERVICES, INC. — grew from 11 to 16 advisory reps. IAPD ↗
$428.9M RAUM · 16 reps · 914-328-8558 · madisonplanning.net
73
BLUE DIAMOND CAPITAL INVESTMENT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$322.8M RAUM · 3 reps · 801-932-0311 · bdc-ia.com
73
COQUINA PRIVATE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$392.1M RAUM · 8 reps · 941-206-5120 · coquinaprivatewealth.com
73
BASECAMP WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$882.3M RAUM · 4 reps · 425-553-0031 · basecampwealthadvisors.com
73
STEADTRUST — 's provisional registration is now fully approved. IAPD ↗
$438.9M RAUM · 9 reps · 972-876-8422 · concordfinancialgroup.com
72
THE WEALTH ALLIANCE, LLC — grew from 9 to 11 advisory reps. IAPD ↗
$1.91B RAUM · 11 reps · (631) 670-0682
72
WEDMONT PRIVATE CAPITAL — grew from 5 to 7 advisory reps. IAPD ↗
$2.37B RAUM · 7 reps · 6108858200
72
STEADTRUST — grew from 5 to 9 advisory reps. IAPD ↗
$438.9M RAUM · 9 reps · 972-876-8422 · concordfinancialgroup.com
70
EVANS CAPITAL MANAGEMENT ASSOCIATES — crossed $500M in regulatory AUM ($463.9M -> $545.0M). IAPD ↗
$545.0M RAUM · 3 reps · 425-455-0501 · rlevansco.net
70
ASCENSION CAPITAL ADVISORS, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$634.3M RAUM · 7 reps · 713-952-6900 · ascensioncapital.com
70
WEAVER CAPITAL MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$434.1M RAUM · 3 reps · 678-341-1333
70
RIGDEN CAPITAL STRATEGIES — 's provisional registration is now fully approved. IAPD ↗
$104.1M RAUM · 4 reps · 303-351-1618 · rigdencapital.com
70
OPENVEST — 's provisional registration is now fully approved. IAPD ↗
$2,364 RAUM · 1 reps · 212-523-0920 · openvest.co
70
HONEOYE FALLS CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
$30.0M RAUM · 2 reps · (585) 770-7171
70
STATERA WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$145.0M RAUM · 4 reps · 435-673-6350 · staterawealth.com
70
MATTERS CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
$174.3M RAUM · 2 reps · (305) 528-3701 · matters.capital
70
WING — 's provisional registration is now fully approved. IAPD ↗
$15,515 RAUM · 2 reps · 9492099584 · wing.app
70
ARGO WEALTH ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
$211.0M RAUM · 2 reps · 703-966-6671 · argowealthadvisory.com
70
SYNERGY CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$102.2M RAUM · 2 reps · 970-837-3088 · synergy-colorado.com
70
THE QUICK GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
$100.4M RAUM · 1 reps · 6464963900
70
STORGATE, LLC — 's provisional registration is now fully approved. IAPD ↗
$149.2M RAUM · 2 reps · (917) 690-7972 · storgate.com
70
AGMAN CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$108.5M RAUM · 3 reps · (574) 607-7329
70
ALTERIS CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$101.2M RAUM · 3 reps · 832-649-8111
70
ROOTED FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
$100.4M RAUM · 1 reps · 503-207-2067
70
FORS FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$107.3M RAUM · 2 reps · 360-457-6116 · forsfinancialconsulting.com
67
HOMRICH BERG — reported RAUM up 39% ($18.59B -> $25.88B). IAPD ↗
$25.88B RAUM · 95 reps · 404-264-1400
67
ZENITH WEALTH PARTNERS — grew from 6 to 8 advisory reps. IAPD ↗
$102.1M RAUM · 8 reps · (484) 278-1559
66
INDIVISIBLE PARTNERS — reported RAUM up 41% ($298.6M -> $421.3M). IAPD ↗
$421.3M RAUM · 3 reps · 732-306-5490 · linkedin.company
63
MEOW ADVISORY, LLC — reported RAUM up 27% ($675.5M -> $856.8M). IAPD ↗
$856.8M RAUM · 1 reps · 929-333-3405 · meow.com
60
SENTINEL PENSION ADVISORS, LLC. — SENTINEL PENSION ADVISORS INC is now doing business as . IAPD ↗
$10.73B RAUM · 48 reps · 781-914-1450 · sbgi.com
60
GREAT VALLEY ADVISOR GROUP, LLC — GREAT VALLEY ADVISOR GROUP, INC. is now doing business as . IAPD ↗
$9.73B RAUM · 191 reps · 302-483-7200 · kavefamilyfinancial.com
60
FOSTER VICTOR — WEALTH ADVISORS is now doing business as FOSTER VICTOR. IAPD ↗
$2.15B RAUM · 19 reps · (864) 720-2000 · fostervictor.com
60
BRYN MAWR TRUST ADVISORS, LLC — BRYN MAWR CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
$3.01B RAUM · 46 reps · 215.731.1820 · bmt.com
60
ALTHUM ADVISORS LLC — LXG WEALTH ADVISORY LLC is now doing business as . IAPD ↗
$1.64B RAUM · 12 reps · +1 305-456-7645 · althumadvisors.com
58
SEEDS — INVESTOR LLC is now doing business as SEEDS. IAPD ↗
$485.6M RAUM · 5 reps · (212) 287-7370
55
SMITH SHELLNUT WILSON — added office(s): 6 -> 7 additional locations. IAPD ↗
$8.02B RAUM · 15 reps · 601-605-1776 · ssw1776.com
55
COBBLESTONE CAPITAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.93B RAUM · 23 reps · 585-473-3333 · cobblestonecap.com
55
COLDSTREAM WEALTH MANAGEMENT — added office(s): 7 -> 8 additional locations. IAPD ↗
$12.44B RAUM · 165 reps · 425-283-1600
55
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. — added office(s): 10 -> 11 additional locations. IAPD ↗
$43.42B RAUM · 99 reps · 800-621-4421 · mesirowfinancial.com
55
CONSOLIDATED PORTFOLIO REVIEW CORP — added office(s): 24 -> 25 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · delanceywealth.com
55
CARY STREET PARTNERS — added office(s): 23 -> 24 additional locations. IAPD ↗
$8.26B RAUM · 81 reps · (804) 340-8100
55
SIMON QUICK ADVISORS, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$7.07B RAUM · 57 reps · 973-525-1000 · simonquickadvisors.com
55
ARAX ADVISORY PARTNERS — added office(s): 9 -> 15 additional locations. IAPD ↗
$7.32B RAUM · 52 reps · 303-633-5900 · simondavisinc.com
55
L & S ADVISORS, INC — added office(s): 0 -> 2 additional locations. IAPD ↗
$1.05B RAUM · 15 reps · 310-893-6060 · lsadvisors.com
55
STEPSTONE GROUP LP — added office(s): 9 -> 10 additional locations. IAPD ↗
$95.63B RAUM · 193 reps · 858-558-9700 · vimeo.com
55
ROYAL FUND MANAGEMENT, LLC — added office(s): 90 -> 91 additional locations. IAPD ↗
$1.31B RAUM · 83 reps · 352-750-1637
55
FORUM FINANCIAL MANAGEMENT, LP — added office(s): 48 -> 49 additional locations. IAPD ↗
$9.03B RAUM · 87 reps · (630) 873-8520
55
BALLENTINE PARTNERS — added office(s): 3 -> 4 additional locations. IAPD ↗
$12.01B RAUM · 88 reps · 781-314-1300
55
FOURSTAR WEALTH ADVISORS, LLC — added office(s): 25 -> 26 additional locations. IAPD ↗
$1.24B RAUM · 45 reps · (312) 667-1750 · financialadvisorsworkshop.com
55
1900 WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.27B RAUM · 12 reps · 210-736-7770 · jeffersonbank.com
55
PATTON ALBERTSON MILLER GROUP, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$1.54B RAUM · 16 reps · 423-414-2100 · focusfinancialpartners.com
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 33 -> 34 additional locations. IAPD ↗
$2.61B RAUM · 57 reps · 205-313-9142
55
THE FIDUCIARY ALLIANCE — added office(s): 20 -> 21 additional locations. IAPD ↗
$1.92B RAUM · 38 reps · 864-385-7999
55
VIDENT ASSET MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$12.09B RAUM · 8 reps · 404-267-1501 · videntam.com
55
ALERA INVESTMENT ADVISORS, LLC — added office(s): 14 -> 16 additional locations. IAPD ↗
$3.57B RAUM · 53 reps · (847) 457-3000 · aleragroup.com
55
LEGACY CAPITAL WEALTH PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.32B RAUM · 16 reps · 501-376-7878 · legacycapitalwp.com
55
CANOPY WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.47B RAUM · 7 reps · 608-662-9018 · canopy-wealth.com
55
AMERICANA PARTNERS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$6.08B RAUM · 26 reps · 713-429-5552
55
WEDMONT PRIVATE CAPITAL — added office(s): 3 -> 4 additional locations. IAPD ↗
$2.37B RAUM · 7 reps · 6108858200
55
WEALTHPLAN INVESTMENT MANAGEMENT LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.57B RAUM · 14 reps · 402-691-0200
55
DAYMARK WEALTH PARTNERS, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$3.94B RAUM · 19 reps · 513-838-2520 · music.amazon.com
55
PORTSIDE WEALTH GROUP, LLC — added office(s): 35 -> 36 additional locations. IAPD ↗
$1.13B RAUM · 41 reps · 385-412-1222
55
WE FINANCIAL GROUP — OUI FINANCIAL is now doing business as . IAPD ↗
$101.4M RAUM · 3 reps · 415-994-9767 · wefinancialgroup.us
55
CENTERFIN CAPITAL — CENTERFIN is now doing business as . IAPD ↗
$3.3M RAUM · 1 reps · 646-518-7913 · centerfin.co
55
CENTRICA WEALTH MANAGEMENT — ACTIVA FINANCIAL is now doing business as . IAPD ↗
$0 RAUM · 1 reps · 305-686-7910
53
HEROLD ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$489.7M RAUM · 8 reps · 212-371-3950 · heroldlantern.com
53
SANTORI & PETERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$389.7M RAUM · 4 reps · 412-373-6904
53
AZA CAPITAL MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$314.0M RAUM · 8 reps · 312-429-0880
53
NEUMANN CAPITAL MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗
$568.5M RAUM · 4 reps · 650-548-9200 · neumanncm.portal.tamaracinc.com
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 18 -> 19 additional locations. IAPD ↗
$297.9M RAUM · 0 reps · 314-963-9336 · saxonyadvisors.com
53
UNITED FINANCIAL PLANNING GROUP LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$305.4M RAUM · 5 reps · (631) 234-0871
53
CYPRESS FINANCIAL PLANNING — added office(s): 2 -> 3 additional locations. IAPD ↗
$395.0M RAUM · 6 reps · (856) 720-0029 · cypressplanning.com
53
LODESTONE WEALTH MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$306.2M RAUM · 3 reps · 509-413-2386 · lodestonewm.com
53
ETESIAN WEALTH ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$426.8M RAUM · 6 reps · 503-387-3615
53
KING WEALTH MANAGEMENT GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$931.3M RAUM · 7 reps · 518-306-5640 · kingwealthmanagementgroup.com
53
WALKNER CONDON FINANCIAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$732.8M RAUM · 13 reps · 608-234-4127 · walknercondon.com
53
SEQUENT PLANNING, LLC — added office(s): 20 -> 21 additional locations. IAPD ↗
$394.7M RAUM · 70 reps · 402-953-3544
53
BOYUM WEALTH ARCHITECTS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$316.2M RAUM · 5 reps · 651-289-6444 · myboyum.com
53
FSA INVESTMENT GROUP, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$709.5M RAUM · 13 reps · (850) 696-1550 · fsa-ig.com
53
MOSAIC ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$499.4M RAUM · 16 reps · 713-980-4100
53
GEOMETRIC WEALTH ADVISORS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$971.6M RAUM · 8 reps · (973) 525-4901
53
ROSE CAPITAL ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$663.6M RAUM · 7 reps · 305-534-7673 · rosecapitaladvisors.com
53
OASIS WEALTH PLANNING ADVISORS — added office(s): 6 -> 7 additional locations. IAPD ↗
$267.8M RAUM · 6 reps · (615) 933-3314 · oasiswealthplanning.com
53
SUMMIT WEALTH AND RETIREMENT PARTNERS — added office(s): 2 -> 3 additional locations. IAPD ↗
$824.8M RAUM · 6 reps · (925) 927-1900 · summitwealthandretirement.com
53
FINANCIAL SERVICES OF AMERICA ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$396.2M RAUM · 24 reps · (800) 977-9292 · fsa1.com
53
DUNHILL FINANCIAL — added office(s): 3 -> 4 additional locations. IAPD ↗
$322.9M RAUM · 8 reps · (561) 685-2381 · dunhillfinancial.com
53
ASTORIA PORTFOLIO ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$698.8M RAUM · 7 reps · 212-381-6185
53
SOVEREIGN FINANCIAL GROUP, INC. — added office(s): 19 -> 21 additional locations. IAPD ↗
$882.7M RAUM · 17 reps · (888) 765-8180
53
ORBA WEALTH ADVISORS, LLC — added office(s): 13 -> 15 additional locations. IAPD ↗
$257.1M RAUM · 16 reps · (312) 670-6262
53
HOXTON WEALTH USA LLC — added office(s): 6 -> 12 additional locations. IAPD ↗
$470.0M RAUM · 37 reps · 737-249-9620
53
SERENITY INVESTMENT ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$376.0M RAUM · 5 reps · 312-734-1415 · yelp.com
53
UNIQUE WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$766.5M RAUM · 11 reps · 813-816-2030 · uniquewealth.com
53
ORG PARTNERS — added office(s): 11 -> 12 additional locations. IAPD ↗
$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com
53
THEPARTNERS WEALTH MANAGEMENT — added office(s): 17 -> 18 additional locations. IAPD ↗
$454.5M RAUM · 22 reps · 800-324-3010 · twsfinancialplanning.com
53
ENCOMPASS MORE ASSET MANAGEMENT LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$581.9M RAUM · 76 reps · 925-272-8850
53
GOLDEN STATE EQUITY PARTNERS, LLC — added office(s): 18 -> 19 additional locations. IAPD ↗
$880.4M RAUM · 25 reps · 866-273-1563 · heartmtwm.com
53
ROSSBY FINANCIAL, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$358.6M RAUM · 2 reps · 321-209-0111
53
GRATUS WEALTH ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$690.7M RAUM · 6 reps · 757-909-5505 · gratuswealthadvisors.com
53
MAY HILL CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$380.7M RAUM · 3 reps · 617-800-0388 · mayhillwealth.com
50
STERLING WEALTH ADVISORS, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$187.6M RAUM · 1 reps · 954-771-1313 · sterlingwealthadvisors.com
50
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$227.6M RAUM · 10 reps · (949) 261-7726
50
CAITLIN JOHN, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$183.4M RAUM · 20 reps · 810-355-1325 · caitlinjohn.com
50
SANKALA GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$116.1M RAUM · 4 reps · 720-310-0605
50
NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$137.6M RAUM · 2 reps · 415.287-5100 · nollmac.com
50
RUTHERFORD INVESTMENT MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$216.4M RAUM · 4 reps · 503-452-1210 · rutherfordinvestment.com
50
CAERUS INVESTMENT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$194.6M RAUM · 2 reps · 650-906-7666
50
Q3 ADVISORS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
50
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$80.4M RAUM · 4 reps · (317) 706-4748
50
CENTENNIAL ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$169.8M RAUM · 6 reps · (512) 265-5000 · iwanttoretirewell.com
50
PROXY WEALTH ADVISORS LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$90.0M RAUM · 11 reps · 646-289-5075 · proxywealth.com
50
KENNONDALE CAPITAL MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$100.4M RAUM · 2 reps · (804) 350-3368 · kennondale.com
50
CORNERSTONE WEALTH ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$110.2M RAUM · 4 reps · 760-476-1376 · cwainvestors.com
50
FREEDOM FAMILY OFFICE, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$143.5M RAUM · 3 reps · (855) 540-0400 · freedomfamilyoffice.com
50
MOMENT PRIVATE WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$156.7M RAUM · 4 reps · (636) 591-1050 · momentprivatewealth.com
50
BOOSTER, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$239.8M RAUM · 2 reps · 410-216-1551 · booster401k.com
50
WINCAP FINANCIAL LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
50
ALPHA ZERO LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$183.2M RAUM · 7 reps · (561) 576-2599 · alphazerowealth.com
50
TABLEAUX WEALTH — added office(s): 2 -> 4 additional locations. IAPD ↗
$154.3M RAUM · 5 reps · 413-264-2400
50
AXIM PLANNING & WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$119.3M RAUM · 1 reps · 937-291-2060 · aximwealth.com
50
RIGDEN CAPITAL STRATEGIES — added office(s): 1 -> 2 additional locations. IAPD ↗
$104.1M RAUM · 4 reps · 303-351-1618 · rigdencapital.com
50
BROADSTREET FAMILY OFFICE LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$21.5M RAUM · 6 reps · (914) 427-8036 · broadstreetfamilyoffice.com
50
BERLIN WEALTH GROUP ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.4M RAUM · 2 reps · +1 310 696 3704 · berlin-wealthadvisors.com
50
BLUE JEAN FINANCIAL LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488 · bluejeanfinancial.com
50
ZERO DAY CAPITAL ENTERPRISES LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
$38.2M RAUM · 14 reps · 702 271 3265 · zerodaycapital.com
50
CATOCTIN RIDGE WEALTH PARTNER — added office(s): 0 -> 1 additional locations. IAPD ↗
$102.3M RAUM · 2 reps · 301-304-6004 · burhonfg.com
50
VALOIR WEALTH LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$44.1M RAUM · 1 reps · (786) 505-2845
50
ALONGSIDE, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 3 reps · 214-563-1190
50
STORGATE, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$149.2M RAUM · 2 reps · (917) 690-7972 · storgate.com
50
OASIS ADVISORS — added office(s): 3 -> 8 additional locations. IAPD ↗
$0 RAUM · 22 reps · 715-843-5518
50
CONNECTIVE WEALTH PARTNERS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$0 RAUM · 7 reps · (603) 498-1854
50
DISHMI CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · (213) 373-1949 · dishmicap.com
88
NEW WAVE LOANS RESIDENTIAL, LLC — (NORTH MIAMI BEACH, FL) is newly SEC-registered with $680.4M RAUM and 2 advisory reps. IAPD ↗institutional
$680.4M RAUM · 2 reps · (305) 512-1124 · newwaveloans.com
85
"THE PILOT'S ADVISOR," LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 843-475-3038 · retirepilots.com
85
PCM MANAGEMENT ADVISOR, LLC — (CHAGRIN FALLS, OH) is newly SEC-registered with $7.64B RAUM and 23 advisory reps. IAPD ↗fund
$7.64B RAUM · 23 reps · 440-528-0333
85
CARO INVESTORS — (CHEVY CHASE, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (301) 241-8680 · caroinvestors.com
85
BLACKSUN — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212.537.5808 · blacksun.pe
85
GROWTH LENDING GP LLC — (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
85
KOMPASS KAPITAL ADVISORS, LLC — (OVERLAND PARK, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 913-381-4044
85
CAMBERLINE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 646-392-1654
85
OUTLIER GLOBAL MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 332-465-0360
85
MATRIX CAPITAL PARTNERS, LLC — (WESTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (508) 507-1493
85
TRAILS EDGE CAPITAL PARTNERS, LP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 631-255-7408
85
SUPERSTATE ADVISERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 201-497-4991 · superstate.co
85
DRONA PARTNERS CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 6463341998 · dronapartners.com
85
CANTOR OCS ASSET MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-915-1722
85
KINGSBRIDGE INVESTMENT PARTNERS LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 7029475160 · kingsbridgealts.com
85
TURAS CAPITAL MANAGEMENT — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (781)-691-9982 · turascap.com
85
MOTUM CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-733-8203 · motumcapital.com
85
GRIFFIN GLOBAL ASSET MANAGEMENT — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 310 909 8800
85
ARIXA MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗institutional
$0 RAUM · 20 reps · (310) 905-3050 · arixacapital.com
83
PRELUDE GROWTH PARTNERS MANAGEMENT COMPANY, LLC — (NEW YORK, NY) is newly SEC-registered with $589.8M RAUM and 9 advisory reps. IAPD ↗fund
$589.8M RAUM · 9 reps · 917-409-0120 · preludegrowth.com
83
RIVERSPAN PARTNERS LP — (CHICAGO, IL) is newly SEC-registered with $312.3M RAUM and 8 advisory reps. IAPD ↗fund
$312.3M RAUM · 8 reps · 312-602-0777 · riverspan.com
83
CLEARLIST CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $434.1M RAUM and 2 advisory reps. IAPD ↗fund
$434.1M RAUM · 2 reps · 212-207-1370 · clearlist.com
80
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $122.1M RAUM and 2 advisory reps. IAPD ↗fund
$122.1M RAUM · 2 reps · 917-846-0764
80
TOCCATA CAPITAL — (location n/a) is newly SEC-registered with $50.0M RAUM and 1 advisory reps. IAPD ↗fund
$50.0M RAUM · 1 reps · +1 605 269 8889 · toccap.com
80
SFERMION — (CHICAGO, IL) is newly SEC-registered with $119.5M RAUM and 5 advisory reps. IAPD ↗fund
$119.5M RAUM · 5 reps · 408-891-7991
80
XCELLERANT VENTURES, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $25.5M RAUM and 6 advisory reps. IAPD ↗fund
$25.5M RAUM · 6 reps · 480-710-0801 · xcellerantventures.com
80
LOCK 8 PARTNERS — (NEW YORK, NY) is newly SEC-registered with $196.4M RAUM and 7 advisory reps. IAPD ↗fund
$196.4M RAUM · 7 reps · 202-460-4860 · lock8partners.com
80
TORQUE ASSET MANAGEMENT LLC — (location n/a) is newly SEC-registered with $216.6M RAUM and 3 advisory reps. IAPD ↗fund
$216.6M RAUM · 3 reps · 786-655-6494 · torqueam.com
80
TABERNACLE EQUITY MANAGEMENT LLC — (SOUTHLAKE, TX) is newly SEC-registered with $48.8M RAUM and 4 advisory reps. IAPD ↗fund
$48.8M RAUM · 4 reps · 8178981500 · prophetequity.com
80
O ASSET MANAGEMENT LLC — (FAIRPORT, NY) is newly SEC-registered (provisional 120-day approval) with $16.0M RAUM and 10 advisory reps. IAPD ↗fund
$16.0M RAUM · 10 reps · 585 313 5978 · oamquant.com
75
ROYALTY PHARMA MANAGER, LLC — grew from 0 to 43 advisory reps. IAPD ↗institutional
$16.44B RAUM · 43 reps · 212.883.0200 · royaltypharma.com
70
HAMILTON LANE — grew from 225 to 257 advisory reps. IAPD ↗fund
$138.30B RAUM · 257 reps · 610-934-2222
70
STEPSTONE GROUP REAL ESTATE LP — grew from 64 to 79 advisory reps. IAPD ↗fund
$16.36B RAUM · 79 reps · 858-558-9700 · vimeo.com
70
ROYALTY PHARMA SUB-MANAGER, LLC — grew from 0 to 43 advisory reps. IAPD ↗fund
$17.63B RAUM · 43 reps · 212-883-0200
65
STEPSTONE PRIVATE WEALTH — reported RAUM up 142% ($3.37B -> $8.17B). IAPD ↗institutional
$8.17B RAUM · 0 reps · 704-215-4300
65
WEALTH MANAGEMENT GROUP AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · +41 43 443 80 95
65
VIRGO DIGITAL ASSET MANAGEMENT INC. — (NORTH YORK, Canada) is newly SEC-registered with $9.9M RAUM and 2 advisory reps. IAPD ↗foreign
$9.9M RAUM · 2 reps · 416-854-0073 · vdam.virgo.co
65
MOMA INTERNATIONAL — (PORTO ALEGRE, RIO GRANDE DO SUL, Brazil) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · +55 55 999146073
65
CAPSIGMA INVESTMENT PARTNERS LTDA — (SAO PAULO, SP, Brazil) is newly SEC-registered with $19.3M RAUM and 5 advisory reps. IAPD ↗foreign
$19.3M RAUM · 5 reps · 55 (11) 5200-2246 · capsigma.com.br
63
CAIRD INVESTMENTS — 's provisional registration is now fully approved. IAPD ↗institutional
$456.1M RAUM · 5 reps · (469)729-0530 · cairdinvestments.com
63
CC CAPITAL INSURANCE ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$320.0M RAUM · 1 reps · 212-355-5515 · cc.capital
62
ICON INFRASTRUCTURE NORTH AMERICA INC. — reported RAUM up 62% ($1.45B -> $2.36B). IAPD ↗institutional
$2.36B RAUM · 14 reps · 1 929 6884283
62
SB INVESTMENT ADVISERS (US) INC. — grew from 104 to 111 advisory reps. IAPD ↗fund
$60.92B RAUM · 111 reps · 650-562-8211
61
APAX PARTNERS US, LLC — grew from 81 to 89 advisory reps. IAPD ↗fund
$415.7M RAUM · 89 reps · 212-753-6300
61
DRI CAPITAL (US), INC. — grew from 3 to 6 advisory reps. IAPD ↗institutional
$520.1M RAUM · 6 reps · 908-577-2968
60
COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC — crossed $500M in regulatory AUM ($323.9M -> $594.2M). IAPD ↗institutional
$594.2M RAUM · 0 reps · 212 644 8500
60
3FOURTEEN & SMI ADVISORY SERVICES, LLC — crossed $500M in regulatory AUM ($446.0M -> $840.0M). IAPD ↗institutional
$840.0M RAUM · 6 reps · 800-796-4975
60
RK CAPITAL MANAGEMENT, LLC — reported RAUM up 234% ($1.41B -> $4.71B). IAPD ↗fund
$4.71B RAUM · 9 reps · 561-408-1711 · rkcapl.com
60
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — reported RAUM up 75% ($2.06B -> $3.61B). IAPD ↗fund
$3.61B RAUM · 4 reps · 2123175205 · swissre.com
60
DOCKSIDE PLATFORMS — reported RAUM up 437% ($1.12B -> $6.00B). IAPD ↗fund
$6.00B RAUM · 2 reps · 917-563-4874
60
MAM AMERICAS, INC. — grew from 123 to 128 advisory reps. IAPD ↗fund
$3.17B RAUM · 128 reps · 212-231-1000
60
RECKONER CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$28.7M RAUM · 8 reps · 212-597-2500 · reckoner.com
60
ALTIUM INVESTMENT STRATEGIES LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$113.0M RAUM · 1 reps · 813-215-7783
60
ELDRIDGE SME ADVISERS — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 8 reps · (212) 895-2000 · eldridge.com
60
RANGE ROCK CAPITAL — 's provisional registration is now fully approved. IAPD ↗institutional
$109.8M RAUM · 3 reps · 617-431-3030
60
ARROW INVESTMENT MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$93.9M RAUM · 3 reps · (203) 247-7033 · arrow-ig.com
60
DARWINS RIVER CAPITAL — 's provisional registration is now fully approved. IAPD ↗institutional
$239.3M RAUM · 3 reps · 347-504-9817
60
THREE FIFTY EIGHT INVESTMENT GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$25.00B RAUM · 3 reps · (203) 722-0526 · 358investmentgroup.com
59
3I CORPORATION — grew from 19 to 23 advisory reps. IAPD ↗fund
$2.63B RAUM · 23 reps · 1 212 848 1400 · 3i.com
58
APAX PARTNERS US, LLC — reported RAUM up 364% ($89.6M -> $415.7M). IAPD ↗fund
$415.7M RAUM · 89 reps · 212-753-6300
58
MACQUARIE CAPITAL PARTNERS LLC — reported RAUM up 179% ($118.2M -> $329.7M). IAPD ↗fund
$329.7M RAUM · 15 reps · (212) 231-1000
58
LEGALIST — grew from 13 to 16 advisory reps. IAPD ↗fund
$1.03B RAUM · 16 reps · 415-570-7878
58
FORWARD CONSUMER PARTNERS, LLC — grew from 6 to 11 advisory reps. IAPD ↗fund
$425.0M RAUM · 11 reps · 203-485-4700 · forwardconsumerpartners.com
58
SENIORS HOUSING FUND MANAGER LLC — 's provisional registration is now fully approved. IAPD ↗fund
$799.8M RAUM · 24 reps · 419-247-2800
58
GARNET CREDIT MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗fund
$552.4M RAUM · 6 reps · 212-970-6601 · garnetcredit.com
57
RECKONER CAPITAL MANAGEMENT LLC — grew from 6 to 8 advisory reps. IAPD ↗institutional
$28.7M RAUM · 8 reps · 212-597-2500 · reckoner.com
56
COLLER CAPITAL INC — reported RAUM up 33% ($6.78B -> $9.00B). IAPD ↗institutional
$9.00B RAUM · 25 reps · 1 212 644 8500 · collercapital.com
56
POLAR CAPITAL (AMERICA) CORPORATION — grew from 3 to 6 advisory reps. IAPD ↗fund
$505.6M RAUM · 6 reps · 203-604-1550 · polarcapital.co.uk
56
GARNET CREDIT MANAGEMENT LLC — grew from 3 to 6 advisory reps. IAPD ↗fund
$552.4M RAUM · 6 reps · 212-970-6601 · garnetcredit.com
55
POLAR CAPITAL (AMERICA) CORPORATION — crossed $500M in regulatory AUM ($456.6M -> $505.6M). IAPD ↗fund
$505.6M RAUM · 6 reps · 203-604-1550 · polarcapital.co.uk
55
ROKOS CAPITAL MANAGEMENT LLP — grew from 43 to 62 advisory reps. IAPD ↗foreign
$229.82B RAUM · 62 reps · +44(0)2036689000 · rokoscapital.com
55
SEABURY CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗fund
$120.0M RAUM · 6 reps · 347-583-7807 · seaburycapital.com
52
STEPSTONE GROUP PRIVATE DEBT LLC — reported RAUM up 37% ($2.37B -> $3.25B). IAPD ↗fund
$3.25B RAUM · 0 reps · 858-558-9700 · stepstonegroup.com
52
BANDHAN AMC LIMITED — grew from 30 to 42 advisory reps. IAPD ↗foreign
$20.59B RAUM · 42 reps · 22-6628-9999 EXTN: 22737 · bandhanamc.com
52
NATURAL CAPITAL — grew from 10 to 12 advisory reps. IAPD ↗fund
$218.2M RAUM · 12 reps · 501-517-3162 · naturalcapitalfirm.com
51
JLENS — reported RAUM up 32% ($122.7M -> $162.2M). IAPD ↗institutional
$162.2M RAUM · 5 reps · 212-885-7870
51
ASSET MANAGEMENT ONE CO., LTD. — grew from 271 to 282 advisory reps. IAPD ↗foreign
$450.65B RAUM · 282 reps · 81-3-6774-5000 · am-one.co.jp
51
GSA CAPITAL PARTNERS LLP — grew from 32 to 43 advisory reps. IAPD ↗foreign
$4.81B RAUM · 43 reps · 00-44-20-4603-5100 · gsacapital.com
50
FIRST ASSOCIATED INVESTMENT ADVISORS, INC. — reported RAUM up 27% ($41.1M -> $52.2M). IAPD ↗institutional
$52.2M RAUM · 1 reps · 218-722-8248 · tebergfund.com
50
STEPSTONE GROUP REAL ASSETS LP — reported RAUM up 26% ($26.34B -> $33.10B). IAPD ↗fund
$33.10B RAUM · 75 reps · 858-558-9700
50
MSR CAPITAL PARTNERS, LLC — reported RAUM up 27% ($3.60B -> $4.58B). IAPD ↗fund
$4.58B RAUM · 12 reps · 212-336-0650
50
SNOWHAWK LP — reported RAUM up 37% ($508.8M -> $699.3M). IAPD ↗fund
$699.3M RAUM · 8 reps · 888-335-3137
50
CANACCORD GENUITY WEALTH MANAGEMENT — grew from 7 to 31 advisory reps. IAPD ↗foreign
$101.2M RAUM · 31 reps · 604-643-7300
50
NIKKO ASSET MANAGEMENT CO LTD — grew from 130 to 140 advisory reps. IAPD ↗foreign
$213.77B RAUM · 140 reps · 81-3-6447-6000
50
FISHER\SMB — FISHER RETIREMENT SOLUTIONS LLC is now doing business as . IAPD ↗institutional
$5.46B RAUM · 4 reps · 888-674-4504
49
HOLLYPORT CAPITAL LLP — grew from 56 to 65 advisory reps. IAPD ↗foreign
$5.86B RAUM · 65 reps · +44 207 478 3970 · hollyportcapital.com
48
BEQUEST CAPITAL LLC — reported RAUM up 40% ($28.2M -> $39.5M). IAPD ↗fund
$39.5M RAUM · 3 reps · 941-957-9979 · bqfunds.com
48
POLAR ASSET MANAGEMENT PARTNERS INC. — grew from 53 to 61 advisory reps. IAPD ↗foreign
$42.92B RAUM · 61 reps · 416-367-4364 · polaramp.com
48
TALOS EURISKO ASSET MANAGEMENT LP — TALOS ASSET MANAGEMENT LP is now doing business as . IAPD ↗institutional
$938.2M RAUM · 4 reps · (646) 849-6758
47
SOMPO ASSET MANAGEMENT CO., LTD. — grew from 56 to 63 advisory reps. IAPD ↗foreign
$27.89B RAUM · 63 reps · 81-3-5290-3400
46
SECURIS INVESTMENT PARTNERS LLP — grew from 17 to 23 advisory reps. IAPD ↗foreign
$2.89B RAUM · 23 reps · 44 020 7847 3700
45
PACIFIC ASSET MANAGEMENT — reported RAUM up 81% ($6.17B -> $11.18B). IAPD ↗foreign
$11.18B RAUM · 19 reps · +44 203 970 3100 · pacificam.co.uk
45
MESARETE CAPITAL LLP — grew from 6 to 11 advisory reps. IAPD ↗foreign
$4.35B RAUM · 11 reps · +44 (0) 203 148 2330
45
PLANPILOT — added office(s): 3 -> 10 additional locations. IAPD ↗institutional
$3.71B RAUM · 11 reps · 312-973-4911
45
STEPSTONE PRIVATE WEALTH — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$8.17B RAUM · 0 reps · 704-215-4300
45
FIC PARTNERS MANAGEMENT, LP — FIRST INFRASTRUCTURE CAPITAL ADVISORS, LLC is now doing business as . IAPD ↗fund
$1.81B RAUM · 4 reps · 713.337.7980 · ficfund.com
44
PACIFIC ASSET MANAGEMENT — grew from 15 to 19 advisory reps. IAPD ↗foreign
$11.18B RAUM · 19 reps · +44 203 970 3100 · pacificam.co.uk
44
J. STERN & CO. LLP — grew from 10 to 14 advisory reps. IAPD ↗foreign
$1.90B RAUM · 14 reps · +44(0)20 3478 1800 · jsternco.com
44
BUOYANT CAPITAL PRIVATE LIMITED — grew from 45 to 51 advisory reps. IAPD ↗foreign
$674.0M RAUM · 51 reps · +91 22 6931 9994 · buoyantcap.com
43
GOODHART PARTNERS LLP — grew from 1 to 6 advisory reps. IAPD ↗foreign
$683.0M RAUM · 6 reps · +44 (0)20 7379 3000 · goodhartpartners.com
43
CAIUS CAPITAL LLP — grew from 7 to 10 advisory reps. IAPD ↗foreign
$1.85B RAUM · 10 reps · 442071907940 · caiuscapital.com
43
SARAZA MANAGEMENT LP — LTS ONE MANAGEMENT LP is now doing business as . IAPD ↗fund
$547.4M RAUM · 5 reps · 646-860-0200 · sarazamgmt.com
42
BROAD REACH INVESTMENT MANAGEMENT LLP — reported RAUM up 60% ($1.85B -> $2.96B). IAPD ↗foreign
$2.96B RAUM · 6 reps · +44 20 7531 2460 · broadreachllp.com
42
TAVIRA FINANCIAL — grew from 13 to 17 advisory reps. IAPD ↗foreign
$764.2M RAUM · 17 reps · 44 0207 100 5100
40
HABROK CAPITAL MANAGEMENT LLP — crossed $500M in regulatory AUM ($488.4M -> $906.1M). IAPD ↗foreign
$906.1M RAUM · 1 reps · 44-20-7851-3900 · habrokcapital.com
40
NW1 PARTNERS — crossed $500M in regulatory AUM ($450.0M -> $686.0M). IAPD ↗foreign
$686.0M RAUM · 13 reps · 44 2074481448 · nw1partners.com
40
BAYFOREST — crossed $500M in regulatory AUM ($290.5M -> $722.2M). IAPD ↗foreign
$722.2M RAUM · 8 reps · 442039685227 · bayforest.ai
40
DECAGON ASSET MANAGEMENT LLP — crossed $500M in regulatory AUM ($283.2M -> $606.2M). IAPD ↗foreign
$606.2M RAUM · 2 reps · 00442031482240
40
BUOYANT CAPITAL PRIVATE LIMITED — crossed $500M in regulatory AUM ($410.2M -> $674.0M). IAPD ↗foreign
$674.0M RAUM · 51 reps · +91 22 6931 9994 · buoyantcap.com
40
MOTILAL OSWAL CAPITAL LIMITED — reported RAUM up 253% ($33.2M -> $117.1M). IAPD ↗foreign
$117.1M RAUM · 1 reps · 011912239804263/39825500 · motilaloswalmf.com
40
SEPHIRA INVESTMENT ADVISORS (UK) LIMITED — reported RAUM up 86% ($66.8M -> $124.2M). IAPD ↗foreign
$124.2M RAUM · 5 reps · 44 (0) 203 598 5419 · sephira-em.com
40
UTI ASSET MANAGEMENT COMPANY LIMITED — grew from 53 to 58 advisory reps. IAPD ↗foreign
$0 RAUM · 58 reps · 91 022 6678 6686 · utimf.com
40
SCOTT CAPITAL PARTNERS — grew from 6 to 8 advisory reps. IAPD ↗foreign
$739.3M RAUM · 8 reps · 442045742828 · scottcp.com
40
GABELLI FUNDS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$21.95B RAUM · 48 reps · 914-921-5000 · gabelli.com
40
HAMILTON LANE — added office(s): 21 -> 22 additional locations. IAPD ↗fund
$138.30B RAUM · 257 reps · 610-934-2222
40
VANGUARD GLOBAL ADVISERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$491.43B RAUM · 84 reps · 610-669-1000 · vanguardoffshore.com
40
STEPSTONE GROUP REAL ASSETS LP — added office(s): 7 -> 8 additional locations. IAPD ↗fund
$33.10B RAUM · 75 reps · 858-558-9700
40
MAM AMERICAS, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$3.17B RAUM · 128 reps · 212-231-1000
40
PARAFI CAPITAL LP — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.40B RAUM · 8 reps · (203) 326-1321 · parafi.com
40
GREAT MOUNTAIN PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$11.32B RAUM · 10 reps · 203.993.6149
40
PERCHERON CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$3.59B RAUM · 54 reps · (415)738-4340 · percheroncapital.com
40
ELDRIDGE SME ADVISERS — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$0 RAUM · 8 reps · (212) 895-2000 · eldridge.com
40
FLAMEBACK CAPITAL USA, INC — 's provisional registration is now fully approved. IAPD ↗foreign
$0 RAUM · 2 reps · +91 80 23321099 · us.flamebackcapital.com
39
4BIO PARTNERS LLP — reported RAUM up 58% ($167.3M -> $264.5M). IAPD ↗foreign
$264.5M RAUM · 3 reps · +44 203 940 6646 · 4biocapital.com
39
J. STERN & CO. LLP — reported RAUM up 48% ($1.28B -> $1.90B). IAPD ↗foreign
$1.90B RAUM · 14 reps · +44(0)20 3478 1800 · jsternco.com
38
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED — reported RAUM up 42% ($11.09B -> $15.72B). IAPD ↗foreign
$15.72B RAUM · 55 reps · 44 203 037 2000 · macquarie.com
38
POLAR CAPITAL (AMERICA) CORPORATION — added office(s): 0 -> 2 additional locations. IAPD ↗fund
$505.6M RAUM · 6 reps · 203-604-1550 · polarcapital.co.uk
36
INDEPENDENT FRANCHISE PARTNERS LLP — reported RAUM up 35% ($16.54B -> $22.30B). IAPD ↗foreign
$22.30B RAUM · 12 reps · +44 207 495 9070
36
TAVIRA FINANCIAL — reported RAUM up 44% ($531.3M -> $764.2M). IAPD ↗foreign
$764.2M RAUM · 17 reps · 44 0207 100 5100
35
GSA CAPITAL PARTNERS LLP — reported RAUM up 27% ($3.78B -> $4.81B). IAPD ↗foreign
$4.81B RAUM · 43 reps · 00-44-20-4603-5100 · gsacapital.com
35
POLAR ASSET MANAGEMENT PARTNERS INC. — reported RAUM up 28% ($33.57B -> $42.92B). IAPD ↗foreign
$42.92B RAUM · 61 reps · 416-367-4364 · polaramp.com
35
ASHOKA WHITEOAK CAPITAL PTE. LTD. — reported RAUM up 27% ($4.29B -> $5.42B). IAPD ↗foreign
$5.42B RAUM · 13 reps · 6569777473 · whiteoakcapitalpartners.com
35
TAULA CAPITAL MANAGEMENT (UK) LLP — reported RAUM up 28% ($160.37B -> $204.76B). IAPD ↗foreign
$204.76B RAUM · 20 reps · 44 20 4570 2067
33
GOODHART PARTNERS LLP — reported RAUM up 27% ($537.2M -> $683.0M). IAPD ↗foreign
$683.0M RAUM · 6 reps · +44 (0)20 7379 3000 · goodhartpartners.com
32
GENERAL INDUSTRIAL PARTNERS LLP — reported RAUM up 36% ($47.5M -> $64.5M). IAPD ↗foreign
$64.5M RAUM · 2 reps · +44 (0) 20 7496 1900 · generalindustrialpartners.com
30
GLADSTONE MANAGEMENT — GLADSTONE PARTNERS is now doing business as . IAPD ↗foreign
$1.87B RAUM · 8 reps · +44 207 408 4771 · gladstone-management.com
25
POLAR CAPITAL — added office(s): 5 -> 6 additional locations. IAPD ↗foreign
$29.11B RAUM · 58 reps · 011 44 20 72272700 · polarcapital.co.uk
25
QUANTUM ADVISORS PRIVATE LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$2.28B RAUM · 15 reps · 91-22-61447900
25
AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED — added office(s): 6 -> 9 additional locations. IAPD ↗foreign
$2.01B RAUM · 3 reps · -7488
25
POLAR ASSET MANAGEMENT PARTNERS INC. — added office(s): 5 -> 7 additional locations. IAPD ↗foreign
$42.92B RAUM · 61 reps · 416-367-4364 · polaramp.com
25
MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED — added office(s): 2 -> 4 additional locations. IAPD ↗foreign
$160.25B RAUM · 73 reps · 612 8232 3333 · macquarie.com
25
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$15.72B RAUM · 55 reps · 44 203 037 2000 · macquarie.com
25
CLEAN ENERGY TRANSITION LLP — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$4.02B RAUM · 5 reps · 442038705963 · cleanenergytransition.com
25
ROTHSCHILD & CO REDBURN — REDBURN ATLANTIC is now doing business as . IAPD ↗foreign
$0 RAUM · 95 reps · 44 20 7000 2020
25
HUDSON HOUSE CAPITAL INCORPORATED — H.G. STRUDWICK & COMPANY is now doing business as . IAPD ↗foreign
$0 RAUM · 2 reps · (212) 293-1031 · hudsonhousecapital.com
23
ESCHLER ASSET MANAGEMENT LLP — added office(s): 7 -> 12 additional locations. IAPD ↗foreign
$497.2M RAUM · 31 reps · 447775824595
20
CANACCORD GENUITY WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗foreign
$101.2M RAUM · 31 reps · 604-643-7300
20
BFINANCE US LTD. — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$0 RAUM · 3 reps · 442077478600 · bfinance.com
20
OCEANIC INVESTMENT MANAGEMENT LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$198.7M RAUM · 6 reps · +44 1624 663616 · oceanicim.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.