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UNITED FINANCIAL PLANNING GROUP LLC

HAUPPAUGE, NY · CRD 149843 · IAPD ↗ · (631) 234-0871

$347.5MRegulatory AUM
4Advisory reps
8Employees
75Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2025 — UNITED FINANCIAL PLANNING GROUP LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2025 — UNITED FINANCIAL PLANNING GROUP LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
March 2024 — UNITED FINANCIAL PLANNING GROUP LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
March 2024 — UNITED FINANCIAL PLANNING GROUP LLC reported RAUM up 28% ($191.5M -> $244.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.