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NINETY ONE NORTH AMERICA, INC.

NEW YORK, NY · CRD 167922 · IAPD ↗ · ninetyone.com · 1 917 206 5175

$41.47BRegulatory AUM
39Advisory reps
68Employees
11Clients
n/aPlanning clients
9Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — NINETY ONE NORTH AMERICA, INC. notice-filed in AK, AR, IA, ID, IL, KS, KY, ME, MO, MT, ND, OK, OR, PR, RI, SD, UT, VI, VT, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2025 — NINETY ONE NORTH AMERICA, INC. notice-filed in IN, MN, MS, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
78
July 2025 — NINETY ONE NORTH AMERICA, INC. grew from 29 to 37 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
July 2024 — NINETY ONE NORTH AMERICA, INC. shrank from 44 to 29 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
July 2024 — NINETY ONE NORTH AMERICA, INC. notice-filed in CO, DE, HI, NV, SD, TN, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.