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THE WEALTH ALLIANCE, LLC

MELVILLE, NY · CRD 305052 · IAPD ↗ · (631) 670-0682

$2.10BRegulatory AUM
13Advisory reps
29Employees
33Clients
101-250Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — THE WEALTH ALLIANCE, LLC notice-filed in OH, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
July 2025 — THE WEALTH ALLIANCE, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.