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PTS BROKERAGE, LLC

MT. LAUREL, NJ · CRD 119307 · IAPD ↗ · ptsbrokerage.com · 856-802-9400

$131.7MRegulatory AUM
14Advisory reps
18Employees
0Clients
0Planning clients
0Private funds
8States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
October 2026 — PTS BROKERAGE, LLC (MT. LAUREL, NJ) is newly SEC-registered with $131.7M RAUM and 14 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.