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PENSERRA GLOBAL INVESTORS LLC

ORINDA, CA · CRD 174309 · IAPD ↗ · penserra.com · 800-456-8850

$2Regulatory AUM
10Advisory reps
12Employees
1Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — PENSERRA GLOBAL INVESTORS LLC reported RAUM down 100% ($96.2M -> $2).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
44
May 2026 — PENSERRA GLOBAL INVESTORS LLC notice-filed in AZ, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2026 — PENSERRA GLOBAL INVESTORS LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2026 — PENSERRA GLOBAL INVESTORS LLC reported RAUM up 9184% ($1.0M -> $96.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
October 2024 — PENSERRA GLOBAL INVESTORS LLC (ORINDA, CA) is newly SEC-registered with $1.0M RAUM and 10 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.