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EDGEROCK WEALTH MANAGEMENT

DENVER, CO · CRD 312325 · IAPD ↗ · edgerockwealth.com · 303.780.7350

$578.9MRegulatory AUM
13Advisory reps
20Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
February 2026 — EDGEROCK WEALTH MANAGEMENT crossed $500M in regulatory AUM ($470.5M -> $578.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
72
February 2026 — EDGEROCK WEALTH MANAGEMENT grew from 9 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
December 2025 — EDGEROCK WEALTH MANAGEMENT now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
July 2025 — EDGEROCK WEALTH MANAGEMENT notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
March 2025 — EDGEROCK WEALTH MANAGEMENT reported RAUM up 45% ($325.1M -> $470.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
November 2024 — EDGEROCK WEALTH MANAGEMENT now reports custody of client assets ($58.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
September 2024 — EDGEROCK WEALTH MANAGEMENT notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2024 — EDGEROCK WEALTH MANAGEMENT notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2024 — EDGEROCK WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
March 2024 — EDGEROCK WEALTH MANAGEMENT reported RAUM up 29% ($252.9M -> $325.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
March 2024 — EDGEROCK WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.