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MARSHALL WACE NORTH AMERICA L.P.

NEW YORK, NY · CRD 135902 · IAPD ↗ · mwam.com · 212-235-2800

$58.87BRegulatory AUM
112Advisory reps
184Employees
2Clients
n/aPlanning clients
14Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
June 2026 — MARSHALL WACE NORTH AMERICA L.P. reported RAUM up 78% ($33.00B -> $58.87B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
June 2025 — MARSHALL WACE NORTH AMERICA L.P. grew from 89 to 109 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
July 2024 — MARSHALL WACE NORTH AMERICA L.P. reported RAUM up 27% ($28.56B -> $36.17B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
38
June 2024 — MARSHALL WACE NORTH AMERICA L.P. notice-filed in CA, MA, PA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2024 — MARSHALL WACE NORTH AMERICA L.P. reported RAUM up 51% ($18.87B -> $28.56B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
June 2024 — MARSHALL WACE NORTH AMERICA L.P. grew from 60 to 89 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.