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HARVEST GROWTH CAPITAL

· CRD 327883 · IAPD ↗ · harvestgrowthcapital.com · 512-466-9118

$626.9MRegulatory AUM
1Advisory reps
4Employees
0Clients
n/aPlanning clients
9Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — HARVEST GROWTH CAPITAL crossed $500M in regulatory AUM ($447.9M -> $626.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2025 — HARVEST GROWTH CAPITAL reported RAUM up 55% ($292.1M -> $452.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
August 2024 — HARVEST GROWTH CAPITAL now reports custody of client assets ($292.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
August 2024 — HARVEST GROWTH CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
August 2024 — HARVEST GROWTH CAPITAL now reports 6 private fund(s) ($292.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
May 2024 — HARVEST GROWTH CAPITAL (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
50
February 2024 — HGC MANAGER, LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.