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GENESIA INVESTMENTS LLC

· CRD 329661 · IAPD ↗ · genesiainvestments.com · 864-334-5188

$299.1MRegulatory AUM
1Advisory reps
1Employees
2Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
March 2026 — GENESIA INVESTMENTS LLC reported RAUM up 30% ($230.9M -> $299.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
August 2024 — GENESIA INVESTMENTS LLC reported RAUM up 135% ($100.2M -> $235.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
May 2024 — GENESIA INVESTMENTS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
February 2024 — GENESIA INVESTMENTS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.