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MLC ASSET MANAGEMENT US LLC

NEW YORK, NY · CRD 314738 · IAPD ↗ · 617-953-1416

$2.81BRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

52
August 2024 — MLC ASSET MANAGEMENT US LLC reported RAUM up 39% ($1.90B -> $2.65B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
August 2024 — MLC ASSET MANAGEMENT US LLC now reports custody of client assets ($643.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
August 2024 — MLC ASSET MANAGEMENT US LLC now reports 1 private fund(s) ($569.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.