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POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC

GREENWICH, CT · CRD 331469 · IAPD ↗ · regeneronventures.com · 203-485-0443

$479.2MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
August 2024 — POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
83
July 2024 — POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $500.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.