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ARSENAL CAPITAL ADVISORS LLC

CONSHOHOCKEN, PA · CRD 325612 · IAPD ↗ · 610-564-9134

$267.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
May 2026 — ARSENAL CAPITAL ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
68
April 2026 — ARSENAL CAPITAL ADVISORS LLC now reports custody of client assets ($47.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
78
April 2026 — ARSENAL CAPITAL ADVISORS LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
95
January 2026 — ARSENAL CAPITAL ADVISORS LLC (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.